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Briefs, oral arguments, agency decisions and the Federal Register.
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Federal Register · Notice · Mar 1, 2017
On September 6, 2016, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or … , 7 the Commission designated a longer period within which to approve or disapprove the proposed rule change. 8 The Commission has received nine comments on the proposed rule change. 9
82 FR 12253Securities and Exchange CommissionAgency decision · Agency decision
of 1934 (“Exchange Act”) against BMO Capital Markets Corp. … in violation of Section 17(a)(3) of the Securities Act of 1933 (“Securities Act”).
Securities and Exchange CommissionFederal Register · Notice · Aug 31, 2020
The proposed rule change was published for comment in the Federal Register on June 3, 2020. 4 On July 9, 2020, the Commission extended the time period within which to approve the proposed rule … The Fund intends to invest primarily in U.S. equity securities and American Depositary Receipts issued by clean energy companies. B.
85 FR 53868Securities and Exchange CommissionFederal Register · Notice · May 21, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 23509Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
pursuant to Section 12(d) of the Securities Exchange Act of 1934 ("Act")1 and Rule 12d2-2(d) thereunder,2 to withdraw its common stock, $.01 par value ("Security"), from listing and registration on the … to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Jan 12, 2006
SECURITIES AND EXCHANGE COMMISSION Issuer Delisting; Notice of Application of Mercury Air Group, Inc. … Exchange Act of 1934 (“Act”) 1 and Rule 12d2-2(d) thereunder, 2 to withdraw its common stock, $.01 par value (“Security”), from listing and registration on the American Stock Exchange LLC (
71 FR 2070Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
Video shows that, at one point, while answering questions, Lykos licked and rubbed his fingers clean, then wrote on them while viewing exam questions. … Several seconds later, Lykos commented, “those pens, they dried out.”
Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Federal Register · Notice · Jul 24, 2000
Interested persons wishing to comment or request a hearing on the application(s) and/or declaration(s) should submit their views in writing by August 11, 2000, to the Secretary, Securities and Exchange … and rule 54 under the Act.
65 FR 45634Securities and Exchange CommissionFederal Register · Notice · Jul 29, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or Send an e-mail to rule-comments
76 FR 45638Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Federal Register · Notice · Oct 17, 2003
It operates and maintains power supply, heating, ventilation and air conditioning systems, including burners and boilers for heating purposes. … and the applicable rules under the Act, until CenterPoint's investment in Texas Genco is sold, and for a brief transition period after a sale; • Comply with the Commission's standards for accounting
68 FR 59825Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
SECURITIES AND EXCHANGE COMMISSION Issuer Delisting; Order Granting the Application of Mercury Air Group, Inc. to Withdraw its Common Stock, $.01 par value, from Listing and Registration on the American … Notice of such application requesting comments was published in the Federal Register on January 12, 2006.3 No comments were received. As discussed below, the Commission is granting the application.
Securities and Exchange CommissionFederal Register · Notice · Sep 27, 2022
Such a calculation gives shipping companies a tool to measure period-to-period changes. … The liquidity of tanker Freight Futures (clean and dirty) has been increasing, in lot terms, over the last five years.
87 FR 58552Securities and Exchange CommissionAgency decision · Agency decision
But he did not believe that it would be possible to actually keep the facility “clean.” 17 Case 1:26-cv-07041 72. … At various times during the Relevant Period, Kollar and Seibold both lied to auditors to cover up problems in Tricolor’s loan data. 102.
Securities and Exchange CommissionAgency decision · Agency decision
Section 12 (the “Final Order”). 1 In the Final Order, we found that Ameritrust violated the Securities Exchange Act of 1934 and rules thereunder by not filing five required periodic reports that were … Zipper, Exchange Act Release No. 84324, 2018 WL 4692884, at *3 (Oct. 1, 2018) (cleaned up). 6 7 FCS Sec., Exchange Act Release No. 65267, 2011 WL 4448864, at *1 (Sept. 6, 2011).
Securities and Exchange CommissionSECURITIES A N D EXCHANGE COMMISSION
Agency decision · Agency decision
Brigagliano October 24,2006 Page 7 Company Act of 1940, as amended ("1940 Act"). … Consistent with Section 22(e) of the 1940 Act and Rule 22e-2 thereunder, the right to redeem Shares directly from a Fund will not be suspended, nor payment upon redemption delayed, except (i) for any period
Securities and Exchange CommissionFederal Register · Notice · Mar 16, 2005
the Act. … rule-comments@sec.gov .
70 FR 12924Securities and Exchange CommissionAgency decision · Agency decision
The comments submitted to the Commission are publicly available at: https://www.sec.gov/comments/s72024-05/s7202405.htm. 4 | U.S. … See Stop Feeding AI Junk – How XBRL-MCP Can Deliver Clean Business Data (2025), available at https:// www.xbrl.org/stop-feeding-ai-junk-how-xbrl-mcp-can-deliver-clean-business-data/ (The MCP server approach
Securities and Exchange CommissionFederal Register · Notice · Dec 16, 2020
The proposed rule change was published for comment in the Federal Register on April 14, 2020. 3 On May 27, 2020, FINRA consented to an extension of the time period in which the Commission … a disclosure on the BrokerCheck profile of individuals would capture registered representatives of a taping firm with clean disciplinary histories. 61 The commenter also recommended that any disclosure
85 FR 81540Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')
Federal Register · Notice · Apr 3, 1998
Interested persons wishing to comment or request a hearing on the application(s) and/or declaration(s) should submit their views in writing by April 21, 1998, to the Secretary, Securities and Exchange … and rule 54 under the Act.
63 FR 16601Securities and Exchange CommissionFederal Register · Notice · Nov 18, 2021
Wireless networks are directly and immediately affected by adverse weather conditions, which can cause message loss and outage periods. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 64561Securities and Exchange Commission
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