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Briefs, oral arguments, agency decisions and the Federal Register.

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  • Submission for OMB Review; Comment Request

    Federal Register · Notice · Jan 28, 2009

    SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: U.S. … Extension: Rule 15c1-6; OMB Control No. 3235-0472; SEC File No. 270-423.

    74 FR 4989Securities and Exchange Commission
  • Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements

    Federal Register · Rule · Nov 25, 2022

    Levinson, 485 U.S. 224, 231 (1988) (“ Basic v. … See Letter to Dalia Blass, Director, Division of Investment Management, U.S.

    87 FR 72758Securities and Exchange Commission
  • Submission for OMB Review; Comment Request

    Federal Register · Notice · Dec 4, 2017

    SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270-423, OMB Control No. 3235-0472] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: U.S.

    82 FR 57320Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    Collateral Deposits Commercial Paper U.S. Treasuries Asset-Backed Securities Other U.S. Govt. … Collateral Deposits Commercial Paper U.S. Treasuries Asset-Backed Securities Other U.S. Govt.

    Securities and Exchange Commission
  • Proposed Collection; Comment Request; Extension: Rule 15c1-6

    Federal Register · Notice · Jul 26, 2023

    SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270-423, OMB Control No. 3235-0472] Proposed Collection; Comment Request; Extension: Rule 15c1-6 Upon Written Request, Copies Available From: … U.S.

    88 FR 48279Securities and Exchange Commission
  • Proposed Collection; Comment Request

    Federal Register · Notice · Sep 12, 2017

    SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request, Copies Available From: U.S. … Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549-2736 Extension: Rule 15c1-6, SEC File No. 270-423, OMB Control No. 3235-0472 Notice is

    82 FR 42870Securities and Exchange Commission
  • UNITED STATES COURT OF APPEALS

    Agency decision · Agency decision

    Provident Securities Co., 423 U.S. 232, 252 (1976); see also Gollust v. Mendell, 501 U.S. 115, 122 (1991); Reliance Electric Co., 404 U.S. at 422-23, 425. … Mendell, 501 U.S. 115, 121 (1991) (quoting Foremost-McKesson, Inc., 423 U.S. at 243).

    Securities and Exchange Commission
  • Submission for OMB Review; Comment Request

    Federal Register · Notice · Nov 9, 2020

    SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270-423, OMB Control No. 3235-0472] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: U.S.

    85 FR 71383Securities and Exchange Commission
  • Submission for OMB Review; Comment Request

    Federal Register · Notice · Dec 5, 2014

    SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270-423, OMB Control No.3235-0472] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: U.S.

    79 FR 72218Securities and Exchange Commission
  • Submission for OMB Review; Comment Request; Extension: Rule 15c1-6

    Federal Register · Notice · Sep 29, 2023

    SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270-423, OMB Control No. 3235-0472] Submission for OMB Review; Comment Request; Extension: Rule 15c1-6 Upon Written Request, Copies Available From … : U.S.

    88 FR 67385Securities and Exchange Commission
  • Proposed Collection; Comment Request

    Federal Register · Notice · Oct 20, 2011

    SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request, Copies Available From: U.S. … Extension: Rule 15c1-6; SEC File No. 270-423; OMB Control No.3235-0472.

    76 FR 65220Securities and Exchange Commission
  • Cross-Border Application of Certain Security-Based Swap Requirements

    Federal Register · Rule · Feb 4, 2020

    /hour for national hourly rate for an attorney = $423. … per hour) and $50,760 (=4 × 30 hours × Attorney at $423 per hour).

    85 FR 6270Securities and Exchange Commission
  • New Disclosure Option for Open-End Management Investment Companies

    Federal Register · Rule · Mar 23, 1998

    Northway, Inc., 426 U.S. 438, 449 (1976); Basic, Inc. v. Levinson, 485 U.S. 224, 231-32 (1988). … Litigation, 1996 U.S. Dist. LEXIS 14209 (S.D.N.Y. 1996) (same); Tabankin v. Kemper Short-Term Global Income Fund, 1994 U.S. Dist.

    63 FR 13968Securities and Exchange Commission
  • Division of Investment Management

    Agency decision · Agency decision

    Entities Non-Profits Non-U.S. Individuals State/Muni. Govt. Pension Plans U.S. … Entities Non-Profits Non-U.S. Individuals State/Muni. Govt. Pension Plans U.S.

    Securities and Exchange Commission
  • In the Supreme Court of the United States

    Agency decision · Agency decision

    Drexel Firestone, Inc., 519 F.2d 974, 984 (2d Cir.), cert. denied, 423 U.S. 1018 (1975). … Id. at 425; see id. at 423.

    Securities and Exchange Commission
  • 1 GIOVANNI P. PREZIOSO

    Agency decision · Agency decision

    McMahon, 482 U.S. 220, 234 (1987). … Thomas, 482 U.S. 483, 492 n.9 (1987).

    Securities and Exchange Commission
  • UNITED STATES COURT OF APPEALS

    Agency decision · Agency decision

    Provident Securities Co., 423 U.S. 232, 252 (1976). See also Gollust v. Mendell, 501 U.S. 115, 122 (1991); Reliance Electric Co., 404 U.S. at 422-23, 425. … Foremost-McKesson, Inc., 423 U.S. at 243 (quoting Reliance Electric Co., 404 U.S. at 422) (emphasis added).

    Securities and Exchange Commission
  • UNITED STATES COURT OF APPEALS

    Agency decision · Agency decision

    Co., 423 U.S. 232, 243 (1976); accord Morales v. … Foremost-McKesson, Inc., 423 U.S. at 255; see also Perine v.

    Securities and Exchange Commission
  • RESPONSE OF THE OFFICE OF CHIEF COUNSEL

    Agency decision · Agency decision

    of standardized total return calculated in accordance with rule 482 (e) (3) for the full periods required by that rule. … MCMC is expected to become effective on or about January 20, 1996. 2 Under the Proposal, MCMC would replace the following existing subadvisers of Global Growth: Shufro Rose & Ehrman (sub-adviser of the U.s

    Securities and Exchange Commission
  • Registered Offering Reform

    Federal Register · Proposed Rule · May 26, 2026

    See U.S. … (i); proposed Rule 482(k)(3)(i). 423   See Item 7(e) of Form N-4.

    91 FR 31022Securities and Exchange Commission

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