Documents

Conformed to Federal Register version

Agency decision · Agency decision

10th 20th 25th 50th 55th 60th 65th 70th 75th 80th 85th 90th 95th 100th Individual RAUM of Adviser at Percentile 84 (Millions) Total Number of All Advisers at or below Percentile $33 $96 $125 $324 $399 … 24. Should the Total Assets Threshold be eliminated from rule 0-7?

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 3, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19659 Filed 8-30-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 3, 2024

TRF/ORF/ADF Transaction Data Event (TRF)  24 No. … [FR Doc. 2024-19645 Filed 8-30-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 3, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19648 Filed 8-30-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 3, 2024

TRF/ORF/ADF Transaction Data Event (TRF)  24 No. … [FR Doc. 2024-19649 Filed 8-30-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 3, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19652 Filed 8-30-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 3, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19655 Filed 8-30-24; 8:45 am] BILLING CODE 8011-01-P

Modernization of Property Disclosures for Mining Registrants

Federal Register · Proposed Rule · Jun 27, 2016

24. … See proposed Item 601(b)(96)(iv)(B)(24) of Regulation S-K.

Money Market Fund Reform

Federal Register · Proposed Rule · Jul 8, 2009

Commenters are requested to provide empirical data to support their views. 399  Pub. L. 104-121, Title II, 110 Stat. 857 (1996). VI. … Item 24. The category of investment.

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

Federal Register · Rule · Nov 16, 2011

See section 24(c) of the Exchange Act and rule 24c-1 thereunder. … IA-3305 (Oct. 24, 2011).

Conformed to Federal Register version

Agency decision · Agency decision

Rule 12b-32 Rule 8b-23 Rule 8b-24 Rule 8b-32 4 § 240.12b-32 § 270.8b-23 § 270.8b-24 § 270.8b-32 Table of Contents I. INTRODUCTION II. FINAL AMENDMENTS A. … § 270.8b-24 [Removed and Reserved] 65. Remove and reserve § 270.8b-24. § 270.8b-32 [Removed and Reserved] 66. Remove and reserve § 270.8b-32.

FAST Act Modernization and Simplification of Regulation S-K

Federal Register · Rule · Apr 2, 2019

Rule 8b-24 § 270.8b-24. Rule 8b-32 § 270.8b-32. Table of Contents I. Introduction II. Final Amendments A. Adoption of Proposals with Modifications 1. … § 270.8b-24 [Removed and Reserved] 65. Remove and reserve § 270.8b-24. § 270.8b-32 [Removed and Reserved] 66. Remove and reserve § 270.8b-32.

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 4, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19758 Filed 9-3-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 9, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-20165 Filed 9-6-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 5, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19874 Filed 9-4-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024

Federal Register · Notice · Sep 4, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19760 Filed 9-3-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail

Federal Register · Notice · Sep 5, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19872 Filed 9-4-24; 8:45 am] BILLING CODE 8011-01-P

Self-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail

Federal Register · Notice · Sep 5, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19876 Filed 9-4-24; 8:45 am] BILLING CODE 8011-01-P

"Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act

Federal Register · Proposed Rule · Jan 12, 2026

millions) (percent) 10th $33 2,172 $21,482 0.0 20th 96 4,331 151,003 0.1 25th 125 5,414 271,591 0.2 50th 324 10,827 1,399,259 0.9 55th 399 … 24. Should the Total Assets Threshold be eliminated from rule 0-7?

Self-Regulatory Organizations; Nasdaq GEMX, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail

Federal Register · Notice · Sep 4, 2024

United States Securities and Exchange Commission, Case No. 24-12300 (11th Cir.). … [FR Doc. 2024-19774 Filed 9-3-24; 8:45 am] BILLING CODE 8011-01-P