Documents

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise Rules 46 and 46A and Other Related Rules To Permit the Appointment of Trading Officials

Federal Register · Notice · Feb 16, 2021

The proposed rule change was published for comment in the Federal Register on December 30, 2020. 3 The Commission has received no comments on the proposal. 1  15 U.S.C. 78s(b)(1). … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Multi-Class Spread Orders

Federal Register · Notice · Jan 13, 2014

The proposed rule change was published for comment in the Federal Register on December 5, 2013. 3 The Commission has received no comment letters on the proposal. 1  15 U.S.C. 78s(b)(1 … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 1017, Openings in Options

Federal Register · Notice · Oct 7, 2016

The proposed rule change was published for comment in the Federal Register on August 22, 2016. 3 The Commission received no comment letters on the proposed rule change. 1  15 U.S.C. 78s … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BZX Rule 11.28(a) To Extend the MOC Cut-Off Time

Federal Register · Notice · Oct 11, 2022

The proposed rule change was published for comment in the Federal Register on August 24, 2022. 3 The Commission has received no comments on the proposed rule change. 1  15 U.S.C. 78s(b … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days (i) as the Commission may

Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF

Federal Register · Notice · Aug 29, 2016

The proposed rule change was published for comment in the Federal Register on July 21, 2016. 3 The Commission has received no comment letters on the proposed rule change. 1  15 U.S.C. … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.201

Federal Register · Notice · Sep 12, 2016

The proposed rule change was published for comment in the Federal Register on August 2, 2016. 3 The Commission received no comments on the proposed rule change. 1  15 U.S.C. 78s(b)(1). … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)

Federal Register · Notice · Mar 8, 2024

The proposed rule change was published for comment in the Federal Register on January 26, 2024. 3 The Commission has received no comments on the proposed rule change. 1  15 U.S.C. 78s( … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers

Federal Register · Notice · Jun 1, 2015

The proposed rule change was published for comment in the Federal Register on April 14, 2015. 3 The Commission has received no comment letters regarding the proposed rule change. 1  15 … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework

Federal Register · Notice · Jul 20, 2022

of 1934 (“Act”)  1 and Rule 19b-4 thereunder. 2 The Proposed Rule Change was published for comment in the Federal Register on June 15, 2022, 3 and the Commission has received no … comments regarding the changes proposed in the Proposed Rule Change. 1  15 U.S.C. 78s(b)(1). 2  17 CFR 240.19b-4. 3   See Securities Exchange Act Release No. 95078 (June

Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF

Federal Register · Notice · Aug 24, 2016

The proposed rule change was published for comment in the Federal Register on July 14, 2016. 3 The Commission received no comments on the proposed rule change. 1  15 U.S.C. 78s(b)(1). … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may

Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Rule 14.11, Managed Fund Shares, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust

Federal Register · Notice · Jun 21, 2016

The proposed rule change was published for comment in the Federal Register on May 3, 2016. 3 The Commission received no comment letters on the proposed rule change. 1  15 U.S.C. 78s(b) … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses

Federal Register · Notice · Nov 29, 2022

The proposed rule change was published for comment in the Federal Register on October 20, 2022. 3 The Commission has received no comment letters on the proposed rule change. 1 15 U.S.C … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Appointment Process Utilized by the Exchange

Federal Register · Notice · May 28, 2015

The proposed rule change was published for comment in the Federal Register on April 8, 2015. 3 The Commission received no comment letters on the proposed rule change. 1  15 U.S.C. 78s( … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust

Federal Register · Notice · Feb 29, 2016

The proposed rule change was published for comment in the Federal Register on January 15, 2016. 3 The Commission has not received any comments on the proposal. 1  15 U.S.C. 78s(b)(1). … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities

Federal Register · Notice · Jun 6, 2016

The proposed rule change was published for comment in the Federal Register on May 3, 2016. 3 The Commission has received no comments on the proposed rule change. 1  15 U.S.C. 78s(b)(1) … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of the Shares of the iSectors Post-MPT Growth ETF of ETFis Series Trust I

Federal Register · Notice · Apr 20, 2016

The proposed rule change was published for comment in the Federal Register on March 11, 2016. 3 The Commission received no comments on the proposed rule change. 1  15 U.S.C. 78s(b)(1). … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index® Options on a Pilot Basis

Federal Register · Notice · Mar 20, 2017

The proposed rule change was published for comment in the Federal Register on February 3, 2017. 3 The Commission has received no comment letters on the proposal. 1  15 U.S.C. 78s(b … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin

Federal Register · Notice · Mar 12, 2024

The proposed rule change was published for comment in the Federal Register on January 25, 2024. 3 The Commission has received no comments on the proposed rule change. 1  15 U.S.C. 78s( … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc.

Federal Register · Notice · Jun 14, 2018

The proposed rule change was published for comment in the Federal Register on April 26, 2018. 3 The Commission received no comment letters on the proposal. 1  15 U.S.C. 78s(b)(1). … Section 19(b)(2) of the Act  4 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4.21 (Series of FLEX Options)

Federal Register · Notice · Jun 5, 2026

The Commission has received no comments regarding the proposed rule change. … Section 19(b)(2) of the Act  4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate