Documents

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.

Federal Register · Notice · Sep 22, 2003

Rule 17h-1T specifies that the records required to be maintained under the Rule must be preserved for a period of not less than three years. … There is no specific retention period or record keeping requirement for Rule 17h-2T.

Submission for OMB Review; Comment Request

Federal Register · Notice · Dec 13, 2000

SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request [SEC File No. 270-265; OMB Control No. 3235-0273] Submission for OMB Review; Comment Request Upon Written Request … The retention period for the recordkeeping requirements under Rule 17Ad-10 is six years for certificate detail that has been cancelled and to maintain and keep current an accurate record of the number

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549

Federal Register · Notice · Jan 21, 2000

offer and either non convertible or not convertible for a period of at least one year from the date of issuance and, except as noted in paragraph (e), are thereafter only convertible into security of … Form 10 is used by the Commission to register securities pursuant to Sections 12(b) or 12(g) of the Securities Exchange Act of 1934 (Exchange Act).

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, 450 Fifth Street, NW., Washington, DC 20549.

Federal Register · Notice · Oct 16, 2003

The rule does not require these records be retained for any specific period of time. … Comments must be submitted to OMB within 30 days after this notice. Dated: October 8, 2003. Margaret H. McFarland, Deputy Secretary.