Documents

Clearing Exemption for Swaps Between Certain Affiliated Entities

Federal Register · Rule · Apr 11, 2013

Comments on the Notice of Proposed Rulemaking The Commission received 13 comments during the 30-day public comment period following publication of the NPRM on August 21, 2012, and one additional comment … after the comment period ended.

Reducing Regulatory Burden; Retrospective Review Under E.O. 13563

Federal Register · Proposed Rule · Jun 30, 2011

Follow the instructions for submitting comments through the Web site. • Mail: David A. … required by the Administrative Procedure Act.

Derivatives Clearing Organization General Provisions and Core Principles

Federal Register · Rule · Jan 27, 2020

Additional Comments X. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. Antitrust Considerations I. … Paperwork Reduction Act 1.

Order Finding That the TCO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

Federal Register · Notice · May 5, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

Chicago Board of Trade: Proposed Amendments to the Chicago Board of Trade Corn and Soybeans Futures Contracts, Increasing the Maximum Daily Premium Charge, Decreasing the Maximum Number of Shipping Certificates Issuable, and Modifying Certain Loading Requirements

Federal Register · Notice · Oct 12, 2000

DATES: Comments must be received on or before November 13, 2000. ADDRESSES: Interested persons should submit their views and comments to Jean A. … The Commission is requesting comments on the proposed amendments.

Large Trader Reporting Requirements

Federal Register · Rule · Jun 3, 2024

Compliance Period IV. Frequency of Publication of COT Report V. Related Matters A. Cost-Benefit Considerations B. Regulatory Flexibility Act C. Paperwork Reduction Act D. … The public comment period for the Proposal ended August 28, 2023, 7 and the Commission received 12 substantive public comment letters. 8 After considering the comments, the Commission has determined

Event Contracts

Federal Register · Proposed Rule · Jun 10, 2024

Regulatory Flexibility Act B. Paperwork Reduction Act 1. Submission of Updated Rules to the Commission 2. Request for Comment C. Consideration of Costs and Benefits 1. Introduction 2. … District Court for the District of Columbia. 40 38   See CFTC Release No. 8728-23, CFTC Announces Review of Kalshi Congressional Control Contracts and Public Comment Period (June 23,

Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates

Federal Register · Proposed Rule · May 31, 2022

Regulatory Flexibility Act B. Paperwork Reduction Act C. Antitrust Laws I. Background A. … The Commission requests comment on whether there are less anticompetitive means of achieving the relevant purposes of the Act.

Agency Information Collection Activities: Submission for OMB Emergency Review; Comment Request: Exemptive Order Regarding Compliance With Certain Swap Regulations

Federal Register · Notice · Jul 24, 2012

Comments will be posted as received to www.cftc.gov. … Overview Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), Public Law 111-203, 124 Stat. 1376 (2010) amended the Commodity Exchange Act (“CEA”) to establish

In the Matter of Intermarket Clearing Corporation-Request for Vacation From Designation as Derivatives Clearing Organization

Federal Register · Notice · Jan 6, 2004

However, the merger of ICC and OCC will take place before the end of the calendar year 2003, which will occur before the expiration of the ninety-day notice period required by Section 7 of the Act. … The Commission invited comments specifically on exempting ICC from the ninety-day requirement of section 7 and received no comments. III.

Economic and Public Interest Requirements for Contract Market Designation

Federal Register · Rule · Jun 1, 1999

); must provide for delivery periods which will prevent market congestion (Section 5a(a)(4) of the Act); and must permit delivery on the contract of such grades, at such points and at such quality and … Comments Two commenters, the Chicago Board of Trade (CBT) and the Minneapolis Grain Exchange (MGE), responded to the notice of proposed rulemaking.

Recordkeeping; Reports by Futures Commission Merchants, Clearing Members, Foreign Brokers, and Large Traders

Federal Register · Rule · May 2, 1997

Since this testing may take a period of time to complete, the Commission will take no enforcement action during the testing period against [[Page 24027]] reporting firms if they are not in compliance … Paperwork Reduction Act (PRA) When publishing final rules, the Paperwork Reduction Act of 1995 (Pub.

Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Federal Register · Rule · Nov 6, 2013

(the “Dodd-Frank Act”). … See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274 (May 4, 2011). 11  Letters were received

Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations

Federal Register · Rule · Jan 16, 2007

The Commission's proposal solicited public comment on this analysis. 15 No comments were received. … Act.

Concept Release on the Placement of a Foreign Board of Trade's Computer Terminals in the United States

Federal Register · Proposed Rule · Jul 24, 1998

The Commission desires to act as quickly as practicable in this regard and, accordingly, intends to adhere strictly to the 60-day comment period provided for in this release. A. … The Commission requests comment as to whether ten business days is a reasonable time period in which to update such information.

Effective Date for Swap Regulation

Federal Register · Proposed Rule · Oct 25, 2011

Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … provided in section 723(c) of the Dodd-Frank Act regarding former CEA section 2(h) and section 734(c) of the Dodd-Frank Act regarding former CEA section 5d ( i.e., for “not longer than a 1-year period

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Aug 29, 2018

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … For clarity, this notice expresses such burdens in terms of those that would be imposed on one respondent during the three year period.

Minimum Financial and Related Reporting Requirements for Futures Commission Merchants and Introducing Brokers

Federal Register · Proposed Rule · Jul 9, 2003

Act. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the proposal with their comment letters.

Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

Federal Register · Proposed Rule · Apr 14, 2023

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Regulatory Flexibility Act C. Paperwork Reduction Act I. Background A.

Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates

Federal Register · Rule · Aug 24, 2022

Regulatory Flexibility Act B. Paperwork Reduction Act C. Antitrust Laws D. Congressional Review Act I. Background A. … during that period.