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Federal Register · Notice · Dec 4, 2002
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has neither solicited nor received written comments on the proposed … the Act.
67 FR 72260Securities and Exchange CommissionFederal Register · Notice · Apr 20, 2000
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change From Members, Participants or Others The Exchange has neither solicited nor received written comments on the proposed rule … the Act.
65 FR 21230Securities and Exchange CommissionFederal Register · Notice · Oct 25, 1999
of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change relating to Rule G-16 on periodic compliance examinations. … The proposed rule change was published for comment in the Federal Register on August 20, 1999.\3\ No comments were received on the proposed rule change.
64 FR 57505Securities and Exchange CommissionAgency decision · Agency decision
NOTICE AND COMMENT PERIOD 89. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
(“Investment Company Act”), and Form N-1A 5 under the Investment Company Act and the Securities Act of 1933 (“Securities Act”). 6 1 17 CFR 232.401. 2 17 CFR 232.402. 3 17 CFR 232.10 et seq. 4 … through the use of a broad working group that was given the opportunity to review and comment on the taxonomy as it was developed and that the taxonomy was subjected to a public review and comment period
Securities and Exchange CommissionFederal Register · Notice · Nov 19, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 69525Securities and Exchange CommissionFederal Register · Notice · Oct 3, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 48071Securities and Exchange CommissionFederal Register · Notice · Dec 21, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 80102Securities and Exchange CommissionAgency decision · Agency decision
NOTICE AND COMMENT PERIOD 101. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Dec 15, 2000
the Act. … period pursuant to Section 19(b) of the Act. 13 The Commission does not believe that the proposed rule change raises novel regulatory issues that have not been addressed already.
65 FR 78523Securities and Exchange CommissionFederal Register · Notice · Apr 9, 1997
\8\ See Exchange Act Release No. 28391 (September 5, 1990), 55 FR 36372. --------------------------------------------------------------------------- After careful consideration of comments received … The Commission requests comments on the proposed listings standards in light of the goals of the Exchange Act; the impact of the proposals on small businesses; and on any alternatives to the proposal that
62 FR 17262Securities and Exchange CommissionFederal Register · Notice · Jul 26, 2022
These changes were originally scheduled to operate for a pilot period to coincide with the pilot period for the Plan to Address Extraordinary Market Volatility (the “Limit Up-Limit Down Plan” or “LULD … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 44455Securities and Exchange CommissionFederal Register · Notice · Jun 29, 2022
of 1934 (“Act”) 1 and Rule 19b-4 thereunder. 2 The Proposed Rule Change was published for comment in the Federal Register on December 29, 2021, 3 and the Commission received no comment … On January 26, 2022, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve, disapprove, or institute proceedings to determine whether to approve
87 FR 38807Securities and Exchange CommissionFederal Register · Notice · Jun 25, 2003
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on February 3, 2003, the American Stock Exchange LLC (“ … the Act.
68 FR 37882Securities and Exchange CommissionFederal Register · Notice · Apr 23, 1998
period of inadequate training, supervision, and sales practice abuses. … is consistent with the Act.
63 FR 20232Securities and Exchange CommissionFederal Register · Notice · Oct 1, 2009
The proposed rule change was published for comment in the Federal Register on August 24, 2009. 3 The Commission received no comments regarding the proposal. … the same period.
74 FR 50861Securities and Exchange CommissionFederal Register · Notice · Sep 10, 1996
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received with respect to … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing.
61 FR 47775Securities and Exchange CommissionFederal Register · Notice · Aug 2, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule is consistent with the Act. … rule-comments@sec.gov.
72 FR 42456Securities and Exchange CommissionFederal Register · Notice · Apr 30, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 25329Securities and Exchange CommissionFederal Register · Notice · Apr 26, 2002
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on September 7, 2001, The Options Clearing Corporation (“OCC”) filed with the Securities … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule is consistent with the Act.
67 FR 20859Securities and Exchange Commission
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