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Federal Register · Notice · Jul 21, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 38515Securities and Exchange CommissionFederal Register · Notice · Dec 17, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 58648Securities and Exchange CommissionFederal Register · Notice · May 18, 2005
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
70 FR 28588Securities and Exchange CommissionFederal Register · Notice · Sep 8, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
90 FR 43251Securities and Exchange CommissionFederal Register · Notice · Mar 21, 2008
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on August 24, 2007 the International Securities Exchange … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
73 FR 15241Securities and Exchange CommissionFederal Register · Notice · Aug 24, 2009
FICC will continue to monitor the IDB activity of its members and will periodically reassess whether the one-day liquidation period provides adequate coverage. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
74 FR 42716Securities and Exchange CommissionFederal Register · Notice · Sep 13, 2007
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on August 15, 2007, National Securities Clearing Corporation (“NSCC”) filed with the Securities … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 52416Securities and Exchange CommissionFederal Register · Notice · Oct 3, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 48094Securities and Exchange CommissionReopening of Comment Period for Modernization of Beneficial Ownership Reporting
Federal Register · Proposed Rule · May 4, 2023
ACTION: Proposed rule; reopening of comment period. … We are, therefore, reopening the comment period to permit interested parties to comment on the staff memorandum, which has been included in the comment file.
88 FR 28440Securities and Exchange CommissionFederal Register · Notice · Jul 1, 2004
Upon expiration of the first two-year period, the Exchange renewed the pilot program for two additional years, ending on July 31, 2004. Exchange Act Release No. 46372. … rule-comments@sec.gov.
69 FR 39993Securities and Exchange CommissionFederal Register · Notice · Jan 22, 2013
The proposed rule change, as modified by Amendment No. 1 thereto, was published for comment in the Federal Register on October 15, 2012. 3 The Commission subsequently extended the time period … Transition Period One commenter voiced support for the transition period proposed for compliance with the new compensation committee independence standard, but believed that the Exchange should provide
78 FR 4570Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 36732Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an e-mail to rule-comments
75 FR 36746Securities and Exchange CommissionConcept Release on Harmonization of Securities Offering Exemptions
Federal Register · Proposed Rule · Jun 26, 2019
Request for Comment E. Intrastate Offerings 1. Section 3(a)(11) of the Securities Act 2. Securities Act Rules 147 and 147A 3. Request for Comment F. Regulation Crowdfunding 1. … Act for offerings of up to $50 million of securities within a 12-month period.
84 FR 30460Securities and Exchange CommissionFederal Register · Notice · Dec 27, 2012
When approving previous reductions in ISE exposure periods in these mechanisms the Commission concluded that reducing these time periods from three seconds to one second was consistent with the Act. 6 … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 76336Securities and Exchange CommissionFederal Register · Notice · Apr 10, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 21487Securities and Exchange CommissionFederal Register · Notice · Dec 4, 2012
The Commission received six comment letters on the NYSE proposed rule change, 5 seven comment letters on the Nasdaq proposed rule change, 6 and one comment letter on the NYSE Arca proposed rule … Section 19(b)(2) of the Act 9 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate
77 FR 71853Securities and Exchange CommissionFederal Register · Uncategorized Document · Aug 10, 1994
One commenter maintained that the five-month holding period was too long in that it went beyond the period in which the purchaser should be exposed to the market risk for the securities. … One commenter maintained that precedent for such a position could be found in rules and interpretations under Sec. 16 of the Exchange Act, which does not require officers to disgorge profits resulting
Securities and Exchange CommissionRule 144 Holding Period and Form 144 Filings
Federal Register · Proposed Rule · Jan 19, 2021
ADDRESSES: Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/submitcomments.htm ). … Request for Comment V. Small Business Regulatory Enforcement Fairness Act VI. Statutory Authority Text of the Proposed Amendments I. Discussion of the Proposed Amendments A.
86 FR 5063Securities and Exchange CommissionFederal Register · Notice · Apr 25, 2006
Discussion The Commission's comment period on the proposed rules ended on April 3, 2006, and the Commission received eight comment letters. … This issue was not raised in the PCAOB's comment period because the reference to individuals at material affiliates was added by the PCAOB in response to comments seeking clarification regarding whether
71 FR 23971Securities and Exchange Commission
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