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Federal Register · Notice · Mar 17, 2011
Nasdaq responded to these comments on August 12, 2010. 5 The Commission subsequently extended the time period in which to either approve the proposed rule change, or to institute proceedings … with the Act.
76 FR 14699Securities and Exchange CommissionFederal Register · Notice · Apr 24, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 17214Securities and Exchange CommissionFederal Register · Notice · Jun 5, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
82 FR 25820Securities and Exchange CommissionFederal Register · Notice · Aug 22, 2012
the end of the Pilot Period. … Act.
77 FR 50750Securities and Exchange CommissionFederal Register · Notice · Oct 15, 2012
of 1940 (“1940 Act”). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 62541Securities and Exchange CommissionAmendments to Regulation D, Form D and Rule 156
Federal Register · Proposed Rule · Jul 24, 2013
Request for Comment on the Definition of “Accredited Investor” VI. Additional Requests for Comment VII. General Request for Comment VIII. Paperwork Reduction Act A. Background B. … Commenters are urged to be as specific as possible. VIII. Paperwork Reduction Act A.
78 FR 44806Securities and Exchange CommissionFederal Register · Notice · Apr 28, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 23583Securities and Exchange CommissionFederal Register · Notice · Apr 13, 2011
The proposed rule change was published for comment in the Federal Register on November 3, 2010. 3 The Commission received no comments on the proposal. … it is consistent with the Act.
76 FR 20760Securities and Exchange CommissionFederal Register · Notice · Sep 26, 2024
period of time to set up and test a new market data product. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
89 FR 78948Securities and Exchange CommissionFederal Register · Notice · Apr 1, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 18276Securities and Exchange CommissionFederal Register · Notice · Oct 17, 2014
The order was published for comment in the Federal Register on May 27, 2014. 6 The Commission received six (6) comment letters in response to the Proceedings Order. 7 3 Exchange Act … The comment period closed on March 12, 2014. 4 Letters to Elizabeth Murphy, Secretary, SEC, from Mark Goldberg, Chairman, Investment Program Association, dated February 5, 2014; David T.
79 FR 62489Securities and Exchange CommissionFederal Register · Notice · Feb 25, 2009
of 1934 (“Act”) 1 and Rule 19b-4 thereunder, 2 a proposed rule change to reduce certain order exposure periods on the NASDAQ Options Market (“NOM”) from three seconds to one second. … The Commission notes that the proposed rule change was noticed for a fifteen-day comment period, and no comments were received.
74 FR 8599Securities and Exchange CommissionFederal Register · Notice · Sep 8, 2009
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml) ; or • Send an e-mail to rule-comments
74 FR 46267Securities and Exchange CommissionFederal Register · Notice · Jun 30, 2020
Act, 5 the Commission designated a longer period within which to either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove … Comments received on the Notice are available on the Commission's website at: https://www.sec.gov/comments/sr-nyse-2019-67/srnyse201967.htm. 5 15 U.S.C. 78s(b)(2). 6 See Securities
85 FR 39226Securities and Exchange CommissionFederal Register · Notice · Mar 29, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtm l); or • Send an email to rule-comments
81 FR 17533Securities and Exchange CommissionFederal Register · Notice · Jun 15, 2023
The proposed rule change was published for comment in the Federal Register on March 13, 2023. 3 On April 24, 2023, the Commission extended the time period within which to approve the proposed … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 39317Securities and Exchange CommissionFederal Register · Notice · Jun 2, 2020
for the length of the period. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
85 FR 33766Securities and Exchange CommissionFederal Register · Notice · Mar 16, 2021
The proposed rule change was published for comment in the Federal Register on December 11, 2020. 3 On January 19, 2021, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated … later of the periods under proposed Rule 5605(f)(7) or the two year phase-in periods under proposed Rule 5605(f)(5).
86 FR 14484Securities and Exchange CommissionFederal Register · Notice · Dec 26, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 76116Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2013
On December 7, 2012, NASDAQ filed with the Commission, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, as amended (“Act” or “Exchange Act”) and Rule 19b-4 thereunder, a proposed rule … payment from an issuer of a security for acting as a market maker. 32 In particular, commenters discussed the potential distortive impact on the natural market forces of supply and demand. 33
78 FR 18410Securities and Exchange Commission
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