Documents
Briefs, oral arguments, agency decisions and the Federal Register.
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Customer Identification Programs for Broker-Dealers
Federal Register · Rule · May 9, 2003
The transition periods suggested by commenters ranged from 90 days to two years after the publication of a final rule. … Three commenters expressed concern about this aspect of the proposal, recommending that the recordkeeping period be shortened.
68 FR 25113Securities and Exchange CommissionTreasury DepartmentCustomer Identification Programs for Mutual Funds
Federal Register · Proposed Rule · Jul 23, 2002
Treasury: Comments may be mailed to FinCEN, Section 326 Mutual Fund Rule Comments, P.O. … Comments also may be submitted electronically at the following E-mail address: rule-comments@sec.gov. Comment letters should refer to File No.
67 FR 48318Securities and Exchange CommissionTreasury DepartmentCustomer Identification Programs for Mutual Funds
Federal Register · Rule · May 9, 2003
) Act of 2001 (the Act). … The transition periods suggested by commenters ranged from 90 days to 12 months after the publication of a final rule.
68 FR 25131Securities and Exchange CommissionTreasury DepartmentCustomer Identification Programs For Broker-Dealers
Federal Register · Proposed Rule · Jul 23, 2002
Treasury: Comments may be mailed to FinCEN, Section 326 Broker-Dealer Rule Comments, P.O. … Act).
67 FR 48306Securities and Exchange CommissionTreasury Department
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