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Federal Register · Notice · Dec 19, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act … rule-comments@sec.gov.
72 FR 71986Securities and Exchange CommissionFederal Register · Rule · Jun 27, 2006
Although the commenter requested additional relief from section 17 of the Act, the commenter did not specify any sections or rules other than section 17(e) and rule 17e-1 thereunder. … See NASD Sales Charge Rule 2830(d) (NASD Sales Charge Rule limits apply to sales of open-end funds, any closed-end funds that make periodic repurchase offers under rule 23c-3(b) under the Act and offer
71 FR 36640Securities and Exchange CommissionCustody of Investment Company Assets Outside the United States
Federal Register · Proposed Rule · Aug 2, 1995
The Commission also requests comment on requiring delegates to provide the board with periodic reports concerning the fund's arrangements. … The Commission requests specific comment whether the amended rule should require asset withdrawals to be effected within a specific time period.119 Commenters favoring this approach should indicate what
60 FR 39592Proposed RuleSecurities and Exchange CommissionFederal Register · Notice · Dec 30, 2009
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an e-mail to rule-comments
74 FR 69182Securities and Exchange CommissionFederal Register · Notice · Nov 18, 2005
the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
70 FR 70015Securities and Exchange CommissionFederal Register · Notice · Jul 13, 2000
In computing any period of time, the day of the act event or default from which the period of time begins is not included. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
65 FR 43386Securities and Exchange CommissionFederal Register · Notice · Dec 19, 2017
“Act”) 4 and the Payment, Clearing and Settlement Supervision Act of 2010 (“Clearing Supervision Act”) 5 to establish enhanced standards for the operation and governance of those clearing … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
82 FR 60238Securities and Exchange CommissionAgency decision · Agency decision
NOTICE AND COMMENT PERIOD 89. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Oct 5, 2021
has received no comments on the proposed rule change. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release No. 92428 (July 16, 2021), 86 … The current pilot period was recently extended from October 18, 2021 to March 18, 2022. 8 7 See Notice, supra note 3 at 38777. 8 See Securities Exchange Act Release
86 FR 55066Securities and Exchange CommissionFederal Register · Notice · Mar 14, 2006
For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change under Section 19(b)(3)(C) of the Act, the Commission considers the period to commence … the Act.
71 FR 13197Securities and Exchange CommissionFederal Register · Notice · Apr 28, 1998
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on April 15, 1998, the New York Stock Exchange, Inc. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
63 FR 23324Securities and Exchange CommissionFederal Register · Notice · May 5, 2000
Consequently, NASD Regulation is proposing to extend the grace period for passing the examination. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others NASD Regulation has neither solicited nor received written comments on the
65 FR 26256Securities and Exchange CommissionFederal Register · Notice · Sep 13, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ) or • Send an email to rule-comments
87 FR 56110Securities and Exchange CommissionAmendments to Rules Requiring Internet Availability of Proxy Materials
Federal Register · Proposed Rule · Oct 21, 2009
The rules were phased-in over a two year period. … We request comment on whether the proposed amendments to Exchange Act Rule 14a-16 would be a “major rule” for purposes of the Small Business Regulatory Enforcement Fairness Act.
74 FR 53954Securities and Exchange CommissionFederal Register · Notice · Sep 25, 2017
On July 20, 2017, pursuant to Section 19(b)(2) of the Act, 7 the Commission designated a longer period within which to issue an order approving or disapproving the proposed rule change. 8 On … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 44678Securities and Exchange CommissionFederal Register · Notice · Sep 28, 1995
SR-NSCC-95-09) with the Securities and Exchange Commission (``Commission'') pursuant to Section 19(b) of the Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal was published in the Federal … Register on August 22, 1995, to solicit comments from interested persons.\2\ The Commission did not receive any comments.
60 FR 50224Securities and Exchange CommissionFederal Register · Notice · Sep 7, 1995
In response to the Comment Letter, the PSE amended its filing to include a provision permitting p.m. settlement for stock index warrants except for a short period before expiration.\23\ Under the terms … Finally, warrant purchasers will receive a prospectus during the prospectus delivery period.
60 FR 46660Securities and Exchange CommissionFederal Register · Notice · Sep 7, 1995
In response to the Comment Letter, the Phlx amended its filing to include a provision permitting p.m. settlement for stock index warrants except for a short period before expiration.\23\ Under the terms … Finally, warrant purchasers will receive a prospectus during the prospectus delivery period.
60 FR 46667Securities and Exchange CommissionFederal Register · Notice · Dec 23, 2019
or advance notice is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ) or • Send an email to rule-comments
84 FR 70584Securities and Exchange CommissionRegulation Systems Compliance and Integrity
Federal Register · Proposed Rule · Mar 25, 2013
In addition, please describe the time period within which commenters believe such types of dissemination SCI events should be disseminated and why such time period would be appropriate. 121. … Would another time period be more appropriate? If so, what should such time period be? 147.
78 FR 18084Securities and Exchange Commission
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