Documents

Application of FutureCom, LTD. as a Contract Market in Live Cattle Futures and Options

Federal Register · Notice · Jan 13, 1998

The proposal was republished for comment under delegated authority on November 24, 1997 (62 FR 62566) for a 30-day comment period ending December 24, 1997. … of the Commodity Exchange Act.

Order Finding That the ICE Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Jul 30, 2009

The Commission will, within a reasonable period of time after the close of the comment period, consider all relevant information and issue an order announcing and explaining its determination. … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act

Federal Register · Rule · Apr 25, 2019

The comment period for the Proposal ended on February 8, 2019. 20  Proposal, 83 FR at 63453. III. … The Commission is providing the 100 day period because it believes the Final Rule to be consistent with the revisions of the GLB Act in the FAST Act and current regulations while allowing Covered Persons

Chicago Mercantile Exchange Proposed Futures and Option Contracts on the Mini Standard & Poor's 500 Stock Price Index

Federal Register · Notice · Jun 12, 1997

SUPPLEMENTARY INFORMATION: The CME has requested an abbreviated 15-day public comment period. … period is appropriate for these applications.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Jun 12, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA

Federal Register · Proposed Rule · Sep 20, 2011

or extended the comment period of many of its proposed rulemakings through June 3, 2011. 3 In total, the Commission has received over 20,000 comments in response to its Dodd-Frank Act rulemaking … proposals. 3   See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274, May 4, 2011.

Section 4(c) Contract Market Transactions; Swap Agreements

Federal Register · Uncategorized Document · Oct 28, 1994

The comment period closed December 15, 1993, and the Commission has carefully considered the comments received. … Following an extensive comment period on its proposed rules, the Commission adopted final rules in July 1989.

Order Establishing De Minimis Threshold Phase-In Termination Date

Federal Register · Rule · Oct 18, 2016

Statutory and Regulatory Background The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”)  1 directed the CFTC and the U.S. … Staff Reports Staff issued for public comment a preliminary report concerning the de minimis exception on November 18, 2015 (“Preliminary Report”). 7 After consideration of the public comments

Agency Information Collection Activities; Proposed Collection, Comment Request

Federal Register · Notice · Apr 5, 2012

and Consumer Protection Act (“Dodd-Frank Act”). … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on February 15, 2012 (77 FR 8817).

Position Limits for Derivatives

Federal Register · Rule · Jan 14, 2021

of 2010 (“Dodd-Frank Act”) amendments to the Commodity Exchange Act (“CEA”). … Comments and Summary of the Commission Determination—Transition Period Swap No commenter addressed the proposed definition of “transition period swap.”

A New Regulatory Framework for Clearing Organizations

Federal Register · Proposed Rule · Jun 22, 2000

DATE: Comments must be received by August 7, 2000. … ; and (5) The applicant has not instructed the Commission in writing during the review period to review the application pursuant to procedures under section 6 of the Act

Chicago Board of Trade Proposed Futures and Option Contracts on the Dow Jones Industrial Average Index

Federal Register · Notice · Jun 27, 1997

SUPPLEMENTARY INFORMATION: In its application, the CBOT requested an abbreviated 15-day public comment period. … The Division believes that, for the reasons presented by the CBOT, a 15-day comment period is appropriate for these CBOT applications.

Commodity Pool Operator Electronic Filing of Annual Reports

Federal Register · Rule · Feb 22, 2006

Comments NFA was the only entity to file a comment letter on the proposed amendments. … period

Order Finding That the NWP Rockies Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · May 4, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … Regulatory Flexibility Act The Regulatory Flexibility Act (“RFA”)  36 requires that agencies consider the impact of their rules on small businesses.

Amendments Pertinent to Registered Entities and Exempt Commercial Markets

Federal Register · Rule · Feb 14, 2008

of the Act and provide clearer direction as to the Commission's regulatory requirements thereunder (August 2007 notice of proposed rulemaking). 3 The Commission received two comment letters in response … in section 1a(4) of the Act by commencing the rule approval period at the conclusion of the 10-day materiality review period under Commission regulation 40.4(b)(9).

Amendments Pertinent to Registered Entities and Exempt Commercial Markets

Federal Register · Proposed Rule · Aug 13, 2007

DATES: Comments must be received by September 12, 2007. … in section 1a(4) of the Act by proposing to commence the rule approval period at the conclusion of the 10-day materiality review period under regulation 40.4(b)(9).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 27, 2023

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … Frequency of Collection: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Federal Register · Proposed Rule · Feb 24, 2009

Follow the instructions for submitting comments. • E-mail: secretary@cftc.gov . Include “Commodity Pool Operator Periodic and Annual Reports” in the subject line of the message. … (“Act”), 7 U.S.C. 21.

Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps

Federal Register · Rule · Oct 14, 2016

The public comment period closed on July 25, 2016, and five letters were submitted by that date. … Act.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.