Documents

Antidisruptive Practices Authority

Federal Register · Notice · May 28, 2013

The Commission requested comment on all aspects of the Proposed Order, with the comment period ending on May 17, 2011. … , the Commission also considered the ANPR and December 2, 2010 roundtable comments, as well as comments related to section 747 of the Dodd-Frank Act that were filed in response to the SEF notice of proposed

Adaptation of Regulations To Incorporate Swaps

Federal Register · Rule · Nov 2, 2012

The Commission considers this revision to regulation 38.2 technical in nature as it merely cleans up the discrepancy created by the revisions to regulation 1.35. … After prompt consideration of all relevant information, the Commission shall, within a reasonable period of time after the close of the comment period, issue an order explaining its determination whether

Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”

Federal Register · Rule · May 23, 2012

See letters from Air Transport Association of America, Inc. … See, e.g., letter from Needham Oil & Air, LLC.

Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · Nov 2, 2010

The Commission invites comment on all aspects of Dodd-Frank Act section 747. In particular, commenters are encouraged to address the following questions: 1. … How should the closing period be defined? Should the definition of closing period include: a. Daily settlement periods? b. Some period prior to contract expiration? c.

Final Rulemaking Concerning Contract Market Rule Review Procedures

Federal Register · Rule · Mar 7, 1997

(or a 75-day period in the case of rules published for comment in the Federal Register) or the contract market agrees to another, specified review period. … Under revised Regulation 1.41(c), the review period for proposed rules which are published for comment would still be considerably shorter than the current 180-day statutory review period. ------------

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Aug 24, 2017

Timetable: Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment … Period Extended End 02/14/14 NPRM 12/17/15 80 FR 78824 NPRM Comment Period End 03/16/16 NPRM Comment Period Reopened 06/10/16 81 FR 36484 NPRM Comment Period Reopened

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · May 12, 2011

ACTION: Extension of comment period. … The Commission now is extending the comment period for the proposed margin regulations so that the comment period will run concurrently with the comment period for the proposed rulemaking on capital requirements

Proposed Amendments to the Maximum Daily Price Fluctuation Limits for the Chicago Board of Trade's Corn, Corn Yield Insurance (Six Contracts), Oats, Rough Rice, Soybeans, Soybean Meal, Soybean Oil, Wheat, Kilo Gold, 100 Ounce Gold, 1000 Ounce Silver, and 5000 Ounce Silver Futures Contracts; Extension of Comment Period

Federal Register · Notice · Jun 29, 2000

The Acting Director of the Division of Economic Analysis (Division), acting pursuant to the authority delegated by Commission Regulation 140.96, has determined that extension of the comment period for … SUPPLEMENTARY INFORMATION: The Acting Director, acting on behalf of the Commission, has determined to extend the public comment period for the subject notice.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Nov 16, 2018

Timetable:   Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment … Period Extended End 02/14/14 NPRM 12/17/15 80 FR 78824 NPRM Comment Period End 03/16/16 NPRM Comment Period Reopened 06/10/16 81 FR 36484 NPRM Comment Period Reopened

Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period

Federal Register · Proposed Rule · Feb 29, 2024

ACTION: Reopening of comment period. … The Commission is reopening the comment period for this NPRM for an additional forty-five days from the date the original comment period closed.

Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities

Federal Register · Proposed Rule · Jul 28, 2026

ACTION: Request for comment; extension of comment period. … The comment period for the RFC closes on July 27, 2026.

Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · May 4, 2011

ACTION: Reopening and extension of comment periods. … For those rulemakings listed herein for which the comment period closes during the extension's comment period, the comment period is extended until June 3, 2011.

Commodity Pool Operator Financial Reports

Federal Register · Rule · Nov 25, 2016

Paperwork Reduction Act 1. … the Act.

Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Exchange Rules Relating to Contract Terms and Conditions

Federal Register · Rule · Mar 7, 1997

As part of the 1978 amendments to the Act, Congress added the provision requiring a public comment period for economically significant proposed exchange rules. … See, section 5a(a)(12)(A) of the Act. III. Comments Received and Final Rules The Commission received seven comment letters from eight commenters.

Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act

Federal Register · Rule · Jun 4, 2013

Act].” 15 U.S.C. 8321, as enacted by section 721 of the Dodd-Frank Act. … on the certification during a 30-day mandatory public comment period.

Real-Time Public Reporting of Swap Transaction Data

Federal Register · Rule · Jan 9, 2012

Effectiveness/Implementation and Interim Period IV. Paperwork Reduction Act V. Cost-Benefit Considerations VI. Regulatory Flexibility Act VII. List of Commenters I. Background A. … The comment periods for most proposed rulemakings implementing the Dodd-Frank Act—including the proposed part 43 rules—subsequently were reopened for the period of April 27 through June 2, 2011.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Proposed Rule · Apr 17, 2020

ACTION: Reopening of comment period. … The comment period for the NPRM was originally scheduled to close on July 29, 2019. The Commission subsequently extended the comment period for 90 days to October 28, 2019.

Position Limits for Derivatives and Aggregation of Positions

Federal Register · Proposed Rule · Jul 3, 2014

ACTION: Notice of proposed rulemaking; extension of comment periods. … Thus, both comment periods will end on August 4, 2014. Issued in Washington, DC, on June 27, 2014, by the Commission. Christopher J. Kirkpatrick, Acting Secretary of the Commission.

Provisions Common to Registered Entities

Federal Register · Proposed Rule · Nov 2, 2010

(2) Public comment. The Commission shall provide a 30-day comment period, within the 90-day period while the stay is in effect as described in paragraph (c)(1) of this section. … The Commission shall publish a notice of the 30-day comment period on the Commission Web site. Comments from the public shall be submitted as specified in that notice.

Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

Federal Register · Rule · Apr 3, 2019

The comment period closed on September 4, 2018. … NFA Comment Letter, p. 3. Section 107(b) of the Sarbanes Oxley Act of 2002 generally requires the SEC to approve PCAOB rules prior to their implementation.