Documents
Briefs, oral arguments, agency decisions and the Federal Register.
679 results
1.45s
Federal Register · Rule · May 13, 2016
No. 111-517, 111th Cong., 2d Sess., p. 423 (June 29, 2010) (Dodd-Frank Act Conference Report). … For example, for non-U.S. business that U.S. SBS Dealers and U.S.
81 FR 29960Securities and Exchange CommissionFederal Register · Proposed Rule · Jan 23, 2014
U.S. … • U.S.
79 FR 3926Securities and Exchange CommissionFederal Register · Proposed Rule · Jul 31, 2018
During the first quarter of 2018, for example, trading in U.S. … John McGuire, Morgan, Lewis & Bockius LLP re: U.S.
83 FR 37332Securities and Exchange CommissionDivision of Investment Management
Agency decision · Agency decision
Pension Plans Non-U.S. Individuals State/Muni. Govt. Entities State/Muni. Govt. Pension Plans Non-Profits U.S. … Pension Plans Non-U.S. Individuals State/Muni. Govt. Entities State/Muni. Govt. Pension Plans Non-Profits U.S.
Securities and Exchange CommissionThe Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
Federal Register · Proposed Rule · Jun 17, 2026
. 423 See infra note 581 and accompanying text. … See U.S.
91 FR 36656Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
See, e.g., CBOE, CBOE TITANIUM U.S. … See U.S.
Securities and Exchange CommissionDivision of Investment Management
Agency decision · Agency decision
Pension Plans U.S. … Pension Plans U.S.
Securities and Exchange CommissionFederal Register · Proposed Rule · Dec 11, 2020
FOR FURTHER INFORMATION CONTACT: Elliot Staffin, Office of Rulemaking, at (202) 551-3430, in the Division of Corporation Finance, U.S. … (B) + (E) (I) = (C) + (F) S-8 2,140 28,890 $11,556,000 17 246.5 $98,600 2,157 29,137 $11,654,600 Rule 701 800 400 $480,000 105 81.75 $98,100 905 2 482
85 FR 79936Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
Dahl, 486 U.S. 622, 108 S. … While U.S.
Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
Office of Investor Education and Advocacy of the U.S. … See U.S. Census Bureau, U.S.
Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
(May 4, 2021) (“U.S. Acctg. … RES. 482 (2013) (showing that earnings quality reduces information asymmetry); Partha Sengupta, Corporate Disclosure Quality and the Cost of Debt, 73 ACCOUNT.
Securities and Exchange CommissionDefinition of Covered Clearing Agency
Federal Register · Proposed Rule · Oct 13, 2016
the broader U.S. financial system. … comprehensive risk management include review on a specified periodic basis and approval by the board of directors annually. 258 See CCA Standards adopting release, supra note 7, at 422-423
81 FR 70744Securities and Exchange CommissionFacilitating Shareholder Director Nominations
Federal Register · Rule · Sep 16, 2010
(“Unitrin”); U.S. Bancorp (“U.S. … 423 See letters from ABA; Duane Morris; Media General; New York Times.
75 FR 56668Securities and Exchange CommissionRegistration and Regulation of Security-Based Swap Execution Facilities
Federal Register · Proposed Rule · Feb 28, 2011
× $423) + $6,142.5 (22.5 hours × $273), for a total of $330,300 for all SB SEFs ($16,515 × 20). … $423) + $8,190 (30 hours × $273), for a total of $482,700 for all SB SEFs ($24,135 × 20 SB SEFs).
76 FR 10948Securities and Exchange CommissionHolding Foreign Companies Accountable Act Disclosure
Federal Register · Rule · Dec 9, 2021
(May 4, 2021) (“U.S. Acctg. … Res. 482 (2013) (showing that earnings quality reduces information asymmetry); Partha Sengupta, Corporate Disclosure Quality and the Cost of Debt, 73 Account.
86 FR 70027Securities and Exchange CommissionRegistration of Municipal Advisors
Federal Register · Rule · Nov 12, 2013
See U.S. … See supra note 423.
78 FR 67468Securities and Exchange CommissionModernization of Beneficial Ownership Reporting
Federal Register · Rule · Nov 7, 2023
See U.S. … 482 Id.
88 FR 76896Securities and Exchange CommissionModernization of Property Disclosures for Mining Registrants
Federal Register · Rule · Dec 26, 2018
U.S. Geological Survey & U.S. Bureau of Mines, U.S. … See supra note 423 and accompanying text.
83 FR 66344Securities and Exchange CommissionFederal Register · Rule · Jun 18, 2007
Sununu, Senator, and Mike Enzi, Senator, U.S. … 482 See Fitch Letter.
72 FR 33564Securities and Exchange CommissionDivision of Investment Management
Agency decision · Agency decision
Non-U.S. Individuals Non-Profits State/Muni. Govt. Entities State/Muni. Govt. Pension Plans U.S. … Non-U.S. Individuals Non-Profits State/Muni. Govt. Entities State/Muni. Govt. Pension Plans U.S.
Securities and Exchange Commission
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