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Qualification Requirements for Transactions in Certain Securities
Federal Register · Proposed Rule · Dec 30, 1996
See U.S. General Accounting Office, Report to Congressional Requesters: Bank Mutual Funds Sales Practices and Regulatory Issues GAO/GGD-95-210, at p. 52 (September 1995); U.S. … Cir. 1979), cert. denied, 449 U.S. 823; see also National Petroleum Refiners Assoc. v. FTC, 482 F.2d 672, 680-81 (D.C.
61 FR 68824Qualification Requirements for Transactions in Certain Securities,Justice Department
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