Documents

Prohibited Transaction Exemption 98-07; Exemption Application No. D-10236, et al.; Grant of Individual Exemptions; Equitable Life Assurance Society

Federal Register · Notice · Feb 19, 1998

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … No public comments and no requests for a hearing, unless otherwise stated, were received by the Department.

Grant of Individual Exemptions; First Tennessee National Corporation

Federal Register · Notice · Aug 22, 2000

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … No public comments and no requests for a hearing, unless otherwise stated, were received by the Department.

Proposed Exemptions; Allied Old English, Inc. Employees' Profit Sharing Plan (the Plan) et al.

Federal Register · Uncategorized Document · Nov 14, 1994

Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … It is represented that such contributions are made periodically by GM within the limits set by the Act.

Proposed Exemptions; The Chase Manhattan Bank (CMB)

Federal Register · Notice · Jun 25, 1999

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Deutsche Bank, AG, et al.

Federal Register · Notice · Feb 27, 2002

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffittb@pwba.dol.gov , or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Proposed Exemptions; The Bank of California

Federal Register · Uncategorized Document · Aug 17, 1994

Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … Client Plan for the period involved. 8.

Amendment to Prohibited Transaction Exemptions (PTEs) 90-30 Involving Bear, Stearns & Co. Inc., 90-32 Involving Prudential Securities Incorporated, et al.

Federal Register · Notice · Jul 21, 1997

The notice also invited interested persons to submit comments on the [[Page 39022]] requested exemption to the Department. … The Department received one written comment submitted by PSA. The comment indicated complete support for the proposed amendment to the Underwriter Exemptions.

Furnishing Documents to the Secretary of Labor on Request Under ERISA Section 104(a)(6) and Assessment of Civil Penalties Under ERISA Section 502(c)(6)

Federal Register · Proposed Rule · Aug 5, 1999

and Federal agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements of section 553(b) of the Administrative Procedure Act (5 U.S.C. 551 et seq.) and

Proposed Exemptions; Journal Company, Inc. 401(k) Savings Plan, et al.

Federal Register · Notice · Sep 7, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Class Exemption for Certain Transactions Involving Insurance Company General Accounts

Federal Register · Uncategorized Document · Aug 22, 1994

For example, does the entity provide information regarding the internal operation of the entity prior to investment, and periodic disclosures during the period of investment? 6. … Written Comments and Hearing Requests All interested persons are invited to submit comments or requests for a hearing on the proposed exemption to the address and within the time period set forth

Grant of Individual Exemptions; Earl R. Waddell & Sons, Inc. Profit Sharing Plan and Trust (the Plan)

Federal Register · Notice · May 4, 2000

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … No public comments and no requests for a hearing, unless otherwise stated, were received by the Department.

Grant of Individual Exemptions; Hanson Operating Company, et al.

Federal Register · Notice · Jul 16, 1999

Written Comments The Department received no written comments or requests for a public hearing with respect to the notice of proposed exemption (the Notice). … The applicants state that, therefore, an additional memorandum extending the comment period to June 20, 1999 was circulated by personal delivery to all interested persons.

Interim Rule Governing Procedures for Administrative Hearings Regarding the Assessment of Civil Penalties under Section 502(c)(5) of ERISA

Federal Register · Rule · Feb 11, 2000

ACTION: Interim final rule with request for comments. … Comment date: Written comments are invited and must be received by the Department on or before March 13, 2000.

Grant of Individual Exemptions; UNUM Life Insurance Company of America

Federal Register · Notice · Oct 29, 1997

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … No public comments and no requests for a hearing, unless otherwise stated, were received by the Department.

Grant of Individual Exemptions; Bricklayers and Allied Crafts, Local No. 74 of DuPage County

Federal Register · Notice · Sep 16, 1997

The Department has considered the entire record, including the comments submitted by the Applicant, and has determined to grant the exemption as amended in response to the Applicant's comments. … However, the exemption will extend until the maturity of any of the 90 day Loans made within the 5 year period. FOR FURTHER INFORMATION CONTACT: Mr. Gary H.

Delinquent Filer Voluntary Compliance Program

Federal Register · Rule · Mar 28, 2002

Delaying implementation of the revisions to the DFVC Program until after the end of the comment period would only deprive plan administrators of the ability to pay reduced penalties during the comment … period.

Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 91- 38

Federal Register · Notice · Dec 2, 1996

on proposed and/or continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … In addition, banks are highly regulated by state and federal law, and their books and records are subject to periodic examination by state and federal agencies.

Grant of Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 90-15, Involving the Watkins Master Trust (the Trust), Located in Atlanta, GA

Federal Register · Notice · Aug 22, 2002

All comments were to be made a part of the record. … During the comment period, the Department received one written comment from a participant in the Watkins Associated Industries, Inc., Profit Sharing Plan, who objected to the exemption and requested that

Proposed Revisions to Certain Regulations Regarding Annual Reporting and Disclosure Requirements

Federal Register · Proposed Rule · Dec 10, 1998

of 1974, as amended (ERISA or the Act). … Depreciation of the initial fee over a ten- year period would result in an annual cost of about $42.

Class Exemption for Collective Investment Fund Conversion Transactions

Federal Register · Notice · Aug 8, 1997

According to the commenter, the 1940 Act does not by its terms require that an investment company subject to its provisions be diversified. … Another commenter submitted a comment in general support of the exemption.