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Public Information - Released July 16, 2021

Agency decision · Agency decision

142 141 142 140 140 Treasury 59 59 59 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 51 50 50 Total 410 406 406 406 399 … 90.8 92.1 94.0 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 91.1 84.9 89.1 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 27.9 88.2 92.4 14.6 27.6 93.0 92.5 12.9 25.1 90.9 92.8 14.1 25.0 93.3 91.2 14.1 32.5 95.5 91.1 12.8 31.4 94.7 93.7 14.0 37.2 97.0 97.0 16.2 38.5 98.1 95.2 19.5 41.7 97.7 98.7 19.2 40.5 97.6 99.6 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 96.1 97.7 16.3 34.7 93.0 95.0 15.7 33.8 91.9 97.4 14.2 34.2 98.3 92.4 13.4 31.2 100.1 96.4 15.9 30.6 102.3 98.0 17.7 32.9 102.9 97.1 16.8 33.4 101.7 96.9 15.5 35.6 99.7 97.1 18.4 34.4 100.9 101.2 Page 24

Self-Regulatory Organizations; MIAX Sapphire LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 5, 2024

Please include file number SR-SAPPHIRE-2024-24 on the subject line. … [FR Doc. 2024-19877 Filed 9-4-24; 8:45 am] BILLING CODE 8011-01-P

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 27.6 93.0 92.5 12.9 25.1 90.9 92.8 14.1 25.0 93.3 91.2 14.1 32.5 95.5 91.1 12.8 31.4 94.7 93.7 14.0 37.2 97.0 97.0 16.2 38.5 98.1 95.2 19.5 41.7 97.7 98.7 19.2 40.5 97.6 99.6 18.8 36.6 96.1 97.7 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 25.0 93.3 91.2 14.1 32.5 95.5 91.1 12.8 31.4 94.7 93.7 14.0 37.2 97.0 97.0 16.2 38.5 98.1 95.2 19.5 41.7 97.7 98.7 19.2 40.5 97.6 99.6 18.8 36.6 96.1 97.7 16.3 34.7 93.0 95.0 15.7 33.8 91.9 97.4 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 97.7 98.7 19.2 40.5 97.6 99.6 18.8 36.6 96.1 97.7 16.3 34.7 93.0 95.0 15.7 33.8 91.9 97.4 14.2 34.2 98.3 92.4 13.4 31.2 100.1 96.4 15.9 30.6 102.3 98.0 17.7 32.9 102.9 97.1 16.8 33.4 101.7 96.9 Page 24

Public Information - Released April 21, 2020

Agency decision · Agency decision

142 141 Treasury 59 59 59 59 59 59 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 Total 411 412 411 410 406 406 406 399 … 88.9 89.3 93.3 90.8 92.1 94.0 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 Page 24

Division of Investment Management

Agency decision · Agency decision

142 141 142 140 140 139 139 139 Treasury 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 51 50 50 50 50 50 Total 406 399 … 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 91.1 84.9 89.1 90.7 90.9 89.0 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 25.1 90.9 92.8 14.1 25.0 93.3 91.2 14.1 32.5 95.5 91.1 12.8 31.4 94.7 93.7 14.0 37.2 97.0 97.0 16.2 38.5 98.1 95.2 19.5 41.7 97.7 98.7 19.2 40.5 97.6 99.6 18.8 36.6 96.1 97.7 16.3 34.7 93.0 95.0 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 31.4 94.7 93.7 14.0 37.2 97.0 97.0 16.2 38.5 98.1 95.2 19.5 41.7 97.7 98.7 19.2 40.5 97.6 99.6 18.8 36.6 96.1 97.7 16.3 34.7 93.0 95.0 15.7 33.8 91.9 97.4 14.2 34.2 98.3 92.4 13.4 31.2 100.1 96.4 Page 24

