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Federal Register · Notice · Jul 16, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
77 FR 41829Securities and Exchange CommissionFederal Register · Notice · Apr 17, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 20767Securities and Exchange CommissionFederal Register · Notice · Mar 23, 1999
While specialists often act as agents, they are also required to act as principal at times to ensure that no imbalance between supply and demand in the market occurs. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
64 FR 14032Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2005
For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change under section 19(b)(3)(C) of the Act, the Commission considers the period to commence … the Act.
70 FR 74083Securities and Exchange CommissionFederal Register · Notice · Apr 28, 2006
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
71 FR 25273Securities and Exchange CommissionFederal Register · Notice · Mar 9, 2007
rule-comments@sec.gov. … a three-month pilot period which will commence on March 5, 2007.
72 FR 10801Securities and Exchange CommissionFederal Register · Notice · Apr 7, 2010
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on March 16, 2010, The Options Clearing Corporation (“OCC”) filed with the Securities and … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
75 FR 17805Securities and Exchange CommissionFederal Register · Notice · Aug 7, 2006
Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (“Act”), 2 and Rule 19b-4 thereunder, notice is hereby given that on October 12, 2004, the New York Stock Exchange Inc. … the Act.
71 FR 44751Securities and Exchange CommissionFederal Register · Notice · Sep 10, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 55877Securities and Exchange CommissionFederal Register · Notice · Feb 27, 2007
See 15 U.S.C. 78c(f). 13 For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change under Section 19(b)(3)(C) of the Act, 15 … rule-comments@sec.gov.
72 FR 8825Securities and Exchange CommissionFederal Register · Notice · Nov 15, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 57511Securities and Exchange CommissionFederal Register · Notice · Jun 24, 2004
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or • Send an e-mail to rule-comments
69 FR 35401Securities and Exchange CommissionFAST Act Modernization and Simplification of Regulation S-K
Federal Register · Rule · Apr 2, 2019
statement, and a periodic or other report filed under the Exchange Act. … 10-Q or Form 10-K filed for the corresponding period.
84 FR 12674Securities and Exchange CommissionFederal Register · Notice · Jul 22, 2022
These changes were originally scheduled to operate for a pilot period to coincide with the pilot period for the Plan to Address Extraordinary Market Volatility (the “Limit Up-Limit Down Plan” or “LULD … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 43911Securities and Exchange CommissionFederal Register · Notice · Apr 26, 2016
after the study period ends. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
81 FR 24681Securities and Exchange CommissionSubmission for OMB Review; Comment Request; Extension: Rule 17e-1
Federal Register · Notice · Nov 29, 2024
The 30-day public comment period for this information collection request opens on December 2, 2024 and ends on December 30, 2024. … View the full information request and submit comments at https://www.reginfo.gov/public/do/PRAViewICR?
89 FR 94838Securities and Exchange CommissionReferences to Ratings of Nationally Recognized Statistical Rating Organizations
Federal Register · Proposed Rule · Oct 9, 2009
ACTION: Proposed rule; re-opening of comment period; request for additional comments. … In view of the continuing public interest in the Proposing Releases and the Commission's desire to receive additional comment, we believe that it is appropriate to re-open the comment period before we
74 FR 52374Securities and Exchange CommissionFederal Register · Notice · Jan 31, 2007
The Commission is considering granting accelerated approval of the proposed rule change at the end of a 15-day comment period. 7 7 Phlx has requested accelerated approval of this proposed … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 4552Securities and Exchange CommissionCommission Guidance on the Use of Company Web Sites
Federal Register · Rule · Aug 7, 2008
Comment Date: Comments should be received on or before November 5, 2008. … , and that they have disclosed in the company's periodic report for that reporting period their conclusions about the effectiveness of those controls and procedures. 100 99 Exchange Act Rules
73 FR 45862Securities and Exchange CommissionFederal Register · Notice · Feb 14, 2011
During this pilot period, BX committed to the following conditions: 1. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an e-mail to rule-comments
76 FR 8391Securities and Exchange Commission
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