Documents

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

Federal Register · Rule · Nov 16, 2011

See section 24(c) of the Exchange Act and rule 24c-1 thereunder. … IA-3305 (Oct. 24, 2011).

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

Federal Register · Proposed Rule · Sep 1, 2022

24. Should proposed Question 6 include more, fewer, or different categories of private funds? … the Financial Stability Oversight Council (FSOC) to monitor for emerging systemic risks that could significantly impact our financial markets and American consumers. 400 399  Public Law 111

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

Federal Register · Rule · Mar 12, 2024

Morgan Press Release, Mar. 10, 2020, available at https://www.jpmorgan.com/solutions/cib/markets/a-path-forward-for-ccp-resilience-recovery-and-resolution. 399   See discussion at section … [FR Doc. 2024-03473 Filed 3-11-24; 8:45 am] BILLING CODE 8011-01-P; 6351-01-P

Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Federal Register · Proposed Rule · May 23, 2011

24. … the Commodity Exchange Act (7 U.S.C. 1a(24))

Form PF; Reporting Requirements for All Filers

Federal Register · Proposed Rule · Apr 24, 2026

DATES: This proposal was published in the Federal Register on April 24, 2026. Comments should be received on or before June 23, 2026. … 24. Are there certain types of reference assets that are easy to report on a “look through” basis? If so, which ones and why? 25.

Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Federal Register · Rule · Aug 13, 2012

A final determination has not yet been issued. 509   See section 1a(24) of the CEA, 7 U.S.C. 1a(24). 510   See section 1a(25) of the CEA, 7 U.S.C. 1a(25). … Rule 1.3(xxx)(2) increases legal certainty that these types of agreements, contracts, and transactions are swaps. 1177  CEA section 1a(24), 7 U.S.C. 1a(24)(definition of a “foreign exchange forward

Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”

Federal Register · Rule · May 23, 2012

24   See id. … See proposed Exchange Act rules 15Fb2-1(d)(1) and 15Fb3-1(b)(2), 76 FR 65784, 65821, 65823 (Oct. 24, 2012).