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Federal Register · Notice · Jun 27, 2024
of 1934 (“Act” or “Exchange Act”) 1 and Rule 19b-4 thereunder. 2 The Proposed Rule Changes were published for comment in the Federal Register on March 26, 2024. 3 The Commission has … On May 14, 2024, pursuant to Section 19(b)(2) of the Exchange Act, 5 the Commission designated a longer period within which to approve, disapprove, or institute proceedings to determine whether to
89 FR 53674Securities and Exchange CommissionFederal Register · Notice · Dec 17, 2024
As such, the Clearing Agencies believe the proposed clean-up changes would not have any impact on competition. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
89 FR 102211Securities and Exchange CommissionFederal Register · Notice · May 30, 2013
The comment period closed on March 25, 2013. II. … Summary of Comments Received As previously noted, the Commission received no comments on the proposed rule change. IV.
78 FR 32483Securities and Exchange CommissionFederal Register · Notice · Sep 7, 2006
Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
71 FR 52836Securities and Exchange CommissionFederal Register · Uncategorized Document · Jul 12, 1994
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on April 21, 1993, the American Stock Exchange, Inc. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received with respect of the proposed
Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as amended (``Act'')
Federal Register · Notice · Jul 5, 1996
SECURITIES AND EXCHANGE COMMISSION [Release No. 35-26538] Filings Under the Public Utility Holding Company Act of 1935, as amended (``Act'') June 28, 1996. … \2\ In the future, EPMC may help electric utilities find the best way to meet Clean Air Act requirements through a combination of new gas technologies, emission credits, cross-fuel management and
61 FR 35274Securities and Exchange CommissionFederal Register · Notice · Dec 17, 2024
As such, the Clearing Agencies believe the proposed clean-up changes would not have any impact on competition. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
89 FR 102234Securities and Exchange CommissionFederal Register · Notice · Dec 17, 2024
As such, the Clearing Agencies believe the proposed clean-up changes would not have any impact on competition. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
89 FR 102195Securities and Exchange CommissionFederal Register · Notice · Apr 13, 2021
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on March 29, 2021, ICE Clear Credit LLC (“ICC”) filed … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
86 FR 19311Securities and Exchange CommissionFederal Register · Notice · Feb 21, 2001
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on February 5, 2001, the American Stock Exchange LLC (“ … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
66 FR 11074Securities and Exchange CommissionFederal Register · Notice · Aug 22, 2022
The proposed rule change was published for comment in the Federal Register on July 11, 2022. 3 The Commission did not receive comments regarding the proposed rule change. … The proposed rule change would also make various clean-up changes detailed above.
87 FR 51466Securities and Exchange CommissionFederal Register · Notice · Sep 4, 1997
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received with respect to the proposed … In addition, the rule change that implemented the pilot program was published in the Federal Register for the full comment period and no comments were received.
62 FR 46785Securities and Exchange CommissionFederal Register · Notice · Mar 13, 2014
If a CBSX Trading Permit Holder incurs this fee for a calendar month period but trades at least an average of 200,000 shares per day over the following calendar month period, then the Exchange will rescind … In conjunction with these proposed changes, CBSX proposes to clean up its Fees Schedule.
79 FR 14317Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2026
Finally, CMESC proposes to make additional clean-up changes to Rule 410(a). … Other Proposed Clarification and Clean-Up Changes Finally, CMESC proposes other clarifying, clean-up changes throughout the CLF Procedure.
91 FR 56678Securities and Exchange CommissionFederal Register · Notice · Mar 14, 2001
Pursuant to Rule 19b-4(f)(6)(iii) under the Act, 9 the Commission may designate a shorter time period by which a proposed rule change filed under Rule 19b-4(f)(6) may become operative, if such action … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
66 FR 14947Securities and Exchange CommissionFederal Register · Notice · Mar 13, 2017
(7) Administrative and Clean-Up Changes OCC is proposing a number of administrative and clean-up changes to its By-Laws and Rules. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 13522Securities and Exchange CommissionFederal Register · Notice · Oct 7, 2014
The comment period closed on May 29, 2014, and the rebuttal period closed on June 12, 2014. … ( i.e., clean cross orders).
79 FR 60547Securities and Exchange CommissionSEC.gov | In the Matter of Navistar International Corporation Admin. Proc. File No. 3
Agency decision · Agency decision
Environmental Protection Agency’s Clean Air Act standards that became fully effective in 2010. The Commission ordered the Respondent to pay a $7,500,000.00.00 civil money penalty.
Securities and Exchange CommissionFederal Register · Notice · Aug 30, 1999
There will then be a short window period when the displayed prices may be adjusted. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
64 FR 47210Securities and Exchange CommissionFederal Register · Notice · Apr 5, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 20660Securities and Exchange Commission
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