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Federal Register · Notice · Jun 18, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 28300Securities and Exchange CommissionFederal Register · Notice · Jan 22, 2025
Comments on the Notice are available at: https://www.sec.gov/comments/sr-nyse-2024-48/srnyse202448.htm. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 7715Securities and Exchange CommissionFederal Register · Notice · Sep 30, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 51671Securities and Exchange CommissionFederal Register · Notice · Oct 22, 2007
of July 1, 2007 to August 31, 2007 (“Retroactive Period”). … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 59576Securities and Exchange CommissionFederal Register · Proposed Rule · Jul 10, 1995
DATES: Comments must be submitted on or before September 8, 1995. ADDRESSES: Comments should be submitted in triplicate to Jonathan G. … SUPPLEMENTARY INFORMATION: The Commission is proposing to shorten the holding periods in Securities Act of 1933 (the ``Securities Act'') 1 Rule 144,2 the non-exclusive safe harbor for resales of ``restricted
60 FR 35645Securities and Exchange CommissionFederal Register · Notice · Dec 16, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form http://www.sec.gov/rules/sro.shtml; or • Send an e-mail to rule-comments
75 FR 78781Securities and Exchange CommissionFederal Register · Notice · Nov 4, 1998
Commenters indicated that the rule as proposed in the Notice should be modified to recognize issuers filing under Section 15(d) of the Exchange Act.\16\ A commenter encouraged the NASD to accept reports … This extended grace period is consistent with the proposed review period in the SEC's Rule 15c2-11 proposal.\17\ Further, in the original Notice, the staff solicited comment on whether certain non-Exchange
63 FR 59610Securities and Exchange CommissionFederal Register · Notice · Mar 5, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
72 FR 9816Securities and Exchange CommissionFederal Register · Rule · Oct 9, 2008
We initially proposed to require payment for securities tendered during the subsequent offering period to be made within 14 business days, but solicited comment on whether a shorter or longer period would … offering period, notwithstanding the provisions of Section 14(d)(5) of the Exchange Act).
73 FR 60050Securities and Exchange CommissionReopening of Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation
Federal Register · Proposed Rule · Jun 14, 2022
SUMMARY: The Securities and Exchange Commission (“Commission”) is reopening the comment period for its proposal for Listing Standards for Recovery of Erroneously Awarded Compensation, Exchange Act Release … The Commission reopened the comment period for Proposing Release in the Reopening of Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation Release, Exchange Act Release
87 FR 35938Securities and Exchange CommissionFederal Register · Notice · Mar 28, 2012
The Exchange's authority to receive inbound routes of equities orders by DE Route from EDGA is subject to a pilot period of twelve months, ending June 30, 2012. 3 See Securities Exchange Act … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 18877Securities and Exchange CommissionFederal Register · Notice · Jun 14, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 34783Securities and Exchange CommissionFederal Register · Notice · Jul 15, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 46147Securities and Exchange CommissionFederal Register · Notice · Mar 11, 2009
The Commission is considering granting accelerated approval of the proposed rule change at the end of a 15-day comment period. IV. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
74 FR 10634Securities and Exchange CommissionFederal Register · Notice · Jul 26, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 34723Securities and Exchange CommissionFederal Register · Notice · Jun 29, 2021
believe it would be appropriate for the 180-day period to commence prior to the October 26, 2020 compliance date. 9 9 See FINRA's Response to Comments, supra note 5. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
86 FR 34293Securities and Exchange CommissionFederal Register · Notice · Jun 5, 2013
1 and 2, is consistent with the Act. … Designation of a Longer Period for Commission Action Section 19(b)(2) of the Act 6 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within
78 FR 33868Securities and Exchange CommissionFederal Register · Notice · Mar 27, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 18657Securities and Exchange CommissionFederal Register · Notice · May 13, 2015
(J) “Exchange Act” means the Securities Exchange Act of 1934, as amended. … under the Exchange Act.
80 FR 27514Securities and Exchange CommissionFederal Register · Notice · May 13, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 20940Securities and Exchange Commission
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