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Federal Register · Notice · Jan 26, 2026
Additional Clarifications or Clean-Up Changes ICC proposes additional clarifications or clean-up changes throughout the NIA Policy, including incorporating recent governance updates, and updating categories … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
91 FR 3259Securities and Exchange CommissionFederal Register · Notice · May 31, 2002
(4) Clean Cross A Participant registered as a Primex Auction Market Maker for a particular security may enter a Clean Cross order for the accounts of two separate customers where the order represents … the Act.
67 FR 38152Securities and Exchange CommissionFederal Register · Notice · Jan 10, 2003
The 15-day comment period expired on December 31, 2002. 5 See Letter from Darla Stuckey, Corporate Secretary, NYSE, to Nancy Sanow, Assistant Director, Division of Market Regulation, Commission … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning Amendment No. 1, including whether the proposed amendment is consistent with the Act.
68 FR 1495Securities and Exchange CommissionHamilton Lane Private Assets Fund, et al.
Federal Register · Notice · Apr 25, 2023
Notice of application for an order (“Order”) under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise … prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
88 FR 25052Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
” (cleaned up)); see also SEC v. … The episode aired on CNBC on October 6, 2016, three months after DreamFunded became a FINRA-registered funding portal.
Securities and Exchange CommissionFederal Register · Uncategorized Document · Dec 28, 1994
The Index is composed of the stocks of 12 domestic passenger air carriers which, the Exchange represents, effectively represent the available domestic air transportation industry.\3\ The Exchange also … (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received with respect to the
Securities and Exchange CommissionFederal Register · Notice · Nov 3, 1998
Share prices are ``swept clean'' daily and adjusted for any rights issues, stock dividends or splits. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
63 FR 59354Securities and Exchange CommissionFederal Register · Notice · Nov 17, 2017
These include the need to clean the bond price input data to remove spurious effects caused by changes in the different underlying bonds used to build bond price time-series. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
82 FR 54423Securities and Exchange CommissionFederal Register · Notice · Mar 25, 2008
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
73 FR 15814Securities and Exchange CommissionFederal Register · Notice · Jun 26, 2025
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.
90 FR 27362Securities and Exchange CommissionFederal Register · Notice · Mar 5, 2014
These fees are subject to a 30-day testing period during which otherwise applicable fees are waived, and a one-year minimum purchase period. … Wireless connectivity involves the beaming of signals through the air between towers that are within sight of one another.
79 FR 12535Securities and Exchange CommissionFederal Register · Notice · Apr 11, 2012
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … email to rule-comments@sec.gov.
77 FR 21819Securities and Exchange CommissionFederal Register · Notice · Dec 4, 2012
It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Encore Clean Energy, Inc. because it has not filed any periodic … Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed companies is suspended for the period from 9:30 a.m.
77 FR 71846Securities and Exchange CommissionFederal Register · Notice · Aug 11, 1999
a minimum time period. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
64 FR 43802Securities and Exchange CommissionFederal Register · Notice · Apr 4, 2016
Exchange Act Release Nos. 77105 (February 10, 2016), 81 FR 8112 (February 17, 2016) (order approving SR-BATS-2015-102); and 77310 (March 7, 2016) (notice for comment and immediate effectiveness of SR-BATS … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 19275Securities and Exchange CommissionFilings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Federal Register · Notice · Oct 23, 2000
and rule 54 under the Act to a declaration previously filed under the Act. … and rule 54 under the Act to its declaration previously filed under the Act.
65 FR 63268Securities and Exchange CommissionFederal Register · Notice · Feb 2, 1996
Securities will be shipped to Philadep via licensed air courier or other carrier agreed upon by the parties. … for public comment was brief.
61 FR 3956Securities and Exchange CommissionFederal Register · Notice · Mar 29, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 19348Securities and Exchange CommissionFederal Register · Notice · Sep 16, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or • Send an e-mail to rule-comments
75 FR 56631Securities and Exchange CommissionFederal Register · Notice · Nov 12, 2015
Wireless connections involve beaming signals through the air between antennas that are within sight of one another. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 70047Securities and Exchange Commission
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