Documents

Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations

Federal Register · Rule · Jan 16, 2007

The Commission's proposal solicited public comment on this analysis. 15 No comments were received. … Act.

Chicago Board of Trade: Proposed Amendments to the Chicago Board of Trade: Corn, Corn Yield Insurance (Six Contracts), Oats, Rough Rice, Soybeans, Soybean Meal, Soybean Oil, Wheat, Kilo Gold, 100 Ounce Gold, 1000 Ounce Silver, and 5000 Ounce Silver Futures Contracts, Increasing the Contracts, Maximum Daily Price Fluctuation Limits

Federal Register · Notice · Jun 8, 2000

DATES: Comments must be received on or before June 23, 2000. ADDRESSES: Interested persons should submit their views and comments to Jean A. … The Commission is requesting comments on the proposed amendments.

Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations

Federal Register · Proposed Rule · Nov 21, 2023

time period? … period.

Bankruptcy Regulations

Federal Register · Rule · Apr 13, 2021

calendar days; after consideration of the comments, that period has been changed to seven calendar days. … The proposal for this rule was issued this past April. 6 The comment period just closed on July 13.

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R

Federal Register · Notice · Apr 28, 2017

comment. … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Review of Swap Data Recordkeeping and Reporting Requirements

Federal Register · Proposed Rule · Mar 26, 2014

Introduction Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”)  3 amended the Commodity Exchange Act (“CEA” or “Act”) to establish a comprehensive … This comment period is a critical step in the Commission's effort to improve its data utilization. I encourage all market participants to help the Commission improve its data reporting regime.

Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Corrections

Federal Register · Rule · Feb 10, 2023

In accordance with the Administrative Procedure Act, the Commission has good cause to find that it is unnecessary to provide the public prior notice and an opportunity to comment on these technical … Revise the entry for “Floating rate index name/rate period”. d. In Exhibit D: i.

Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products

Federal Register · Notice · Nov 10, 2010

COMMODITY FUTURES TRADING COMMISSION Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products … The comment period for the Precious Metal ETF Release expires on November 1, 2010. 15   See 75 FR 60411 (September 30, 2010).

Acknowledgment Letters for Customer Funds and Secured Amount Funds

Federal Register · Proposed Rule · Feb 20, 2009

DATES: Submit comments on or before March 23, 2009. … Follow the instructions for submitting comments. • Agency Web Site: http://www.cftc.gov . Follow the instructions for submitting comments on the Web site.

Opting Out of Segregation

Federal Register · Rule · Apr 25, 2001

Final Rules The 30-day comment period on the proposal expired on April 12, 2001. The Commission received six comment letters. … FIA indicated that FCMs require a reasonable time period to make the appropriate changes to books and records.

Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants

Federal Register · Proposed Rule · Mar 1, 2024

The comment period for the First Proposal was extended once at the request of a commenter and closed on June 30, 2023. 49 The Commission received comments from twelve commenters. 50 While commenters … a public comment period of no less than thirty days.

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must Be Amended

Federal Register · Notice · Dec 26, 1996

DATES: Comments must be received by February 24, 1997. … Commenters are specifically requested to address the following issues: 1.

Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

Federal Register · Proposed Rule · May 8, 2017

Follow the instructions for submitting comments through the Comments Online process on the Web site. … period for its outstanding Dodd-Frank Act Title VII rulemakings, including rule 15Fk-1. 11 In its reopening release, the SEC sought comment on, among other things: (1) The relationship of the proposed

Financial Resources Requirements for Derivatives Clearing Organizations

Federal Register · Proposed Rule · Oct 14, 2010

(Dodd-Frank Act). … and the Dodd-Frank Act.

Conflicts and Affiliations

Federal Register · Proposed Rule · Aug 6, 2026

The proposed three-examination-cycle period—corresponding to approximately four and one-half years—reflects the Commission's preliminary judgment as to the period necessary to balance these continuity … (C) Notice period and effective date of election.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Rule · Apr 9, 2020

The Commission requested comments with respect to the RFA and received no comments. 22  5 U.S.C. 601 et seq. … The Commission sought comment on all aspects of the cost and benefit considerations in the Proposal but received no substantive comments. 1.

Commodity Pool Operators: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools

Federal Register · Rule · May 18, 2011

The Commission requested comment on its application of these factors in the Proposing Release. No such comments were received. … Removing the period at the end of paragraph (a)(4)(ii)(B) and adding “; or”; c.

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Draft Proposed Revisions to Delivery Specifications

Federal Register · Notice · Dec 1, 1997

Moreover, the Commission believes that publication of the CBT's draft proposed revisions for a [[Page 63532]] comment period of forty-five days will provide sufficient time for public consideration of … these issues and will look with disfavor upon requests for extension of the comment period.

Commodity Pool Operators and Commodity Trading Advisors; Exemption From Requirement To Register for CPOs of Certain Pools and CTAs Advising Such Pools

Federal Register · Proposed Rule · Nov 13, 2002

DATES: Comments must be received by January 13, 2002. ADDRESSES: Comments on this advance notice of proposed rulemaking should be sent to Jean A. … Request for Comment The Commission requests public comment on the exemption criteria of the NFA Proposal, the MFA Proposal, the No-Action Relief, and the following issues: 1.

Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs

Federal Register · Rule · Dec 10, 2019

Frequency of collection: Periodically. … (3) Periodic reporting relief.