Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
0.29s
Federal Register · Notice · Jan 26, 2022
Finally, the Exchange believes that its proposed non-substantive clean-up changes to Rule 11.25(b)(1), (2), and (3) are consistent with the Act because they are designed to promote just and equitable principles … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 4060Securities and Exchange CommissionFederal Register · Notice · Oct 26, 2021
Finally, the Exchange believes that its proposed non-substantive clean-up changes to Rule 11.25(b)(1), (2), and (3) are consistent with the Act because they are designed to promote just and equitable principles … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 59202Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Federal Register · Notice · Feb 14, 2003
SECURITIES AND EXCHANGE COMMISSION [Release No. 35-27648] Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) February 7, 2003. … Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act.
68 FR 7624Securities and Exchange CommissionFederal Register · Notice · Dec 28, 2023
Comments received on the NAC Proposal are available at https://www.sec.gov/comments/sr-nyse-2023-09/srnyse202309.htm. 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release … air, water supply, flood protection, productive soils for agriculture, climate stability, and habitat for wildlife, among others.
88 FR 89788Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2024
Other Conforming and Clean Up Changes The Clearing Agencies would also make conforming and other clean up changes to the Framework. … Other grammatical clean up changes would also be made to the Framework.
89 FR 21091Securities and Exchange CommissionFederal Register · Notice · Dec 4, 2013
execute with the RPIs at the clean-up price. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
78 FR 72965Securities and Exchange CommissionFederal Register · Notice · Sep 10, 2026
• Under amended Section 3.5, the ROO, in consultation with the CDS Risk Committee, sets an established periodicity for independent periodic review. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 57665Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2024
Other Conforming and Clean Up Changes The Clearing Agencies would also make conforming and other clean up changes to the Framework. … Other grammatical clean up changes would also be made to the Framework.
89 FR 21118Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2024
Other Conforming and Clean Up Changes The Clearing Agencies would also make conforming and other clean up changes to the Framework. … Other grammatical clean up changes would also be made to the Framework.
89 FR 21068Securities and Exchange CommissionFederal Register · Notice · Dec 4, 2013
Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the “Act”) 2 and Rule 19b-4 thereunder, 3 notice is hereby given that, on November 18, 2013, New York Stock Exchange … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
78 FR 72968Securities and Exchange CommissionFederal Register · Notice · Aug 28, 1995
No comments were received on the proposal. The proposed rule change was approved as a pilot program in Securities Exchange Act Release No. 34611 (Aug. 29, 1994), 59 FR 45739 (Sept. 2, 1994). … In addition, the rule change that implemented the pilot program was published in the Federal Register for the full comment period, and no comments were received.
60 FR 44519Securities and Exchange CommissionFederal Register · Notice · Nov 6, 2001
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on July 3, 2001, the New York Stock Exchange, Inc. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
66 FR 56143Securities and Exchange CommissionFederal Register · Notice · Jul 11, 2022
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on June 23, 2022, ICE Clear Credit LLC (“ICC”) filed with … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
87 FR 41149Securities and Exchange CommissionFederal Register · Notice · Sep 24, 2026
Clean-Up Changes Finally, the Exchange believes that the proposed clean-up changes would make the Exchange's Rules more clear and understandable without changing their substantive operation. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 60665Securities and Exchange CommissionFederal Register · Notice · May 26, 2026
Agency Under Section 17A of the Securities Exchange Act of 1934 (File No. 600-45), available at: https://www.sec.gov/comments/600-45/60045-681487-2100274.pdf. … See Securities Exchange Act Release No. 103161 (May 30, 2025), 90 FR 23970 (June 5, 2025) (File No. SR-ICC-2025-006). ICC proposes additional clean-up changes to the Treasury Operations Policy.
91 FR 30751Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
before the close or a Halt Auction Quote-Only Period would otherwise extend beyond the applicable cutoff. 6 Clean-Up Changes Finally, the Exchange is proposing to make certain clean-up changes to make … Comments may be submitted by any of the following methods: Electronic Comments: • Use the Commission’s internet comment form (https://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments
Securities and Exchange CommissionFederal Register · Notice · Oct 20, 2020
(the “Exchange” or “Cboe Options”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder … The proposed rule change was published for comment in the Federal Register on September 3, 2020. 3 The Commission received four comments in support of the proposed rule change. 4 This order
85 FR 66590Securities and Exchange CommissionFederal Register · Notice · Jun 21, 2018
with the RPIs at the clean-up price. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 28874Securities and Exchange CommissionFederal Register · Notice · Mar 14, 1995
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. 78s(b)(1), notice is hereby given that on February 22, 1995, the American Stock Exchange, Inc. … If [the] a block is to be sold at a ``clean up'' price the specialist should execute at the ``clean-up'' price all of the executable buy orders on his book.
60 FR 13742Securities and Exchange CommissionFederal Register · Notice · May 30, 2000
In response to commenters' objections to the proposed 30 second “exposure period,” ISE states that 30 seconds is sufficient time for Crowd Participants in the ISE market to respond to an order, noting … Commenters also objected to the proposed amendment requiring non-customer bids (offers) priced higher (lower) than the facilitation price to be executed at their stated price, rather than a single “clean-up
65 FR 34513Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.