Division of Investment Management

Agency decision · Agency decision

159 60 415 91 11 159 59 413 91 11 158 59 411 90 11 158 59 411 90 11 159 59 411 89 11 159 59 412 89 11 159 59 411 89 11 159 59 410 89 11 159 59 406 85 11 159 59 85 11 406 85 11 159 59 406 80 11 157 59 399 … 97.0 37.2 14.0 98.1 95.2 38.5 16.2 97.7 98.7 41.7 19.5 97.6 99.6 40.5 19.2 96.1 97.7 36.6 18.8 93.0 95.0 34.7 16.3 91.9 97.4 33.8 15.7 98.3 92.4 34.2 14.2 100.1 96.4 31.2 13.4 15.9 30.6 102.3 98.0 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 32.5 95.5 91.1 12.8 31.4 94.7 93.7 14.0 37.2 97.0 97.0 16.2 38.5 98.1 95.2 19.5 41.7 97.7 98.7 19.2 40.5 97.6 99.6 18.8 36.6 96.1 97.7 16.3 34.7 93.0 95.0 15.7 33.8 91.9 97.4 14.2 34.2 98.3 92.4 Page 24

Public Information – Released November 20, 2020

Agency decision · Agency decision

60 59 59 59 59 59 59 59 59 59 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 Total 420 415 413 411 411 411 412 411 410 406 406 406 399 … 90.2 90.6 86.5 82.8 86.7 88.9 89.3 93.3 90.8 92.1 94.0 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 Page 24

Division of Investment Management

Agency decision · Agency decision

11 91 159 60 415 11 91 159 59 413 11 90 158 59 411 11 90 158 59 411 11 89 159 59 411 11 89 159 59 412 11 89 159 59 411 11 89 159 59 410 11 85 159 59 406 11 85 159 59 406 11 85 159 59 406 11 80 157 59 399 … 98.1 95.2 19.5 41.7 97.7 98.7 19.2 40.5 97.6 99.6 18.8 36.6 96.1 97.7 16.3 34.7 93.0 95.0 15.7 33.8 91.9 97.4 14.2 34.2 98.3 92.4 13.4 31.2 100.1 96.4 15.9 30.6 102.3 98.0 17.7 32.9 102.9 97.1 Page 24

Division of Investment Management

Agency decision · Agency decision

142 141 142 Treasury 59 59 59 59 59 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 51 Total 412 411 410 406 406 406 399 … 89.3 93.3 90.8 92.1 94.0 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 91.1 Page 24

Division of Investment Management

Agency decision · Agency decision

142 141 142 140 Treasury 59 59 59 59 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 51 50 Total 411 410 406 406 406 399 … 93.3 90.8 92.1 94.0 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 91.1 84.9 Page 24

Division of Investment Management

Agency decision · Agency decision

142 141 142 140 140 139 Treasury 59 59 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 51 50 50 50 Total 406 406 406 399 … 92.1 94.0 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 91.1 84.9 89.1 90.7 Page 24

Public Information - Released September 21, 2021

Agency decision · Agency decision

142 141 142 140 140 139 139 Treasury 59 59 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 51 50 50 50 50 Total 406 406 399 … 94.0 90.5 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 91.1 84.9 89.1 90.7 90.9 Page 24

Division of Investment Management

Agency decision · Agency decision

142 141 142 140 140 139 139 139 139 Treasury 59 59 60 60 60 60 62 62 62 62 62 62 62 62 60 59 59 59 59 59 59 59 59 59 59 57 57 57 57 56 56 56 56 56 56 55 55 54 53 53 52 51 51 50 50 50 50 50 50 Total 399 … 93.5 93.5 91.9 89.2 90.9 93.1 92.4 92.5 92.8 91.2 91.1 93.7 97.0 95.2 98.7 99.6 97.7 95.0 97.4 92.4 96.4 98.0 97.1 96.9 97.1 101.2 97.8 97.8 101.2 97.7 99.8 95.4 91.1 84.9 89.1 90.7 90.9 89.0 87.7 Page 24