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Federal Register · Notice · Dec 26, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 66326Securities and Exchange CommissionFederal Register · Notice · Oct 28, 2015
pilot period for the Limit Up-Limit Down Plan, including any extensions to the pilot period for the Plan. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 66060Securities and Exchange CommissionFederal Register · Notice · Jan 7, 1998
On July 24, 1997, notice of the proposed rule change, including the substance of the proposal, was published for comment in the Federal Register.\3\ The Commission received 64 comment letters, which are … Summary of Comments The Commission received 64 comment letters from the public.
63 FR 897Securities and Exchange CommissionFederal Register · Notice · Nov 16, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 80691Securities and Exchange CommissionFederal Register · Notice · Dec 16, 2016
Permits BOX to Have No Minimum Size Requirement for Orders Entered Into the Price Improvement Period and Complex Order Price Improvement Period). 4 See Securities Exchange Act Release No … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 91227Securities and Exchange CommissionFederal Register · Notice · Feb 6, 2013
By its terms, the initial pilot period expired on January 26, 2007, to coincide with the expiration of the ADF pilot period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 8664Securities and Exchange CommissionFederal Register · Proposed Rule · Aug 6, 2008
ACTION: Proposed rule; reopening of comment period. … Accordingly, we will extend the comment period until August 29, 2008. By the Commission. Dated: July 31, 2008. Florence E. Harmon, Acting Secretary. [FR Doc.
73 FR 45646Securities and Exchange CommissionFederal Register · Notice · Jan 22, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
85 FR 3736Securities and Exchange CommissionFederal Register · Notice · Jan 5, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtm l); or • Send an email to rule-comments
86 FR 335Securities and Exchange CommissionFederal Register · Notice · Feb 11, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 9752Securities and Exchange CommissionFederal Register · Rule · Jun 18, 2003
Some of these commenters expressed concern that it would be hard to conduct evaluations on the last day of the period. … The forms are periodic reports adopted under the Exchange Act and the Investment Company Act.
68 FR 36636Securities and Exchange CommissionFederal Register · Notice · Oct 9, 1996
The Commission notes that this amount is based on the following payments for previous periods: (1) For the six-month period ending December 1993, $50,000; (2) for the one-year period ending December 1994 … While the Commission continues to solicit comment on these matters, the Commission believes that these matters should be addressed directly by the Participants during the extension period so that issues
61 FR 52980Securities and Exchange CommissionFederal Register · Proposed Rule · May 12, 2022
ACTION: Proposed rules; reopening of comment periods. … Reopening of Comment Periods The Commission believes that providing the public additional time to consider and comment on the matters addressed in the Advisers Act Proposing Release and the Exchange Act
87 FR 29059Securities and Exchange CommissionFederal Register · Notice · Nov 7, 2023
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 76882Securities and Exchange CommissionFederal Register · Notice · Jul 1, 2016
the Pilot Period for BATS Y-Exchange, Inc.' … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 43306Securities and Exchange CommissionFederal Register · Notice · Jul 18, 2011
The Exchange proposes to extend the waiver of the following installation fees during the extended period: 3 See Securities Exchange Act Release No. 64630 (June 8, 2011), 76 FR 34783 (June … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
76 FR 42152Securities and Exchange CommissionAgency decision · Agency decision
investors Accordingly provisions of Other initial registration statement with including will the on Act of 1933 sales of Act Indenture the the Indenture the rights period initially … reliance upon section will issue certificates that business trust Trusts of prc�osed sponsor of the holders at the option of which will be redenab1e and notes neither of in letters June 26 the on your air
Securities and Exchange CommissionRevision of Rule 144, Rule 145 and Form 144
Federal Register · Proposed Rule · Feb 28, 1997
Two commenters, however, argued that the holding period for limited resales should be shorter than the proposed one year, with one commenter suggesting a six-month period and the other suggesting a three-month … The release solicits comment on shorter Rule 144(d) and/or 144(k) holding periods.
62 FR 9246Securities and Exchange CommissionFederal Register · Notice · Jul 2, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 38245Securities and Exchange CommissionFederal Register · Notice · Jul 22, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 43548Securities and Exchange Commission
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