Documents

Rules Relating to Intermediaries of Commodity Interest Transactions

Federal Register · Proposed Rule · Jun 22, 2000

such training on a periodic basis. … The Act requires that registrants receive training on a periodic basis.

Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Federal Register · Proposed Rule · Jan 21, 2009

The Commission carefully considered the six comment letters noted above. After due deliberation, however, it determined not to act on the proposed amendments or the comments received. … Likewise, the two-year compliance period for existing DCMs also was stayed.

Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Feb 8, 2011

(Dodd-Frank Act). … Public Comment. The Commission invites public comment on its cost-benefit considerations.

Agency Information Collection Activities Under OMB Review: Notice of Intent To Renew Collection 3038-0054, Establishing Procedures for Entities Operating as Exempt Markets

Federal Register · Notice · Jul 30, 2007

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 22, 2007 (72 FR 28686).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 23, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 23, 2014 (79 FR 63384).

Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

Federal Register · Proposed Rule · Oct 18, 2010

The Commission seeks comment as to whether such period should be increased, given (i) current concerns regarding further protecting regulatory functions from directors that are conflicted due to industry … The Commission requests comment on the (i) timing of effectiveness for the final rules, and (ii) the length of the phase-in implementation period.

Public Rulemaking Procedures

Federal Register · Rule · Dec 17, 2019

The comment period closed on October 21, 2019. 4   See Public Rulemaking Procedures, 84 FR 49490 (Sept. 20, 2019) (“NPRM”). … Paperwork Reduction Act The Paperwork Reduction Act (“PRA”)  19 imposes certain requirements on Federal agencies in connection with their conducting or sponsoring any collection of information.

Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations

Federal Register · Proposed Rule · Oct 13, 2006

Act. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the proposal with their comment letters.

Capital Requirements of Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Dec 16, 2016

(“CEA”), as added by section 731 of the Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). … for the period used.

Chicago Mercantile Exchange: Proposed Amendments to the Live Cattle and Feeder Cattle Futures Contracts Increasing the Maximum Daily Price Fluctuation Limit to $0.030 per Pound

Federal Register · Notice · Dec 24, 2003

The proposals were submitted pursuant to the provisions of section 5c(c)(2) of the Commodity Exchange Act (Act) and Commission Regulation 40.5. … period to respond.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 20, 2019

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … Comments.

Reestablishment of the Agricultural Advisory Committee

Federal Register · Notice · Jun 29, 2012

All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to www.cftc.gov. … The Agricultural Advisory Committee will operate for two years from the date of renewal unless, before the expiration of that time period, its charter is renewed in accordance with section 14(a)(2) of

Order Exempting the Trading and Clearing of Certain Products Related to iShares® COMEX Gold Trust Shares and iShares® Silver Trust Shares

Federal Register · Notice · Dec 30, 2008

By letters dated October 16, 2008 and November 19, 2008, OCC consented to extensions of the review period, ultimately until December 3, 2008. II. … The Commission requested comment on its application of these factors in the proposing release. No comments were received.

Prediction Markets; Public Interest Determinations

Federal Register · Proposed Rule · Jun 12, 2026

The comment period for the ANPRM closed on April 30, 2026. 154   See Prediction Markets; Advance Notice of Proposed Rulemaking, 91 FR 12516 (Mar. 16, 2026). … In particular, event contracts that involve aggregate crime rates in a geographic area over extended periods generally do not create incentives to engage in specific unlawful acts.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jan 14, 2013

Abstract: Part 22 of the Commission's regulations under the Commodity Exchange Act (Act) establish rules for the protection of customer collateral held by futures commission merchants and derivatives … The Federal Register notice for the 60-day comment period on this renewal of a collection of information was published on October 2, 2012 (77 FR 60114).

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0023, Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations

Federal Register · Notice · Dec 16, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Frequency of collection: Periodically. Authority: 44 U.S.C. 3501 et seq. Dated: December 11, 2014. Christopher J. Kirkpatrick, Secretary of the Commission.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 12, 2002

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 22, 2002 (67 FR 35966).

Agency Information Collection Activities: Approved Collection; Comment Request; Rules, Regulations, and Forms for Domestic and Foreign Futures and Options Relating to Registration with the Commission

Federal Register · Notice · Dec 10, 1999

Responses to the collection of information are mandatory pursuant to Sections 2(a)(1)(A), 4(b), and 4c of the Commodity Exchange Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 31, 1999 (64 FR 47452).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jul 1, 2022

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … of Collection: At various intervals. 4 4  For example, FCMs have both daily and monthly financial reporting obligations, annual certified financial and compliance report obligations, and periodic

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Feb 24, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 23, 2013 (78 FR 77439).