Documents

Grant of Individual Exemptions; The Chase Manhattan Bank (CMB), et al.

Federal Register · Notice · Aug 25, 1999

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … No public comments and no requests for a hearing, unless otherwise stated, were received by the Department.

Notice of Grant of Individual Exemption To Modify Prohibited Transaction Exemption 90-23 (PTE 90-23); Prohibited Transaction Exemption 90-31 (PTE 90-31) and Prohibited Transaction Exemption 90-33 (PTE 90-33) Involving J.P. Morgan Chase & Company and Its Affiliates (the Applicants) Located in New York, NY

Federal Register · Notice · Mar 28, 2002

In response to that comment, the Department has determined to publish the final exemption as requested, which includes all of the amendments made by PTEs 97-34 and 2000-58. … Pre-Funding Period means the period commencing on the Closing Date and ending no later than the earliest to occur of: (i) The date the amount on deposit in the Pre-Funding Account is less than the minimum

Proposed Exemptions; Washington National Retirement Plan et al.

Federal Register · Notice · Apr 9, 1997

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) number of the person making the comment or request, and

Grant of Individual Exemptions; Earl R. Waddell & Sons, Inc. Profit Sharing Plan and Trust (the Plan)

Federal Register · Notice · May 4, 2000

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … No public comments and no requests for a hearing, unless otherwise stated, were received by the Department.

Approval of Information Collection Requirements for the Joint Interim Rules for Health Insurance Portability for Group Health Plans, and the Individual Market Health Insurance Reform: Portability From Group to Individual Coverage; Federal Rules for Access in the Individual Market; State Alternative Mechanisms to Federal Rules

Federal Register · Rule · Jul 2, 1997

Act) enacted as part of the Health Insurance Portability and Accountability Act of 1996 (HIPAA). … . seq.), Sections 2741 through 2763 of the PHS Act, and 2791 through 2792 of the PHS Act as amended by HIPAA.

Grant of Individual Exemption To Modify Prohibited Transaction Exemption 97-08 (PTE 97-08) Involving Morgan Stanley Dean Witter & Co. Incorporated (MSDW&Co) Located in New York, NY

Federal Register · Notice · Jan 18, 2002

The Notice of Proposed Exemption invited all interested persons to comment on the proposed amendment to PTE 97-08 and to request a public hearing. … During the comment period, the Department received no comments and no requests for a hearing.

Proposed Exemptions; Wells Fargo Bank, N.A. (Wells Fargo)

Federal Register · Notice · Jan 27, 1999

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Smith Barney Shearson Prototype

Federal Register · Notice · Oct 17, 1996

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 91- 38

Federal Register · Notice · Dec 2, 1996

on proposed and/or continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … In addition, banks are highly regulated by state and federal law, and their books and records are subject to periodic examination by state and federal agencies.

Proposed Exemptions; Journal Company, Inc. 401(k) Savings Plan, et al.

Federal Register · Notice · Sep 7, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Revisions to Certain Regulations Regarding Annual Reporting and Disclosure Requirements

Federal Register · Proposed Rule · Dec 10, 1998

of 1974, as amended (ERISA or the Act). … Depreciation of the initial fee over a ten- year period would result in an annual cost of about $42.

Grant of Individual Exemptions; Wells Fargo Bank, N.A. (Wells Fargo), et al.

Federal Register · Notice · Apr 5, 1999

Written Comments The Department received three written comments with respect to the Notice. Two comments were submitted by Plan participants who are Eligible Policyholders of MONY. … decided to withdraw her comment.

Grant of Individual Exemptions; Bricklayers and Allied Crafts, Local No. 74 of DuPage County

Federal Register · Notice · Sep 16, 1997

The Department has considered the entire record, including the comments submitted by the Applicant, and has determined to grant the exemption as amended in response to the Applicant's comments. … However, the exemption will extend until the maturity of any of the 90 day Loans made within the 5 year period. FOR FURTHER INFORMATION CONTACT: Mr. Gary H.

Proposed Exemptions; Wells Fargo Bank, N.A., et al.

Federal Register · Notice · Dec 3, 1996

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Grant of Individual Exemptions; Harris Trust & Savings Bank, et al.

Federal Register · Notice · Oct 21, 1998

Written Comments The Department received one written comment with respect to the notice of proposed exemption (the Notice) and no requests for a hearing. … The written comment was submitted by the applicant and concerns a clarification to the record.

Class Exemption for Collective Investment Fund Conversion Transactions

Federal Register · Notice · Aug 8, 1997

According to the commenter, the 1940 Act does not by its terms require that an investment company subject to its provisions be diversified. … Another commenter submitted a comment in general support of the exemption.

Proposed Exemptions; Avram A. Jacobson, M.D. Employee Profit Sharing Plan; The Avram A. Jacobson, M.D. Employee Money Purchase Pension Plan, Collectively

Federal Register · Notice · Jan 5, 1994

Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … Excise taxes will accrue for the period between 1989 and 1993. 4. At present, the Art Work has produced no income for the Plans.

Proposed Class Exemption for Bank Collective Investment Fund Conversion Transactions

Federal Register · Notice · Nov 13, 1996

to comment on proposed and/or continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A). … Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a public hearing on the proposed exemption to the address and within the time period

Proposed Exemptions; Merganser Capital Management LP (Merganser), et al.

Federal Register · Notice · Jun 4, 2001

Written Comments and Hearing Requests: All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Grant of Individual Exemptions; General Motors Hourly-Rate Employees Pension Plan; General Motors Retirement Program for Salaried Employees; Saturn Individual Retirement Plan for Represented Team Members; Saturn Personal Choices Retirement Plan for Non-Represented Team Members; Employees' Retirement Plan for GMAC Mortgage Group; Delphi Hourly-Rate Employees Pension Plan; and Delphi Retirement Program for Salaried Employees (Collectively, the Plans)

Federal Register · Notice · Jan 17, 2001

Notice to Interested Persons: The applicant was unable to notify interested persons within the time period specified in the Notice. … Interested persons were informed that they had 30 days to submit any written comments regarding the Notice to the Department. No written comments were received by the Department.