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Briefs, oral arguments, agency decisions and the Federal Register.
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Federal Register · Notice · Mar 13, 2008
The proposed rule change was published for comment in the Federal Register on February 1, 2008. 3 The Commission received no comments on the proposal. … maximum allowable period or no Exception Period at all.
73 FR 13595Securities and Exchange CommissionFederal Register · Notice · Aug 4, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 47803Securities and Exchange CommissionFederal Register · Notice · Jun 27, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 27691Securities and Exchange CommissionFederal Register · Notice · Jun 27, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 27709Securities and Exchange CommissionFederal Register · Notice · Aug 23, 2023
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 57505Securities and Exchange CommissionFederal Register · Notice · May 25, 2006
rule-comments@sec.gov . … In this case, the Commission does not believe a comment period is necessary because all of the parties affected by the proposed fee—the other ITS participant exchanges—have already adopted the same fee
71 FR 30207Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2004
In response, DTC submitted a comment letter stating that it had contacted the commenter to discuss the commenter's issue and that the commenter was supportive of the proposal and that the Commission should … costs on public investors. 10 Section 17(a) of the Act and Rule 17a-1 thereunder provides that a registered clearing agency must maintain certain records for a period of five years. 11 (The
69 FR 41003Securities and Exchange CommissionFederal Register · Notice · May 1, 2026
Subparagraph (2) under the “Admissions Procedure” section of Rule 353 provides that, in connection with an application for an ATP, there is a minimum posting period of seven days, which period may be extended … This subparagraph further provides that the minimum posting period will be waived for prior active members.
91 FR 23474Securities and Exchange CommissionFederal Register · Notice · Feb 18, 2020
The comment period for the related Proposed Rule Change filing closed on January 23, 2020, and the Commission received no comments. 5 As the proposal contained in the Advance Notice was also … filed as a proposed rule change, all public comments received on the proposal are considered regardless of whether the comments are submitted on the proposed rule change or the Advance Notice.
85 FR 8978Securities and Exchange CommissionFederal Register · Notice · Feb 27, 1995
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on February 3, 1995 the National Association of Securities Dealers, Inc. … The contract would permit periodic audits by NSMI to ensure payment of all monies due.
60 FR 10624Securities and Exchange CommissionFederal Register · Notice · Oct 29, 2002
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (”Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on May 17, 2002, the Boston Stock Exchange, Inc. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
67 FR 66029Securities and Exchange CommissionFederal Register · Notice · Apr 17, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 20742Securities and Exchange CommissionFederal Register · Notice · Nov 5, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments
79 FR 65742Securities and Exchange CommissionFederal Register · Notice · Sep 4, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 53606Securities and Exchange CommissionSecurities Uniformity; Annual Conference on Uniformity of Securities Law
Federal Register · Notice · Apr 9, 1996
Companies would register with the Commission and file periodic reports. … The dominant themes in the comment letters were: (i) restructuring anti-manipulation regulation as non-exclusive safe-harbors; (ii) shortening the cooling-off periods; (iii) easing the application of anti-manipulation
61 FR 15847Securities and Exchange CommissionFederal Register · Notice · Nov 13, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 67485Securities and Exchange CommissionFederal Register · Notice · Jan 29, 2009
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml) ; or • Send an e-mail to rule-comments
74 FR 5193Securities and Exchange CommissionFederal Register · Notice · Apr 20, 2026
SECURITIES AND EXCHANGE COMMISSION [OMB Control No. 3235-0799] Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-27 Upon Written Request, Copies … that follows the period covered by the report. 4 4 Rule 17Ad-28(b)(3), 17 CFR 240.17Ad-27(b)(3).
91 FR 21041Securities and Exchange CommissionFederal Register · Notice · Aug 2, 2023
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 50928Securities and Exchange CommissionFederal Register · Notice · Aug 1, 2023
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 50266Securities and Exchange Commission
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