Documents

Briefs, oral arguments, agency decisions and the Federal Register.

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  • Registration Form Used by Open-End Management Investment Companies

    Federal Register · Rule · Mar 23, 1998

    period. --------------------------------------------------------------------------- \67\ In making this argument, commenters cited rule 18f-3 under the Investment Company Act [17 CFR 270.18f-3], … One commenter recommended that the Commission change the period covered by the financial highlights table from 10 to 5 years to parallel the period covered by financial information currently required to

    63 FR 13916Mines BureauRegistration Form for Insurance Company Separate Accounts Registered as
  • Plain English Disclosure

    Federal Register · Proposed Rule · Jan 21, 1997

    Request for Comments VII. Cost-Benefit Analysis VIII. Summary of The Initial Regulatory Flexibility Analysis IX. Paperwork Reduction Act X. Statutory Authority XI. … The disclosure should specify the time period during which dealers must deliver a prospectus as specified in section 4(3) of the Securities Act and Sec. 230.174 of this chapter.

    62 FR 3152Mines BureauSecurities and Exchange Commission

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