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Streamlining Disclosure Requirements Relating to Significant Business Acquisitions
Federal Register · Rule · Oct 18, 1996
or the Securities Act. … OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 1.
61 FR 54509Securities and Exchange CommissionFederal Register · Notice · Aug 18, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 50896Securities and Exchange CommissionFederal Register · Notice · Jun 11, 2008
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
73 FR 33128Securities and Exchange CommissionFederal Register · Notice · Aug 31, 2021
The comment letter is available on the Commission's website at https://www.sec.gov/comments/sr-dtc-2021-011/srdtc2021011.htm. … Section 19(b)(2) of the Act 5 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
86 FR 48781Securities and Exchange CommissionFederal Register · Notice · Mar 14, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 16303Securities and Exchange CommissionDisclosure of Payments by Resource Extraction Issuers
Federal Register · Proposed Rule · Feb 3, 2011
ACTION: Proposed rule; extension of comment period. … Act.
76 FR 6111Securities and Exchange CommissionFederal Register · Notice · Oct 3, 2007
Discussion After careful review of the proposal and the comment letters, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations … to 78.3% in the post-Pilot period.
72 FR 56400Securities and Exchange CommissionFederal Register · Notice · Oct 25, 2011
The Commission hereby is also extending the length of the period for market participants to submit comments related to SR-BX-2011-046 until November 17, 2011 and the length of the period for submission … BOX filed its response to comments on Friday, September 9, 2011, two business days prior to the end of the 60 day period during which the Commission could act to suspend the filing and institute proceedings
76 FR 66103Securities and Exchange CommissionFederal Register · Notice · Nov 10, 2005
the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
70 FR 68485Securities and Exchange CommissionFederal Register · Notice · Oct 23, 2015
The Comment Letter alleges that the Floor Brokers did not have proper notice of the end of the implementation period resulting in the termination of the old FBMS. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 64462Securities and Exchange CommissionFederal Register · Notice · Dec 29, 2020
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act” or “Exchange Act”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on December 15, 2020, the New York Stock … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 85779Securities and Exchange CommissionFederal Register · Notice · Sep 16, 2010
(“FINRA”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), and Rule 19b-4 thereunder, a proposed rule change … The Commission will further study and consider the examples and suggestions offered by the commenters during the pilot period. D.
75 FR 56641Securities and Exchange CommissionFederal Register · Notice · Jul 24, 1997
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. 78s(b)(1), notice is hereby given that on July 14, 1997, the National Association of Securities Dealers, Inc. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Comments were neither solicited nor received. III.
62 FR 39883Securities and Exchange CommissionFederal Register · Notice · Nov 18, 2016
CNS. 15 The interim accounting period is defined as the time period during which a trade settling has income or a due bill attached to it. 16 The due bill period is determined in accordance … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
81 FR 81825Securities and Exchange CommissionFederal Register · Notice · Aug 26, 2014
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ), or • Send an email to rule-comments
79 FR 50962Securities and Exchange CommissionPhase Two Recommendations of Task Force on Disclosure Simplification
Federal Register · Proposed Rule · Jun 14, 1996
Comment is solicited on whether the disclosure requirement should instead be placed in Regulations S-K and S-B, with the periodic reporting forms referring to that disclosure item. -------------------- … All comments will be considered by the Commission in complying with its responsibility under [[Page 30411]] Section 23(a) of the Exchange Act.71 Comments received will be available for public inspection
61 FR 30405Securities and Exchange CommissionProposed Collection; Comment Request
Federal Register · Notice · May 8, 2009
Section 27(f) of the Investment Company Act of 1940 (“Act”) (15 U.S.C. 80a-27(f)) provides that “[w]ith respect to any periodic payment plan (other than a plan under which the amount of sales load deducted … Rule 27f-1 (17 CFR 270.27f-1) under the Act, entitled “Notice of Right of Withdrawal Required to be Mailed to Periodic Payment Plan Certificate Holders and Exemption from Section 27(f) for Certain Periodic
74 FR 21729Securities and Exchange CommissionFederal Register · Notice · Jul 6, 2004
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
69 FR 40696Securities and Exchange CommissionFederal Register · Notice · Dec 12, 2016
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 89562Securities and Exchange CommissionFederal Register · Notice · Mar 24, 2021
Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 15750Securities and Exchange Commission
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