Documents

Derivatives Clearing Organization General Provisions and Core Principles

Federal Register · Rule · Nov 8, 2011

period of 30 days. 12 After the second comment period ended, the Commission informed the public that it would continue to accept and consider late comments and did so until August 25, 2011. … , ventilation and air conditioning system, and adequate office technology, is not necessary.

Aggregation of Provisions

Federal Register · Proposed Rule · Jan 14, 2014

ACTION: Proposed rule; extension of comment period. … Because the comment period for both proposals was 60 days after publication in the Federal Register, the comment period for the Position Limits Proposal runs to a later date than the comment period

Position Limits for Derivatives and Aggregation of Positions

Federal Register · Proposed Rule · Dec 4, 2014

ACTION: Notice of proposed rulemaking; reopening of comment periods. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Antidisruptive Practices Authority

Federal Register · Notice · Mar 18, 2011

period.”  37 Commenters also requested clarification on the definition of closing period and requested Commission guidance on whether the prohibition on disorderly execution of transactions extends … Act.

Privacy Act Regulations

Federal Register · Proposed Rule · Sep 21, 2026

The comment period for the Proposed Rule closed on June 5, 2026. The Commission is reopening the comment period for this NPRM for an additional ten days. … The comment period for the NPRM closed on June 5, 2026.

Exemption From Derivatives Clearing Organization Registration

Federal Register · Proposed Rule · Sep 18, 2019

ACTION: Extension of comment period. … As requested by commenters, the Commission is extending the comment period for this supplemental NPRM by an additional 60 days. 3 This extension of the comment period will allow interested persons

Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index; Joint Final Rule

Federal Register · Rule · Aug 23, 2001

Comment Letters 4. Final Rule E. Additional Comments III. Administrative Procedure Act CFTC SEC IV. Paperwork Reduction Act CFTC SEC A. … The initial comment period for the rules expired on June 18, 2001. The comment period, however, was extended by the CFTC and the SEC until July 11, 2001.

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

Federal Register · Rule · Apr 3, 2012

The Air Transport Association of America, Inc. … If not acted upon within the 30 day period, such request will be deemed approved.

Position Limits for Derivatives and Aggregation of Positions

Federal Register · Proposed Rule · Jan 5, 2015

ACTION: Notice of proposed rulemaking; reopening of comment periods. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

Federal Register · Proposed Rule · Apr 23, 2020

Procedure Act and other applicable laws, and may be accessible under the FOIA. … For two of these rules, the comment period opened on February 20, so the entire comment period has essentially spanned the COVID-19 pandemic.

Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Federal Register · Rule · Sep 11, 2012

60-day public comment period and a re-opened comment period of 30 days. 3 The Commission received a total of approximately 62 comment letters directed specifically at the proposed rules. 4 The … Below, the comments are described according to the following categories: (A) General comments on the proposed time periods; (B) Comments on proposed time periods for confirmation with non-SDs and non-MSPs

Bankruptcy Regulations

Federal Register · Proposed Rule · Sep 24, 2020

under Title II of the Dodd-Frank Act. … rules. 29 In either event, before acting to implement a stay provision, the Commission would issue a request for public comment, limited to the issue of whether the Prudential Regulators' actions

Final Rulemaking Concerning Contract Market Rule Review Procedures

Federal Register · Rule · Mar 7, 1997

(or a 75-day period in the case of rules published for comment in the Federal Register) or the contract market agrees to another, specified review period. … Under revised Regulation 1.41(c), the review period for proposed rules which are published for comment would still be considerably shorter than the current 180-day statutory review period. ------------

Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · Nov 2, 2010

The Commission invites comment on all aspects of Dodd-Frank Act section 747. In particular, commenters are encouraged to address the following questions: 1. … How should the closing period be defined? Should the definition of closing period include: a. Daily settlement periods? b. Some period prior to contract expiration? c.

Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Federal Register · Proposed Rule · Aug 2, 2006

ACTION: Extension of comment period. … The comment period for the Commission's proposed Acceptable Practices for Section 5(d)(15) of the Act is hereby extended to September 7, 2006.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Aug 26, 2020

Timetable:   Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment … Period Extended End 02/14/14 NPRM 12/17/15 80 FR 78824 NPRM Comment Period End 03/16/16 NPRM Comment Period Reopened 06/10/16 81 FR 36484 NPRM Comment Period Reopened

Proposed Amendments to the Chicago Board of Trade Soybean Oil Futures Contract; Extension of Comment Period

Federal Register · Notice · Feb 5, 1999

The Acting Director of the Division of Economic Analysis (Division), acting pursuant to the authority delegated by Commission Regulation 140.96, has determined that extension of the comment period for … SUPPLEMENTARY INFORMATION: The Acting Director, acting on behalf of the Commission, has determined to extend the public comment period for the subject notice.

Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

Federal Register · Rule · Oct 22, 1996

that may be received during the extended comment period. … The Commission has also received a second request to extend the comment period and the effective date.

Business Affiliate Marketing and Disposal of Consumer Information Rules

Federal Register · Rule · Jul 22, 2011

The 60-day public comment period on the Proposal expired on December 27, 2010. 7 In response to the Proposal, the Commission received a total of four comment letters. 8 Two of the four addressed … Response to Comments. In its Proposal, the Commission solicited comment on its consideration of these costs and benefits.

Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available To Trade

Federal Register · Proposed Rule · Dec 14, 2011

On May 4, 2011, the Commission reopened the SEF NPRM's comment period through June 3, 2011, as part of the global extension of comment periods for various rulemakings implementing the Dodd-Frank Act to … See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274 (May 4, 2011). 12  76 FR at 1222.