Documents

Technical and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications

Federal Register · Proposed Rule · Sep 14, 2005

ACTION: Reopening of comment period. … The original comment period closed on September 9, 2005.

Amendments to Commodity Pool Operator and Commodity Trading Advisor Disclosure Rules

Federal Register · Rule · Jul 25, 1995

Regulatory Flexibility Act B. Paperwork Reduction Act I. Background A. … The initial sixty-day period for public comment on the Proposing Release expired on July 15, 1994 but was extended to August 17, 1994.

Technical and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications

Federal Register · Rule · Jan 12, 2006

In the final rules, however, the Commission lowered the period to the current 30 days after the CBOT commented that a 45-day extension period for rule reviews would have resulted in a potentially longer … The 90-day review period is intended to provide the Commission with sufficient time to review these substantial applications, to consider any public comments, and to take informed action.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Rule · Nov 25, 2020

The Commission received comments recommending a staggered implementation period instead of a unified one, 302 comments supporting an implementation period of one year, 303 and a comment stating … In final § 45.14(a), the Commission establishes a seven-day correction period in response to comments that the proposed three-day period to correct or notify would not be practicable. 389 One commenter

Proposed Exemptive Order for ST Gold Futures Contracts

Federal Register · Notice · Mar 14, 2008

ACTION: Notice of proposed order and request for comment. … period established by Commission Regulation 40.5.

New York Mercantile Exchange: Proposed Amendments to the Gulf Coast Unleaded Regular Gasoline Futures Contract Relating to the Delivery Procedures and Delivery Period

Federal Register · Notice · May 31, 1995

In accordance with Section 5a(12) of the Commodity Exchange Act and acting pursuant to the authority delegated by Commission Regulation 140.96, the Acting Director of the Division of Economic Analysis … On behalf of the Commission, the Division is requesting comment on these proposals. dates: Comments must be received on or before June 30, 1995.

Section 4(c) Contract Market Transactions; Swap Agreements

Federal Register · Uncategorized Document · Dec 14, 1994

The applicable comment period expires on December 12, 1994. The Commission has received a number of requests for an extension of the comment period, particularly with regard to amendments to Part 35. … In order to ensure that all interested parties have an opportunity to submit meaningful comments, the Commission has determined to extend the period for public comment concerning only those issues involving

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Rule · Jul 10, 2020

Here, providing a public comment period before issuing the extension would be both impracticable and contrary to the public interest. … If we opened even the shortest permissible comment period and incorporated those comments into a final rule, any relief issued likely would already be moot.

Adaptation of Regulations To Incorporate Swaps-Records of Transactions

Federal Register · Rule · Dec 21, 2012

. 5 The Proposal provided for a 60-day public comment period, which ended on August 8, 2011. … This modification responds to comments stating that the proposed retention period of five years for records of oral communications was too long.

Amendment to July 14, 2011 Order for Swap Regulation

Federal Register · Rule · Dec 23, 2011

provided in section 723(c) of the Dodd-Frank Act regarding former CEA section 2(h) and section 734(c) of the Dodd-Frank Act regarding former CEA section 5d ( i.e., for “not longer than a 1-year period … than a one year period.

Exemptive Order for SPDR® Gold Futures Contracts

Federal Register · Notice · Jun 5, 2008

No comments were received in response to this correspondence. … The Commission invited public comment on its analysis of the costs and benefits associated with the issuance of an exemptive order under Section 4(c) of the Act. 18 No comments were submitted to the

Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

Federal Register · Rule · Jun 12, 2012

Regulatory Flexibility Act B. Paperwork Reduction Act 1. Introduction 2. Need for Information Collection 3. Comment on proposed information collection 4. … (c) Retention period.

Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts; Request for Comment

Federal Register · Notice · Dec 27, 2023

Procedure Act and other applicable laws, and may be accessible under FOIA. … The primary takeaway from this research and public engagement is clear; the Commission should act, consistent with its statutory authority under the Commodity Exchange Act (CEA), to strengthen market integrity

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

Federal Register · Proposed Rule · Feb 11, 2011

Follow the instructions for submitting comments. Paper Comments • Send paper comments in triplicate to Elizabeth M. … The SEC is requesting public comment on proposed rule 204(b)-1 [17 CFR 275.204(b)-1] and proposed Form PF [17 CFR 279.9] under the Investment Advisers Act of 1940 [15 U.S.C. 80b] (“Advisers Act”). 2

Risk Management Requirements for Derivatives Clearing Organizations

Federal Register · Proposed Rule · Mar 24, 2011

ACTION: Reopening of comment period. … In order to provide an adequate opportunity for comment on this reporting requirement, the Commission has determined to extend the comment period for proposed § 39.19(c)(1)(iv), as corrected elsewhere

Privacy Act of 1974 System of Records Notice

Federal Register · Notice · Apr 7, 2011

In the event a commenter has withdrawn a comment before the comment period has closed or the Commission has determined that a comment contains obscenities or other material deemed inappropriate for publication … RETENTION AND DISPOSAL: The retention and disposal period depends on the nature of the comment or input provided to the Commission.

Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Federal Register · Proposed Rule · Dec 3, 2010

-16, the Statutory Time-Periods Technical Amendments Act of 2009. … Statutory Time-Periods Technical Amendments Act of 2009 The purpose of this portion of the rulemaking is to implement Public Law 111-16, the Statutory Time-Periods Technical Amendments Act of 2009, which

A New Regulatory Framework for Clearing Organizations

Federal Register · Rule · Aug 29, 2001

Background On May 14, 2001, the Commission published for comment proposed part 39 of its regulations to implement Section 5b of the Commodity Exchange Act (“Act”), as added by the Commodity Futures … notify the applicant seeking registration that the Commission is terminating review under this section and will review the proposal under the time period and procedures of section 6 of the Act.

Final Exemptive Order Regarding Compliance With Certain Swap Regulations

Federal Register · Rule · Jan 7, 2013

The public comment periods on the Proposed Order and the Proposed Guidance ended on August 13, 2012 and August 27, 2012, respectively. … on the proposed extension of OMB approval of the prior information collection request, with a 60-day comment period that expires on January 7, 2013.

Rules of Practice; Proposed Amendments

Federal Register · Proposed Rule · Jun 5, 1998

comments on proposed amendments to its Rules of Practice, which govern most adjudicatory proceedings brought under the Commodity Exchange Act, as amended, except for reparations actions. … The original comment period expires on June 2, 1998. 63 FR 16453 (April 3, 1998).