Documents

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0067, Part 162 Subpart C-Identify Theft Red Flags

Federal Register · Notice · Jun 1, 2016

Follow the instructions for submitting comments through the Portal. Please submit your comments using only one method. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Federal Register · Notice · Oct 6, 2009

(“ICE”), an exempt commercial market (“ECM”) under Sections 2(h)(3)-(5) of the Commodity Exchange Act (“CEA” or the “Act”), perform significant price discovery functions. … of time after the close of the comment period, issue an order explaining its determination.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Jul 12, 2012

ACTION: Extension of comment period. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 3   See 17 CFR 145.9.

Risk Assessment for Holding Company Systems

Federal Register · Uncategorized Document · Jun 16, 1994

of the Futures Trading Practices Act of 1992. 59 FR 9689 (March 1, 1994). … The original comment period, which would have expired on May 2, 1994, was extended by the Commission for a period of sixty days.

Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants

Federal Register · Proposed Rule · Aug 14, 2007

DATES: Comments must be received on or before September 13, 2007. ADDRESSES: Comments on the Proposal should be sent to David A. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the Proposed Amendments with their comment letters. C.

Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices and Prohibition on Price Manipulation

Federal Register · Rule · Jul 14, 2011

The Air Transport Association (“ATA”) believes that the scienter standard should enable the Commission to police and punish a broader array of potentially manipulative conduct than is reachable under the … Attachment A Parties filing comments: Air Transport Association (ATA) American Bar Association, Derivatives and Futures Law Committee, Business Law Section (ABA Derivatives Committee) American

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date

Federal Register · Rule · Sep 19, 2025

of only 60 days, it also directed agencies to consider further delaying, or publishing for notice and comment, proposals to further delay such rules beyond the 60-day period where necessary to continue … comment.

A New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries and Clearing Organizations

Federal Register · Rule · Dec 13, 2000

; and (C) The submitting entity has not instructed the Commission in writing during the review period to review the proposed rule under the 180 day review period under section 5a(a)(12)(A) of the Act. … Upon such notification, the period for review shall be extended for a period of thirty days, and, unless the entity is notified otherwise during that period, the rule shall be deemed approved at the end

Section 4(c) Contract Market Transactions; Swap Agreements

Federal Register · Uncategorized Document · Dec 14, 1994

The applicable comment period expires on December 12, 1994. The Commission has received a number of requests for an extension of the comment period, particularly with regard to amendments to Part 35. … In order to ensure that all interested parties have an opportunity to submit meaningful comments, the Commission has determined to extend the period for public comment concerning only those issues involving

Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

Federal Register · Proposed Rule · Jul 3, 2018

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … To achieve the objective of a self-regulatory structure, the Act and Commission regulations require RFAs and DCMs to adopt financial and related reporting requirements for member FCMs, and to periodically

Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations

Federal Register · Rule · Apr 14, 2011

the Dodd-Frank Act for which the comment period may expire while the Commission is shutdown. … Extension of Open Comment Periods on Proposed Regulation and Other Matters that may be Subject to a Request for Comment by the Commission.

Core Principles and Other Requirements for Designated Contact Markets

Federal Register · Proposed Rule · Mar 18, 2011

ACTION: Notice of proposed rulemaking; extension of comment period. … (the “Dodd-Frank Act”).

Final Exemptive Order Regarding Compliance With Certain Swap Regulations

Federal Register · Rule · Jan 7, 2013

The public comment periods on the Proposed Order and the Proposed Guidance ended on August 13, 2012 and August 27, 2012, respectively. … on the proposed extension of OMB approval of the prior information collection request, with a 60-day comment period that expires on January 7, 2013.

A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations

Federal Register · Rule · Aug 10, 2001

See comment of MGE, CL 15-3. C. … Several commenters questioned the need to retain the voluntariness requirement with respect to section 22 of the Act.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Federal Register · Notice · Oct 20, 2009

(“ICE”), an exempt commercial market (“ECM”) under Sections 2(h)(3)-(5) of the Commodity Exchange Act (“CEA” or the “Act”), perform significant price discovery functions. … of time after the close of the comment period, issue an order explaining its determination.

Core Principles and Other Requirements for Designated Contract Markets

Federal Register · Rule · Jun 19, 2012

The proposed rulemaking was subject to an initial 60-day comment period, which closed on February 22, 2011. … The Commission requested comments on whether the 60 day period is sufficient, and if not, what period of time may be more appropriate, and why.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Federal Register · Notice · Apr 2, 2013

within the same 24-hour period.” … Summary of the Comments The public comment period on the Proposed Order ended on September 27, 2012.

Public Reporting by Operators of Certain Large Commodity Pools

Federal Register · Proposed Rule · Apr 17, 2000

DATES: Comments must be received on or before June 16, 2000. ADDRESSES: Comments should be mailed to Jean A. … Paperwork Reduction Act Rule 4.27 contains information collection requirements.

Amendments to New Regulatory Framework for Trading Facilities and Clearing Organizations

Federal Register · Rule · Oct 9, 2002

The Commission received three comment letters, all from contract markets. … The Commission received no comments in response to this request.