Documents

Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R

Federal Register · Notice · Mar 11, 2019

comment. … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Rules Relating to Intermediaries of Commodity Interest Transactions

Federal Register · Proposed Rule · Aug 28, 2001

DATES: Comments must be received by September 12, 2001. ADDRESSES: Comments on the proposed rules should be sent to Jean A. … The Act requires that registrants receive training on a periodic basis.

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date

Federal Register · Rule · Feb 5, 2025

comment. … Given the time constraints, a notice and comment period could not be reasonably be completed prior to the Initial Compliance Date.

Membership in a Registered Futures Association

Federal Register · Rule · Sep 14, 2015

The comment period for the Proposal ended on January 7, 2014. 16 The Commission received two substantive comments in response to the Proposal  17 and, in consideration of those comments, is adopting … the Proposal subject to certain changes, as noted below. 16  The Proposal inaccurately stated the comment period ended on January 17, 2014.

Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS® Gold Trust Shares

Federal Register · Notice · Apr 23, 2008

of 1934 (“the '34 Act”). 3 3  15 U.S.C. 78q-l. … The length of the comment period for this proposal is informed by the fact that the ST Gold Futures Contracts proposal is outstanding, and the goal of addressing both proposals simultaneously.

Form PF; Reporting Requirements for All Filers

Federal Register · Proposed Rule · Apr 24, 2026

Request for Comment IV. Paperwork Reduction Act A. Form PF 1. Purpose and Use of the Information Collection 2. Confidentiality 3. Burden Estimates B. Request for Comments V. … We request comment on the proposed transition period: 127. Would the proposed transition period provide filers with enough time to comply with the proposed amendments?

Boards of Trade Located Outside of the United States and No-Action Relief From the Requirement To Become a Designated Contract Market or Derivatives Transaction Execution Facility

Federal Register · Rule · Nov 2, 2006

pending the development of rules governing access to automated foreign boards of trade. 4 During this period, the Commission received extensive comment on the proposed rulemaking, as well as advice … The Commission's appropriate role during such a period of rapid change is to construct policies that will foster achievement of the Act's section 3 objectives of ensuring market and financial integrity

Proposed Revision of the Commission's Procedure for the Review of Contract Market Rules

Federal Register · Proposed Rule · Nov 26, 1999

(or 75-day period in the case of rules published for comment in the Federal Register). … Market participants and others adversely affected by a rule change could incur harm during this period.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0021, Regulations Governing Bankruptcies of Commodity Brokers

Federal Register · Notice · Jun 25, 2018

Select the “Submit Comments” link for this matter and follow the instructions on the Public Comment Form. … For clarity, this notice expresses such burdens in terms of those that would be imposed on one respondent during the three year period.

Orders Finding That the PJM WH Real Time Peak Daily Contract, PJM WH Real Time Off-Peak Daily Contract and PJM WH Day Ahead LMP Peak Daily Contract Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

Federal Register · Notice · Jul 21, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

Position Limits for Derivatives

Federal Register · Proposed Rule · Jan 26, 2011

Public Comments in Advance of Commission Action As with other forthcoming notices of rulemaking proposing regulations to implement the Dodd-Frank Act, the Commission accepted public comments in advance … At the meeting on December 16, 2010, however, the Commission was presented with a single proposed rule, with a 60-day comment period, addressing spot, single month, and aggregate limits.

Extension of Time To File Annual Reports for Commodity Pools

Federal Register · Proposed Rule · Nov 7, 2000

DATES: Comments must be received by December 7, 2000. ADDRESSES: Interested persons should submit their views and comments to Jean A. … Regulatory Flexibility Act The Regulatory Flexibility Act (“RFA”), 5 U.S.C. 601-611 (1994), requires that agencies, in proposing rules, consider the impact of those rules on small businesses.

Proposed Order and Request for Comment on Application for Exemption From Certain Provisions of the Commodity Exchange Act Regarding Investment of Customer Funds and From Certain Related Commission Regulations

Federal Register · Notice · Dec 15, 2017

COMMODITY FUTURES TRADING COMMISSION Proposed Order and Request for Comment on Application for Exemption From Certain Provisions of the Commodity Exchange Act Regarding Investment of Customer Funds and … Spread has exceeded approximately 5% of the time over that period. 14 14  The Commission reviewed the daily U.S. Spread from July 3, 2009 to July 3, 2017. Over this time period, the U.S.

Application of FutureCom, LTD. as a Contract Market in Live Cattle Futures and Options

Federal Register · Notice · Nov 24, 1997

By letter dated June 20, 1997, the Division informed FutureCom that the running of the one-year review period provided in Section 6 of the Commodity Exchange Act would be stayed with respect to both the … with the purposes of the Commodity Exchange Act.

Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination From the Financial Services Agency of Japan

Federal Register · Proposed Rule · Aug 8, 2022

Select the “Submit Comments” link for this proposed order and follow the instructions on the Public Comment Form. … (Act No. 86 of 2005).

Early Warning Reporting Requirements, Minimum Financial Requirements, Prepayment of Subordinated Debt, Gross Collection of Exchange-Set Margin for Omnibus Accounts and Capital Charge on Receivables From Foreign Brokers

Federal Register · Rule · May 1, 1996

The Commission originally permitted 30 days for public comment on the proposed amendments to Rule 1.12 and it extended the comment period for an additional 30 days in response to a request from the Securities … The commenters stated that DSROs have demonstrated the capability to competently handle prepayment of subordinated debt during the past ten years of the no-action period.

Exemption from Certain Part 4 Requirements for Commodity Pool Operators With Respect to Offerings to Qualified Eligible Persons and for Commodity Trading Advisors With Respect to Advising Qualified Eligible Persons

Federal Register · Rule · Aug 4, 2000

(2) Periodic reporting relief. … This statement must indicate: (i) The net asset value of the exempt pool as of the end of the reporting period; (ii) The change in net asset value from the end of the previous reporting period; and

Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

Federal Register · Proposed Rule · Jul 1, 2004

The Commission is proposing these rule amendments and requesting comment as part of its continuing efforts to update its regulations in light of the Commodity Futures Modernization Act of 2000 (“CFMA”) … DATES: Comments must be received by August 30, 2004.

Order Granting the London Clearing House's Petition for an Exemption Pursuant to Section 4(c) of the Commodity Exchange Act

Federal Register · Notice · Oct 1, 1999

comment period was originally sixty days, but it was extended until September 23, 1998, in response to a request by the International Swaps and Derivatives Association, Inc. … \7\ Petition of the London Clearing House Limited for an Exemption Pursuant to Section 4(c) of the Commodity Exchange Act, 63 FR 49094 (Sept. 14, 1998)(Extension of Comment Period).

Exemptive Order Regarding Compliance With Certain Swap Regulations

Federal Register · Rule · Jul 22, 2013

ACTION: Exemptive order; request for comments. … Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation.