Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
1.06s
Federal Register · Notice · Sep 16, 1998
respective SFBs during the period. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act.
63 FR 49619Securities and Exchange CommissionFederal Register · Notice · Nov 13, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 67488Securities and Exchange CommissionFederal Register · Notice · Apr 8, 1998
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Comments were neither solicited nor received. III. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
63 FR 17249Securities and Exchange CommissionFederal Register · Notice · Sep 20, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 57544Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 71724Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 71699Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2024
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to … rule-comments@sec.gov .
89 FR 71676Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2024
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to … rule-comments@sec.gov.
89 FR 71448Securities and Exchange CommissionFederal Register · Notice · Sep 4, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 72055Securities and Exchange CommissionFederal Register · Notice · Sep 4, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 72102Securities and Exchange CommissionFederal Register · Notice · Sep 5, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 72600Securities and Exchange CommissionFederal Register · Uncategorized Document · Jul 20, 1994
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on June 17, 1994, the American Stock Exchange, Inc. … The competition of the Index will be reviewed periodically by NKS.
Securities and Exchange CommissionFederal Register · Notice · Jul 17, 2024
Primary offering disclosure period is defined in MSRB Rule G-32(c)(ix) as the period commencing with the first submission to an underwriter of an order for the purchase of offered municipal securities … Summary of Comments Received to the Proposed Rule Change The Commission received one comment letter 95 on the proposed rule change, as well as a response 96 from the MSRB to the comment
89 FR 58229Securities and Exchange CommissionFederal Register · Notice · Jan 13, 2022
The proposed rule change was published for comment in the Federal Register on July 22, 2021. 3 On August 27, 2021, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer … 30, 2021, the Commission initiated proceedings to determine whether to approve or disapprove the proposed rule changes. 6 The Commission has received no comments on the proposed rule change.
87 FR 2189Securities and Exchange CommissionFederal Register · Notice · Oct 29, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 64559Securities and Exchange CommissionFAST Act Modernization and Simplification of Regulation S-K
Federal Register · Rule · Apr 2, 2019
statement, and a periodic or other report filed under the Exchange Act. … 10-Q or Form 10-K filed for the corresponding period.
84 FR 12674Securities and Exchange CommissionFederal Register · Notice · Jul 15, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 57445Securities and Exchange CommissionFederal Register · Notice · Feb 21, 1995
See also Securities Exchange Act Release No. 32313 (May 17, 1993), 58 FR 29647 (publication of the study for comment). --------------------------------------------------------------------------- Therefore … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received from Members, Participants, or Others Comments were neither solicited nor received. III.
60 FR 9704Securities and Exchange CommissionFederal Register · Notice · Aug 17, 1998
same definitions used in the [Investment Company Act of 1940] 1940 Act … Other Comments.
63 FR 43974Securities and Exchange CommissionFederal Register · Notice · Apr 2, 2021
FICC filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 3 and Rule 19b-4(f)(4) thereunder. 4 The Commission is publishing this notice to solicit comments on the proposed … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 17432Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.