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Federal Register · Notice · Mar 13, 2023
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 15476Securities and Exchange CommissionFederal Register · Notice · Oct 23, 2008
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
73 FR 63222Securities and Exchange CommissionFederal Register · Notice · Jul 27, 2026
Comments Regarding the Lack of a Cure Period Several commenters raised concerns about the proposal's absence of a cure or compliance period that would allow companies that fail to comply with the MVLS … factors. 140 Another commenter recommended extending the deficiency period from 30 days to 120 days. 141 Other commenters suggested that there should be a compliance period to allow companies
91 FR 46995Securities and Exchange CommissionRevision of Holding Period Requirements in Rules 144 and 145
Federal Register · Rule · Feb 28, 1997
At the suggestion of commenters, the Commission also is adopting parallel changes to the holding period provisions included in Securities Act Rule 145(d),12 which governs the resale of securities received … At the suggestion of commenters, the Commission is soliciting comment on further changes to the holding periods in the companion proposing release.
62 FR 9242Securities and Exchange CommissionFederal Register · Proposed Rule · Jul 10, 1995
SUPPLEMENTARY INFORMATION: The Commission is publishing for comment proposed amendments to the following rules and forms under the Securities Act of 1933 (the ``Securities Act'') 1 and the Securities Exchange … Rule 3-14 of Regulation S-X reflects conclusions reached regarding the appropriate form of financial information and the number of periods for which the financial information should be furnished.25 Comment
60 FR 35656Securities and Exchange CommissionFederal Register · Notice · May 21, 2019
On March 26, 2019, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute … This process is commonly referred to as “rolling.” 11 The return of a Fund for a period longer than a single trading day is the result of its return for each day compounded over the period
84 FR 23103Securities and Exchange CommissionFederal Register · Notice · Feb 28, 2023
)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release No. 92844 (January 4, 2023), 88 FR 1438. 4 All comments received by the Commission on the proposed rule … comments received.
88 FR 12710Securities and Exchange CommissionFederal Register · Notice · Feb 6, 2013
The MWCB pilot was adopted for a period that corresponds with the pilot period for the LULD Plan so that the impact of the two proposals can be reviewed together. … rule-comments@sec.gov.
78 FR 8668Securities and Exchange CommissionExtension of Comment Period for Modernization of Property Disclosures for Mining Registrants
Federal Register · Proposed Rule · Aug 26, 2016
ACTION: Proposed rule; extension of comment period. … in Item 102 of Regulation S-K under the Securities Act of 1933 and the Securities Exchange Act of 1934 and in Industry Guide 7.
81 FR 58877Securities and Exchange CommissionFederal Register · Notice · Aug 1, 2007
2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release No. 55495 (March 20, 2007), 72 FR 14149 (“Notice”). 4 A list of commenters on the rule proposal, whose comments … After the Transitional Period.
72 FR 42169Securities and Exchange CommissionFederal Register · Proposed Rule · Jun 24, 2019
Timetable: Action Date FR Cite NPRM 06/27/16 81 FR 41652 NPRM Comment Period End 08/26/16 NPRM Comment Period Extended 08/26/16 81 FR 58877 NPRM Comment … Timetable: Action Date FR Cite NPRM 08/04/16 81 FR 51607 NPRM Comment Period Extended 09/29/16 81 FR 66898 NPRM Comment Period End 10/03/16 NPRM Comment
84 FR 29783Securities and Exchange CommissionFederal Register · Notice · Jun 8, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
82 FR 26729Securities and Exchange CommissionFederal Register · Notice · Dec 30, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
76 FR 82344Securities and Exchange CommissionFederal Register · Notice · Feb 20, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 7241Securities and Exchange CommissionFederal Register · Notice · Feb 20, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 7252Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
ACTION: Reopening of comment periods. … The comment periods for the following actions are being reopened until [insert date 60 days from publication in the Federal Register]: 19 19 The comment periods for the Entity Definitions Rules, the
Securities and Exchange CommissionFederal Register · Notice · Jun 17, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 35503Securities and Exchange CommissionFederal Register · Notice · Jan 26, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 4011Securities and Exchange CommissionFederal Register · Notice · Mar 6, 2020
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on February 19, 2020, Cboe EDGX Exchange, Inc. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
85 FR 13193Securities and Exchange CommissionRevisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates
Federal Register · Proposed Rule · Jul 5, 2007
Twelve commenters recommended that we further reduce the holding period to six months. 48 Two other commenters thought that we should maintain the holding periods adopted in 1997. 49 Eight commenters … Eleven commenters supported the proposal, 86 while seven commenters opposed it. 87 Commenters who opposed the proposal noted that brokers act as gatekeepers to ensure selling shareholders are
72 FR 36822Securities and Exchange Commission
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