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Federal Register · Notice · Jul 14, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 42459Securities and Exchange CommissionFederal Register · Notice · May 8, 2001
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III. … consistent with the Act.
66 FR 23285Securities and Exchange CommissionFederal Register · Notice · Dec 23, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 79015Securities and Exchange CommissionFederal Register · Notice · Oct 27, 2004
The measuring periods for the top 150 options are calculated every three months. … rule-comments@sec.gov .
69 FR 62735Securities and Exchange CommissionFederal Register · Notice · Jan 26, 2024
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act” or “Exchange Act”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on January 12, 2024, the Municipal Securities … period”).
89 FR 5384Securities and Exchange CommissionFederal Register · Notice · May 28, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 31996Securities and Exchange CommissionFederal Register · Notice · Mar 5, 2007
The Commission has determined that a 15-day comment period is appropriate in this case. IV. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or • Send an e-mail to rules-comments
72 FR 9820Securities and Exchange CommissionExemption for Certain Open-End Management Investment Companies To Impose Deferred Sales Loads
Federal Register · Proposed Rule · Mar 2, 1995
outside the comment period); Fidelity Management and Research Company; Gaston & Snow; IDS Financial Services, Inc. … (commenting outside the comment period); NYLIFE Securities, Inc.
60 FR 11890Securities and Exchange CommissionFederal Register · Proposed Rule · Jul 10, 2007
Act Rule 701 if securities sold in reliance on Securities Act Rule 701 in a 12-month period exceeded $5 million. … Request for Comment • Should the proposed exemption apply to any issuer that is required to file Exchange Act periodic reports, whether or not the issuer has registered the class of equity security underlying
72 FR 37608Securities and Exchange CommissionFederal Register · Notice · May 31, 2012
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder 2 notice is hereby given that on May 15, 2012, Fixed Income Clearing Corporation (“FICC … Electronic Comments • Use the Commissions Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or Send an email to rule-comments@sec.gov.
77 FR 32153Securities and Exchange CommissionFederal Register · Notice · Nov 17, 2009
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
74 FR 59272Securities and Exchange CommissionFederal Register · Notice · Aug 3, 2007
This separate proposal will be in effect for the same time period as fees for Linkage P Orders and P/A Orders. … rule-comments@sec.gov .
72 FR 43312Securities and Exchange CommissionFederal Register · Notice · Aug 5, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 46642Securities and Exchange CommissionFederal Register · Notice · Jun 22, 2005
The Commission notes tha the surcharge fee will apply to the following Linkage Orders: Principal Acting as Agent (“P/A”) Orders and Principal Orders, for a pilot period currently set to expire on July … For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change, as amended, under Section 19(b)(3)(C) of the Act, the Commission considers the
70 FR 36218Securities and Exchange CommissionSecurity Holder Director Nominations
Federal Register · Proposed Rule · Oct 23, 2003
Should that holding period be shorter than one year? If so, what is the appropriate holding period? C.5. … Would such a “cure” period, similar to that currently provided under Exchange Act Rule 14a-8, be appropriate?
68 FR 60784Securities and Exchange CommissionFederal Register · Notice · Jun 21, 2022
period prior to the initiation of the pilot. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 36902Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2006
the Act. … rule-comments@sec.gov .
71 FR 31246Securities and Exchange CommissionAgency decision · Agency decision
NOTICE AND COMMENT PERIOD 101. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Jul 26, 2001
(i) as the Commission may designate up to ninety days of such date if it find such longer period (i) the Commission may designate up to ninety days of such date if it finds such longer period to be appropriate … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
66 FR 39071Securities and Exchange CommissionFederal Register · Notice · Feb 18, 1997
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on January 17, 1996, the Pacific Stock Exchange Incorporated … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments on the proposed rule change were neither solicited
62 FR 7286Securities and Exchange Commission
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