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Briefs, oral arguments, agency decisions and the Federal Register.
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Modernization of Oil and Gas Reporting
Federal Register · Rule · Jan 14, 2009
Comment Date: Comments on the Paperwork Reduction Act Analysis should be received on or before February 13, 2009. … Four commenters supported the proposed January 1, 2010 compliance date of Securities Act filings and Exchange Act filings related to fiscal periods ending on or after December 31, 2009. 320 However
74 FR 2158Securities and Exchange CommissionFederal Register · Notice · Mar 10, 2015
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder 2 notice is hereby given that on February 20, 2015, The Options Clearing Corporation … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
80 FR 12652Securities and Exchange CommissionFederal Register · Notice · Oct 16, 1998
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has neither solicited nor received written comments on the … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
63 FR 55660Securities and Exchange CommissionFederal Register · Notice · Jun 17, 1999
Environmental Clean-Up Costs The NYSE proposes to remove environmental clean-up costs incurred in the remediation of environmental problems from the company's historical financial results. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning Amendment Nos. 2 and 3, including whether those amendments are consistent with the Act
64 FR 32588Securities and Exchange CommissionFederal Register · Notice · Oct 8, 2014
The proposed rule change was published for comment in the Federal Register on May 13, 2014. 3 On June 23, 2014, the Commission extended the time period in which to either approve the Proposal, … The comment period closed on August 29, 2014, and the rebuttal period closed on September 12, 2014. II.
79 FR 60876Securities and Exchange CommissionFederal Register · Notice · Mar 2, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act … rule-comments@sec.gov.
75 FR 9472Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Federal Register · Notice · Dec 3, 2003
(“SCANA Services”), PSNC Blue Ridge Corporation, PSNC Cardinal Pipeline Company, LLC, and Clean Energy Enterprises Inc. … Act Release Nos. 27341 and 27476 (Jan. 31, and Dec. 19, 2001, respectively) the Commission issued supplemental orders increasing various financing limitations throughout the authorization period.
68 FR 67706Securities and Exchange CommissionFederal Register · Notice · Jan 12, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 1646Securities and Exchange CommissionFederal Register · Notice · Dec 29, 2021
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
86 FR 74180Securities and Exchange CommissionFederal Register · Notice · Aug 18, 2016
The proposed rule change was published for comment in the Federal Register on June 30, 2016. 3 The Commission did not receive comments on the proposed rule change. … ICC will make additional clean-up changes throughout the Treasury Operations Policies and Procedures.
81 FR 55254Securities and Exchange CommissionFederal Register · Notice · Dec 18, 2009
Exhibit 5 is a clean, unmarked version. 2. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
74 FR 67287Securities and Exchange CommissionFederal Register · Notice · May 12, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 27732Securities and Exchange CommissionAgency decision · Agency decision
Order, Exchange Act Rel. … issued a Notice of Violation (“NOV”) to VW alleging, among other things, that VW had installed defeat devices in violation of the Clean Air Act and U.S. environmental regulations.
Securities and Exchange CommissionFederal Register · Notice · Sep 8, 2000
The NYSE has designated this proposal as non-controversial, and requests that the Commission waive the 30-day pre-operative waiting period contained in Rule 19b-4(f)(6)(iii) under the Act. 7 The text … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
65 FR 54589Securities and Exchange CommissionFederal Register · Notice · Dec 6, 2024
of the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules-regulations/self-regulatory-organization-rulemaking
89 FR 97142Securities and Exchange CommissionFederal Register · Notice · Jan 23, 2014
The proposed rule change was published for comment in the Federal Register on December 4, 2013. 3 The Commission received no comment letters on the proposed rule change. … execute with the RPIs at the clean-up price.
79 FR 3904Securities and Exchange CommissionFederal Register · Notice · May 3, 1999
--Environmental Clean-Up Costs Environmental clean-up costs incurred in the remediation of environmental problems would be removed from the company's historical financial results. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
64 FR 23710Securities and Exchange CommissionFederal Register · Notice · Jun 27, 2016
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 41641Securities and Exchange CommissionFederal Register · Notice · Sep 28, 2005
the member acting as the seller (“defaulting member”) for a period of thirty calendar days. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
70 FR 56757Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2016
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Exchange Act” or “Act”) 1 and Rule 19b-4 thereunder, 2 notice is hereby given that on May 11, 2016, the Municipal Securities … Grace Period for Outstanding Fails Rather than the 90-day grace period proposed in the Request for Comment, BDA recommended a 180-day grace period to allow the industry ample time to resolve existing
81 FR 35111Securities and Exchange Commission
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