Documents

Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)

Federal Register · Notice · Oct 17, 2003

It operates and maintains power supply, heating, ventilation and air conditioning systems, including burners and boilers for heating purposes. … and the applicable rules under the Act, until CenterPoint's investment in Texas Genco is sold, and for a brief transition period after a sale; • Comply with the Commission's standards for accounting

Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to Proposed Rule Change Relating to the Listing and Trading of Investment Company Units, Including World Equity Benchmark Shares (``WEBS'')

Federal Register · Notice · Oct 15, 1999

Share prices are ``swept clean'' daily and adjusted for any rights issues, stock dividends, or splits. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning Amendment No. 1, including whether Amendments No. 1 is consistent with the Act.

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Regarding Colocation Services

Federal Register · Notice · Nov 18, 2021

Wireless networks are directly and immediately affected by adverse weather conditions, which can cause message loss and outage periods. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust

Federal Register · Notice · Jul 2, 2018

The Trust will utilize bitcoin private keys that are generated and stored on air-gapped computers. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Regarding Colocation Services

Federal Register · Notice · Nov 18, 2021

Wireless networks are directly and immediately affected by adverse weather conditions, which can cause message loss and outage periods. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

Federal Register · Notice · Apr 3, 1998

Interested persons wishing to comment or request a hearing on the application(s) and/or declaration(s) should submit their views in writing by April 21, 1998, to the Secretary, Securities and Exchange … and rule 54 under the Act.

SECURITIES AND EXCHANGE COMMISSION

Agency decision · Agency decision

pursuant to Section 12(d) of the Securities Exchange Act of 1934 ("Act")1 and Rule 12d2-2(d) thereunder,2 to withdraw its common stock, $.01 par value ("Security"), from listing and registration on the … to rule-comments@sec.gov.

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF

Federal Register · Notice · Sep 27, 2022

Such a calculation gives shipping companies a tool to measure period-to-period changes. … The liquidity of tanker Freight Futures (clean and dirty) has been increasing, in lot terms, over the last five years.

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto by the New York Stock Exchange, Inc., To Amend Its Original and Continued Quantitative Listing Standards

Federal Register · Notice · Mar 16, 2005

the Act. … rule-comments@sec.gov .

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material to Rule 706 To Harmonize Its Sponsored Access Rules With Those of Its Affiliates

Federal Register · Notice · May 21, 2018

Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Address Brokers With a Significant History of Misconduct

Federal Register · Notice · Dec 16, 2020

The proposed rule change was published for comment in the Federal Register on April 14, 2020. 3 On May 27, 2020, FINRA consented to an extension of the time period in which the Commission … a disclosure on the BrokerCheck profile of individuals would capture registered representatives of a taping firm with clean disciplinary histories. 61 The commenter also recommended that any disclosure

Issuer Delisting; Notice of Application of Mercury Air Group, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-07134

Federal Register · Notice · Jan 12, 2006

SECURITIES AND EXCHANGE COMMISSION Issuer Delisting; Notice of Application of Mercury Air Group, Inc. … Exchange Act of 1934 (“Act”)  1 and Rule 12d2-2(d) thereunder, 2 to withdraw its common stock, $.01 par value (“Security”), from listing and registration on the American Stock Exchange LLC (

SECURITIES AND EXCHANGE COMMISSION

Agency decision · Agency decision

Video shows that, at one point, while answering questions, Lykos licked and rubbed his fingers clean, then wrote on them while viewing exam questions. … Several seconds later, Lykos commented, “those pens, they dried out.”

Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and No. 2 thereto by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Based on the Select European 50 Index

Federal Register · Notice · Jun 10, 2002

Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others Written comments were neither solicited nor received. III. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules Regarding the GCF Repo Service To Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force

Federal Register · Notice · Jul 29, 2011

Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or Send an e-mail to rule-comments

Interactive Data Public Test Suite

Agency decision · Agency decision

Remove dei:DocumentReportType facts. e60515: add three variations 013gd, 014ng in which there is an xml comment in the middle of a text block. e60516: add variation 024ng in which xml comment interferes … : _610gd to _615ng 3) Cleaned up schema file in folder 605-instance-syntax/605-41-seriesid: _203gw 4) Cleaned up schema and instance files in folder 616-definition-syntax/616-13-oef-definition-linkvalidations

Interactive Data Public Test Suite

Agency decision · Agency decision

Remove dei:DocumentReportType facts. e60515: add three variations 013gd, 014ng in which there is an xml comment in the middle of a text block. e60516: add variation 024ng in which xml comment interferes … : _610gd to _615ng 3) Cleaned up schema file in folder 605-instance-syntax/605-41-seriesid: _203gw 4) Cleaned up schema and instance files in folder 616-definition-syntax/616-13-oef-definition-linkvalidations

UNITED STATES OF AMERICA

Agency decision · Agency decision

Act Rel. … by using the Commission’s Internet comment form (http://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov.

SECURITIES A N D EXCHANGE COMMISSION

Agency decision · Agency decision

Brigagliano October 24,2006 Page 7 Company Act of 1940, as amended ("1940 Act"). … Consistent with Section 22(e) of the 1940 Act and Rule 22e-2 thereunder, the right to redeem Shares directly from a Fund will not be suspended, nor payment upon redemption delayed, except (i) for any period

Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)

Federal Register · Notice · May 6, 2005

Wisconsin Electric has a liquefied natural gas storage plant which converts and stores in liquefied form natural gas received during periods of low consumption. … Wisconsin Electric also has propane air systems for peaking purposes. These propane air systems will provide approximately 2,000 dekatherms per day of supply to the system.