Documents

Briefs, oral arguments, agency decisions and the Federal Register.

679 results

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  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC‟s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Incentive-Based Compensation Arrangements

    Federal Register · Proposed Rule · Jun 10, 2016

    In addition, foreign banking organizations with U.S. operations would be required to report their total consolidated U.S. assets to the Board on a quarterly basis. … Guidance on Sound Incentive Compensation Policies In June 2010, the U.S.

    81 FR 37670Treasury DepartmentComptroller of the Currency
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    Filer may obtain the new U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • SECURITIES AND EXCHANGE COMMISSION

    Agency decision · Agency decision

    Rule 423 under the Securities Act [17 CFR 230.423] applies to the dates of the prospectus and the SAI. … Include all long-term securities, including long-term U.S. Government securities.

    Securities and Exchange Commission
  • Fund of Funds Arrangements

    Federal Register · Proposed Rule · Feb 1, 2019

    Capital Gains Research Bureau, Inc., 375 U.S. 180 (1963); Rosenfeld v. … Table 4—Number of Acquiring Funds by Investment Category   U.S.

    84 FR 1286Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Regulation of NMS Stock Alternative Trading Systems

    Federal Register · Rule · Aug 7, 2018

    One commenter combined its support for transparency of ATSs that trade U.S. Government securities and Fixed Income ATSs. … within 120 calendar days of the effective date of the final rule, “given the reasonable assumption that the operators of the ATS should be very familiar with the operational structure of said ATS.”  423

    83 FR 38768Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    U.S. Department of Treasury Financial Management Service (U.S. Treasury FMS) has designated a new financial agent, U.S. Bank in St. Louis, Missouri, to support the SEC’s depository requirement. U.S. … You may make the payment to U.S. Bank by wire transfer or check by mail. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S.

    Securities and Exchange Commission
  • Filer Manual – Volume II

    Agency decision · Agency decision

    You may make the payment to U.S. Bank by wire transfer. U.S. Bank does not support hand delivery. We cannot accept personal checks for payment of fees. U.S. Bank is the U.S. … of the U.S.

    Securities and Exchange Commission

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