Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
0.36s
Federal Register · Proposed Rule · Jun 13, 2014
Timetable: Action Date FR Cite NPRM 07/24/13 78 FR 44806 NPRM Comment Period End 09/23/13 NPRM Comment Period Reopened 10/03/13 78 FR 61222 NPRM Comment … Timetable: Action Date FR Cite NPRM 05/06/11 76 FR 26550 NPRM Comment Period End 07/05/11 Final Action 01/08/14 79 FR 1522 Final Action Effective 07
79 FR 34208Securities and Exchange CommissionFederal Register · Notice · Jan 29, 2010
The Exchange filed this proposal pursuant to Rule 19b-4(f)(6) under the Act 3 and requested that the Commission waive the 30-day pre-operative waiting period contained in Rule 19b-4(f)(6)(iii). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 4889Securities and Exchange CommissionFederal Register · Notice · Dec 19, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
81 FR 91974Securities and Exchange CommissionFederal Register · Notice · Jan 31, 2019
Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments@sec.gov . … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
84 FR 855Securities and Exchange CommissionConfirmation of Securities TransactionsExtension of Comment Period
Federal Register · Uncategorized Document · Jun 28, 1994
ACTION: Extension of comment period. ----------------------------------------------------------------------- SUMMARY: The Securities and Exchange Commission is extending the public comment period from … Act Release No. 33743, 59 FR 12767).
Securities and Exchange CommissionFederal Register · Notice · Jul 25, 2024
On March 6, 2024, pursuant to Section 19(b)(2) of the Act, 10 the Commission designated a longer period within which to approve these proposals, disapprove the proposals, or institute proceedings … 19(b)(2) of the Act, 13 the Commission designated a longer period within which to approve the proposal, disapprove the proposal, or institute proceedings to determine whether to disapprove the NYSE
89 FR 60482Securities and Exchange CommissionFederal Register · Notice · Jul 28, 2009
time period. … time period.
74 FR 37281Securities and Exchange CommissionFederal Register · Notice · Apr 12, 2017
In providing the annual and periodic interim reports (the “pilot reports”) to the Commission, the Exchange has requested confidential treatment of the pilot reports under the Freedom of Information Act … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 17704Securities and Exchange CommissionFederal Register · Notice · Sep 8, 2020
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
85 FR 55530Securities and Exchange CommissionFederal Register · Notice · Apr 9, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 20002Securities and Exchange CommissionFederal Register · Rule · Dec 11, 2020
Many commenters supported the maximum six-month transition period. 210 A few commenters recommended that the final rule expressly reference the six-month transition period. 211 One commenter … Act and periodic reports, proxy and information statements, or other reports under the Exchange Act or the Investment Company Act, as well as smaller registered investment advisers and smaller accounting
85 FR 80508Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 64419Securities and Exchange CommissionFederal Register · Notice · Aug 10, 2020
On June 16, 2020, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute … risks posed by a Non-Compliance Period would be present, is consistent with the Exchange Act.
85 FR 48318Securities and Exchange CommissionFederal Register · Notice · Nov 9, 2004
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to … rule-comments@sec.gov.
69 FR 65000Securities and Exchange CommissionFederal Register · Notice · Jun 14, 2006
The quote assist feature helps to ensure that eligible customer limit orders are displayed within the required time period. 5 See Securities Exchange Act Releases No. 49747 (May 20, 2004), … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); • Send an e-mail to rule-comments
71 FR 34401Securities and Exchange CommissionFederal Register · Uncategorized Document · Feb 10, 1994
comment period to ensure complete analysis of the proposal.\2\ Thus, the Commission finds good cause, pursuant to section 19(b)(2) of the Act, to extend the period for comment. ----------------------- … \2\The MSRB did not object to the Commission extending the comment period.
Securities and Exchange CommissionFederal Register · Proposed Rule · Jun 9, 2016
Timetable: Action Date FR Cite NPRM 07/24/13 78 FR 44806 NPRM Comment Period End 09/23/13 NPRM Comment Period Reopened 10/03/13 78 FR 61222 NPRM Comment … Timetable: Action Date FR Cite NPRM 06/12/15 80 FR 33590 NPRM Comment Period End 08/11/15 NPRM Comment Period Reopened 10/12/15 80 FR 62274 NPRM Comment
81 FR 37470Securities and Exchange CommissionFederal Register · Notice · Jul 16, 2009
Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
74 FR 34606Securities and Exchange CommissionFederal Register · Notice · Dec 6, 2004
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
69 FR 70494Securities and Exchange CommissionFederal Register · Notice · Mar 7, 2023
information from comment submissions. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 14189Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.