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Short Selling in Connection With a Public Offering
Federal Register · Rule · Aug 10, 2007
Section 23(a)(2) of the Exchange Act 103 requires the Commission, in adopting rules under the Exchange Act, to consider the anticompetitive effects of any rules it adopts under the Exchange Act. … Securities Act Section 5.
72 FR 45094Securities and Exchange CommissionFederal Register · Proposed Rule · Aug 16, 2024
Period Extended End 01/13/12 NPRM Comment Period Extended 01/03/12 77 FR 24 NPRM Comment Period Extended End 02/13/12 Second NPRM 02/14/23 88 FR 9678 Second NPRM Comment … 04/18/22 NPRM Comment Period Reopened 05/12/22 87 FR 29059 NPRM Comment Period Reopened End 06/13/22 NPRM Comment Period Reopened 05/05/23 88 FR 29448 NPRM Comment
89 FR 66976Securities and Exchange CommissionFederal Register · Proposed Rule · Dec 23, 2016
Timetable: Action Date FR Cite NPRM 08/04/16 81 FR 51607 NPRM Comment Period Extended 09/29/16 81 FR 66898 NPRM Comment Period End 10/03/16 NPRM Comment … Timetable: Action Date FR Cite NPRM 07/24/13 78 FR 44806 NPRM Comment Period End 09/23/13 NPRM Comment Period Reopened 10/03/13 78 FR 61222 NPRM Comment
81 FR 94897Securities and Exchange CommissionFederal Register · Notice · Oct 25, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 49426Securities and Exchange CommissionFederal Register · Proposed Rule · Dec 20, 2010
Period End 08/17/09 Comment Period Extended 12/18/09 74 FR 67145 Comment Period End 02/16/10 Final Action 09/16/10 … Period End 04/12/04 NPRM Comment Period Extended 03/04/05 70 FR 10521 NPRM Comment Period End 04/04/05 Next Action Undetermined Regulatory Flexibility Analysis
75 FR 79937Securities and Exchange CommissionFederal Register · Notice · Mar 29, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 17522Securities and Exchange CommissionFederal Register · Notice · Aug 23, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtm l); or • Send an email to rule-comments
81 FR 57642Securities and Exchange CommissionFederal Register · Notice · Aug 23, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 57639Securities and Exchange CommissionFederal Register · Notice · Jan 9, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 1889Securities and Exchange CommissionFederal Register · Notice · May 26, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 28427Securities and Exchange CommissionFederal Register · Proposed Rule · Jul 27, 2023
Period Extended End 01/13/12 NPRM Comment Period Extended 01/03/12 77 FR 24 NPRM Comment Period Extended End 02/13/12 Second NPRM 02/14/23 88 FR 9678 Second NPRM Comment … Period End 11/22/21 NPRM Comment Period Reopened 06/14/22 87 FR 35938 NPRM Comment Period End 07/14/22 Final Action 11/28/22 87 FR 73076 Final Action Effective 01
88 FR 48694Securities and Exchange CommissionFederal Register · Notice · Sep 9, 2009
comments on this change. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
74 FR 46474Securities and Exchange CommissionFederal Register · Notice · Nov 14, 2024
. 146 Another commenter states that FICC underestimates the MMA's impacts by using the full two-year period of the Impact Study to calculate average impacts when the actual period of increased volatility … The comment that FICC's public discussion of the Impact Study underestimated the MMA's impacts by calculating the average impacts based on the full two-year period rather than the nine-month period of
89 FR 90109Securities and Exchange CommissionFederal Register · Notice · Oct 29, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 66600Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 54086Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 54096Securities and Exchange CommissionFederal Register · Notice · Dec 2, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 74183Securities and Exchange CommissionFederal Register · Notice · May 19, 2004
The Commission approved those rules on August 1, 2003, following a public comment period. … The PCAOB revised the proposed rule in response to three letters it received during the comment period.
69 FR 28957Securities and Exchange CommissionFederal Register · Notice · Aug 11, 2008
rule-comments@sec.gov . … Paper Comments • Send paper comments in triplicate to Florence Harmon, Acting Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
73 FR 46657Securities and Exchange CommissionFederal Register · Notice · Aug 4, 2017
the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 36460Securities and Exchange Commission
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