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Federal Register · Uncategorized Document · Jun 21, 1994
The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received with respect to the proposed
Securities and Exchange CommissionFederal Register · Notice · Jun 13, 2005
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on May 3, 2005, Fixed Income Clearing Corporation (“FICC”) filed with the Securities and … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
70 FR 34169Securities and Exchange CommissionFederal Register · Notice · Jun 27, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
72 FR 35275Securities and Exchange CommissionFederal Register · Notice · Mar 16, 2021
check for benchmark products using a two-day margin period of risk. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
86 FR 14478Securities and Exchange CommissionFederal Register · Notice · Jul 23, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 59782Securities and Exchange CommissionFederal Register · Notice · Mar 1, 2012
of 1934 (“Act”) 1 and Rule 19b-4 thereunder, 2 a proposed rule change to establish a Retail Liquidity Program (“Program”) on a pilot basis for a period of one year from the date of implementation … 2, are consistent with the Act.
77 FR 12629Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2015
the comment letters on August 20, 2015. 5 This order approves the proposed rule change. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act … Summary of Comments and FINRA's Response As noted above, the Commission received two comment letters on the proposed rule change 11 and a response letter from FINRA. 12 The comment letters
80 FR 53375Securities and Exchange CommissionFederal Register · Notice · May 25, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
81 FR 33275Securities and Exchange CommissionFederal Register · Notice · Jul 5, 2006
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
71 FR 38194Securities and Exchange CommissionFederal Register · Notice · Jun 26, 2000
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has neither solicited nor received written comments on the proposed … the Act.
65 FR 39459Securities and Exchange CommissionFederal Register · Notice · May 1, 2007
The Commission has determined that a 15-day comment period is appropriate in this case. IV. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 23862Securities and Exchange CommissionAgency decision · Agency decision
All persons who desire to comment on the Proposed Plan may submit their comments, in writing, no later than 30 days from the date of this Notice: 1. … by using the Commission’s Internet comment form (https://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Aug 1, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 50573Securities and Exchange CommissionFederal Register · Notice · Mar 1, 2006
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
71 FR 10571Securities and Exchange CommissionFederal Register · Notice · Sep 21, 2006
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or • Send an e-mail to rule-comments
71 FR 55229Securities and Exchange CommissionFederal Register · Notice · May 12, 2006
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed Plan amendment is consistent with the Act. … rule-comments@sec.gov .
71 FR 27754Securities and Exchange CommissionFederal Register · Uncategorized Document · Aug 18, 1994
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. 78s(b)(1), notice is hereby given that on July 26, 1994, the National Association of Securities Dealers, Inc. … (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III.
Securities and Exchange CommissionFederal Register · Uncategorized Document · Aug 23, 1994
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. 78s(b)(1), notice is hereby given that on July 26, 1994, the National Association of Securities Dealers, Inc. … (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III.
Securities and Exchange CommissionFederal Register · Notice · Aug 7, 2008
In addition, in the proposed new Director Independence Policy for NYSE Euronext directors, the three-year retrospective period (“look-back period”) over which directors' relationships with members of the … rule-comments@sec.gov .
73 FR 46117Securities and Exchange CommissionList of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Federal Register · Proposed Rule · Sep 20, 2016
Title: Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports. … Description: The Commission adopted amendments to the accelerated filing deadlines that apply to periodic reports so that a “large accelerated filer” (an Exchange Act reporting company with a worldwide
81 FR 64364Securities and Exchange Commission
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