Documents

AEW Capital Management, L.P. (AEW); Located in Boston, Massachusetts

Federal Register · Notice · Sep 5, 1997

time period set forth above. … All comments will be made a part of the record. Comments and requests for a hearing should state the reasons for the writer's interest in the proposed exemption.

Bankers Trust Co., New York, New York, BT Alex Brown Inc., and Deutsche Bank AG

Federal Register · Notice · Jul 27, 1999

of 1974 (ERISA or the Act) and the Internal Revenue Code of 1986 (the Code). … As a result, the comment period was extended for two additional days. The applicants represent that notice to all other interested persons was furnished in a timely manner.

Rules and Regulations For the Allocation of Fiduciary Responsibility, Federal Retirement Thrift Investment Board

Federal Register · Rule · May 30, 2000

Unless a written adverse or negative comment is received within the comment period, the regulation will become effective on the date specified above. … rulemaking may be published with a new comment period.

Proposed Class Exemption for Cross-Trades of Securities by Index and Model-Driven Funds

Federal Register · Notice · Dec 15, 1999

period. … Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a public hearing on the proposed exemption to the address and within the time period

Grant of Individual Exemptions; Salomon Smith Barney Inc. (SSB), Citigroup Inc. (Citigroup) and their Affiliates (collectively, the Applicants)

Federal Register · Notice · Apr 3, 2001

All comments and requests for a hearing were due on March 12, 2001. During the comment period, the Department received no requests for a hearing. … At the close of the comment period, the Department forwarded copies of these letters to the applicant for a written response.

Class Exemption to Permit the Restoration of Delinquent Participant Contributions to Plans

Federal Register · Notice · Aug 2, 1996

Paperwork Reduction Act Analysis Pursuant to the Paperwork Reduction Act of 1995 (PRA 95), 44 U.S.C. 3507, and 5 CFR Part 1320, the collection of information in this class exemption was published … for public comment on March 7, 1996 (61 FR 9199).

Prohibited Transaction Exemption 2001-46; Grant of Individual Exemption; Bank of America Corporation (BAC)

Federal Register · Notice · Dec 12, 2001

Written Comments The Department received 28 written comments with respect to the proposed exemption. Of this amount, 27 comments sought clarification as to the terms of the proposed exemption. … The remaining comment was submitted by BAC.

Grant of Individual Exemptions; NCNB Real Estate Fund, et al.

Federal Register · Notice · Jun 1, 1995

of 1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). … During the comment period, the Department received no requests for a hearing.

Grant of Individual Exemptions; Financial Institutions Retirement Fund., et al.

Federal Register · Notice · Apr 12, 1995

of 1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). … Written Comments: The Department received one written comment with respect to the proposed exemption, which was submitted by the applicant to correct an erroneous representation.

Grant of Individual Exemptions; Metropolitan Life Insurance Company

Federal Register · Notice · Apr 22, 1998

Written comments The Department received one written comment with respect to the Notice and no requests for a public hearing. … longer than the period specified in the MetLife Trust GIC.

Grant of Individual Exemptions; Connecticut Plumbers and Pipefitters Pension Fund (the Pension Fund), Connecticut Pipe Trades Local No. 777 Annuity Fund (the Annuity Fund), Connecticut Pipe Trades Health Fund (the Health Fund) (Collectively the Funds) et al.

Federal Register · Notice · Apr 26, 2002

In light of the fact that notification to interested persons was delayed, and in order to allow such interested persons the benefit of the full thirty (30) day comment period, the Department required, … During the comment period, the Department received no comments and no requests for a hearing from interested persons.

Health Insurance Portability

Federal Register · Rule · Oct 25, 1999

HIPAA amended the Internal Revenue Code of 1986 (Code), the Employee Retirement Income Security Act of 1974 (ERISA), and the Public Health Service Act (PHS Act) to provide for, among other things, improved … Further comments on the HIPAA portability provisions are welcome, including comments concerning, for example, certificates of creditable coverage, limitations on preexisting condition exclusion periods

Interim Rule for the Assessment of Civil Penalties Under Section 502(c)(5) of ERISA

Federal Register · Rule · Feb 11, 2000

ACTION: Interim final rule with request for comments. … Comment date: Written comments are invited and must be received by the Department on or before March 13, 2000.

Class Exemption for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-Employed Individuals Have Been Established or Maintained

Federal Register · Notice · Feb 7, 1997

Rather, if the customer holds [[Page 5856]] less than the Target Amount in his accounts at the end of the specified period, the sales charge is adjusted upward for the shares purchased during such period … During the 13- month period, the individual only purchases another $5,000 amount for his non-IRA/Keogh account.

Proposed Exemptions; Beall Corporation

Federal Register · Notice · Oct 25, 1996

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Mental Health Parity

Federal Register · Notice · Jun 20, 2001

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA95)(44 U.S.C. 3506(c)(2)(A)). … The Mental Health Parity Act of 1996 (MHPA) (Pub.

Grant of Individual Exemptions; Westinghouse Pension Plan, et al.

Federal Register · Notice · Jun 26, 1995

Many of the commenters suggested that WEC extend the period covered by Makewhole Agreement regarding the Tops Securities. … No other comments, and no requests for a hearing, were received by the Department during the comment period, as extended pursuant to the applicant's notification of interested persons as discussed herein

Grant of Individual Exemptions; Bank of Oklahoma (the Bank)

Federal Register · Notice · Sep 18, 2000

Written Comments The Department received two written comments with respect to the proposed exemption and no requests for a public hearing. The first comment was submitted by the Bank. … Written Comments The Department received one written comment with respect to the notice of proposed exemption (the Notice). The comment was submitted by the applicant.

Grant of Individual Exemptions; MBNA America Bank, National Association

Federal Register · Notice · Apr 7, 1998

Written Comments and Modifications. The applicant (i.e. MBNA) submitted certain comments on the text of the Proposal. … [[Page 17035]] Written Comments The Department received one written comment from the representative of the applicant.

Civil Penalties Under ERISA Section 502(c)(7) and Conforming Technical Changes on Civil Penalties Under ERISA Sections 502(c)(2), 502(c)(5) and 502(c)(6)

Federal Register · Rule · Oct 21, 2002

The comment period is being limited to 30 days to enable the Department to adopt changes to the interim final rule prior to the effective date of the SOA amendments. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA), imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements