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Agency decision · Agency decision
In compliance with Rule 14e-1 under the Williams Act, the Offer will remain open for an initial period of not less than 20 U.S. business days after commencement of the Offer (the "Initial Offer Period" … U.S. business days or such longer period required by the Takeover Rules or the Williams Act.
Securities and Exchange CommissionModernization of the Oil and Gas Reporting Requirements
Federal Register · Proposed Rule · Jul 9, 2008
Some of the commenters responding to the Concept Release expressed concerns regarding companies that carry alleged PUDs for lengthy time periods. 129 Long holding periods of such reserves raise the … —Calculation of Incremental Paperwork Reduction Act Burden Estimates for Exchange Act Periodic Reports Form Annual responses Incremental hours/form Incremental burden 75% Issuer 25%
73 FR 39526Securities and Exchange CommissionFederal Register · Notice · Aug 11, 1998
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received from Members, Participants or Others The Exchange has neither solicited nor received written comments on the … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
63 FR 42892Securities and Exchange CommissionIn the Supreme Court of the United States
Agency decision · Agency decision
Glover, 88 U.S. (21 Wall.) 342 (1875) . . . . . passim Bay Area Laundry & Dry Cleaning Pension Trust Fund v. … Ct. at 1793 (quoting Bay Area Laundry & Dry Cleaning Pension Trust Fund, 522 U.S. at 201).
Securities and Exchange CommissionING Asia Pacific High Dividend Equity Income Fund, et al.; Notice of Application
Federal Register · Notice · Jul 28, 2011
ACTION: Notice of application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 19(b) of the Act and rule 19b-1 under the Act. … Applicants request an order pursuant to section 6(c) of the Act granting an exemption from the provisions of section 19(b) of the Act and rule 19b-1 thereunder to permit each Fund to make periodic capital
76 FR 45303Securities and Exchange CommissionAgency decision · Agency decision
period. … For example, KMA does not have access to institutional, advisor or clean share classes.
Securities and Exchange CommissionFederal Register · Notice · Feb 7, 1995
Two comment letters were received.\7\ This order approves the proposed rule change. … SR-NASD-94-10 be, and hereby is approved for a one year period beginning May 2, 1995.
60 FR 7241Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Federal Register · Notice · Mar 16, 2001
The transactions will be for fixed periods and stated notional amounts. … 54 under the Act.
66 FR 15305Securities and Exchange CommissionAgency decision · Agency decision
During the relevant period, Madigan was speaker of the Illinois House of Representatives. … We appreciate the strong bipartisan support of members of the General Assembly, the four caucus’ professional staff, the labor unions, members of the Clean Jobs Coalition and other stakeholders who have
Securities and Exchange CommissionFiling Under the Public Utility Holding Company Act of 1935 (``Act'')
Federal Register · Uncategorized Document · Aug 26, 1994
SECURITIES AND EXCHANGE COMMISSION [Release No. 35-26107] Filing Under the Public Utility Holding Company Act of 1935 (``Act'') August 19, 1994. … Interested persons wishing to comment or request a hearing on the application(s) and/or declaration(s) should submit their views in writing by September 12, 1994 to the Secretary, Securities and Exchange
Securities and Exchange CommissionFederal Register · Notice · May 26, 2020
rule-comments@sec.gov. … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
85 FR 31564Securities and Exchange CommissionFederal Register · Notice · Sep 3, 2009
In its comment letter, 23 SIG stated that, if ISE's proposal were to be approved such that options legs of stock-option orders could be effected as clean option crosses without auction or exposure … In this regard, the Commission notes that the proposal was published for public comment as required under Section 19(b) of the Act 28 and the rules thereunder, and that the Commission has received
74 FR 45663Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')
Federal Register · Notice · Nov 21, 1997
period or quarterly for interest periods longer than 3 months. 2. … the Act.
62 FR 62375Securities and Exchange CommissionFederal Register · Notice · May 11, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 26312Securities and Exchange CommissionFederal Register · Notice · Aug 11, 2011
of 1934 (the “Act”). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 49812Securities and Exchange CommissionFederal Register · Notice · Nov 23, 2021
The proposed rule change was published for comment in the Federal Register on October 7, 2021. 3 The Commission did not receive comments on the proposed rule change. … As proposed, cover value is equal to Nominal * Price/100 * (1−Haircut) 6 + Nominal * Accrued, where price is clean ( i.e., without accrued interest) and accrued is expressed in %.
86 FR 66607Securities and Exchange CommissionThe Chile Fund, Inc., et al.; Notice of Application
Federal Register · Notice · Mar 9, 2010
ACTION: Notice of application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 19(b) of the Act and rule 19b-1 under the Act. … Applicants request an order pursuant to section 6(c) of the Act granting an exemption from section 19(b) of the Act and rule 19b-1 thereunder to permit each Fund to make periodic capital gain dividends
75 FR 10846Securities and Exchange CommissionFederal Register · Notice · Aug 11, 2011
of 1934 (the “Act”). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 49818Securities and Exchange CommissionS E C U R I T I E S A N D EXCHANGE COMMISSION
Agency decision · Agency decision
March 7,2007 VIA UPS NEXT DAY AIR Mr. James A. … TP05-15, with respect to PowerShares WilderHill Clean Energy Portfolio Fund; (5) Ira Hammerman, dated January 3,2005, File No.
Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
Amoah and Elliott were enjoined from violating the antifraud provisions of the Securities Act 10 and the Exchange Act, 11 as well as from violating Securities Act Section 5 12 and Exchange Act Section … departure from the standards of ordinary care, which presents a danger of misleading buyers or sellers that is either known to the defendant or is so obvious that the actor must have been aware of it” (cleaned
Securities and Exchange Commission
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