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Proposed Collection; Comment Request
Federal Register · Notice · Mar 18, 2011
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq. ) (“PRA”), the Securities and Exchange Commission (“Commission”) is soliciting comments on the collections … Act.
76 FR 15004Securities and Exchange CommissionFederal Register · Notice · Apr 23, 2001
In the notice, the Commission stated it would consider granting accelerated approval of the proposed rule change after a 15-day comment period. II. … The Commission received no comments on the proposal during the 15-day comment period.
66 FR 20501Securities and Exchange CommissionFederal Register · Notice · May 17, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 28483Securities and Exchange CommissionFederal Register · Notice · May 17, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 28493Securities and Exchange CommissionFederal Register · Notice · May 25, 2006
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
71 FR 30204Securities and Exchange CommissionFederal Register · Uncategorized Document · Jun 22, 1994
Written comments received on the 1991 Program Agenda included comments from thirteen participants and others on stock loan income- tracking system. … (No comments were received on either the 1992 or 1993 Program Agenda entry.)\3\ Two of those comments raised issues to which responses follow.
Securities and Exchange CommissionFederal Register · Notice · Nov 29, 2006
the proposed rule change under Section 19(b)(3)(C) of the Act, the Commission considers the period to commence on the date on which the last amendment to the proposed rule change was filed with the Commission … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
71 FR 69153Securities and Exchange CommissionFederal Register · Notice · Feb 13, 2012
The time period for the public consultation required by U.K. law has closed, and ICE Clear Europe does not expect to receive any further written comments as a result of this process. III. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 7652Securities and Exchange CommissionFederal Register · Notice · Feb 12, 2004
the Act. … Comments should be submitted electronically at the following e-mail address: rule-comments@sec.gov. All comment letters should refer to File No. SR-CBOE-2003-59.
69 FR 7058Securities and Exchange CommissionFederal Register · Notice · Dec 31, 2003
the Act. … Comments may also be submitted electronically at the following e-mail address: rule-comments@sec.gov. All comment letters should refer to File No. SR-CHX-2003-17.
68 FR 75674Securities and Exchange CommissionAgency decision · Agency decision
Notice and Comment Period 91. … sending an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Jul 14, 2004
within which the Commission may summarily abrogate the proposed rule change, as amended, under Section 19(b)(3)(C) of the Act, the Commission considers the period to commence on June 10, 2004, the date … the Act.
69 FR 42229Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2005
For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change under Section 19(b)(3)(C) of the Act, the Commission considers the period to commence … the Act.
70 FR 74085Securities and Exchange CommissionFederal Register · Notice · Oct 22, 2002
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on September 23, 2002, the Pacific Exchange, Inc. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act.
67 FR 64950Securities and Exchange CommissionFederal Register · Notice · Oct 8, 2002
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received from Members, Participants, or Others The Exchange has neither solicited nor received comments on the proposed … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
67 FR 62839Securities and Exchange CommissionFederal Register · Notice · Apr 28, 2021
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 22474Securities and Exchange CommissionFederal Register · Notice · Dec 19, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act … rule-comments@sec.gov.
72 FR 71986Securities and Exchange CommissionFederal Register · Notice · Aug 1, 2005
The Phlx has designated this proposal as non-controversial and has requested that the Commission waive the 30-day pre-operative waiting period contained in Rule 19b-4(f)(6)(iii) under the Act. 7 The … For purposes of calculating the 30-day operative delay and the 60-day period within which the Commission may summarily abrogate the proposed rule change under Section 19(b)(3)(C) of the Act, the Commission
70 FR 44144Securities and Exchange CommissionFederal Register · Notice · Sep 28, 2021
During the comment period, Board members and staff discussed the proposal during a webinar for investors on international issues, a transcript of which also is available in Rulemaking Docket No. 048. … In accordance with the Act, and as set forth in the Board's rules, the Board periodically inspects the audits of registered public accounting firms. 13 Board inspections must be performed annually
86 FR 53699Securities and Exchange CommissionExemption for Certain Open-End Management Investment Companies to Impose Deferred Sales Loads
Federal Register · Rule · Sep 17, 1996
), and to Form N-1A [17 CFR 239.15A, 274.11A] under the Securities Act of 1933 [15 U.S.C. 77a-77aa] (the ``Securities Act'') and the Investment Company Act. … A CDSL is paid at redemption, but declines to zero if the shares are held for a certain period of time.
61 FR 49011Securities and Exchange Commission
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