Documents

Notice of Proposed Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith Barney Inc., Located in New York, NY

Federal Register · Notice · Jun 1, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption to the address above, within the time frame set … All comments will be made a part of the record. Comments received will be available for public inspection with the referenced applications at the address set forth above.

Proposed Exemptions: Standard & Poor's (S&P), Standard and Poor's Investment Advisory Service, LLC (SPIAS)

Federal Register · Notice · Mar 22, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request; and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Lehman Brothers, Inc.

Federal Register · Notice · Jun 19, 1998

Written comments and hearing requests: All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Public Hearing on Proposed Claims Procedures

Federal Register · Proposed Rule · Jan 4, 1999

On October 30, 1998, in response to requests from the public for additional time to prepare comments, the Department extended the comment period through December 9, 1998 (63 FR 58335). … A number of comments submitted in response to the solicitation for public comment requested that the Department hold a public hearing on proposed regulation.

Proposed Exemptions; Deutsche Bank AG, et al. (Deutsche Bank)

Federal Register · Notice · Feb 1, 2000

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; B&B Securities, Inc. Money Purchase Pension Plan, et al.

Federal Register · Uncategorized Document · Jun 29, 1994

Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … Under the current Tarboro Lease, for the period 1983 through 1994, the rent being paid by the Employer to the Plan was $2,350 per month.

Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 75- 1

Federal Register · Notice · Jul 31, 1997

DATES: Written comments must be submitted on or before September 29, 1997. … In the absence of this exemption, these transactions might be prohibited by section 406 of the Employee Retirement Income Security Act of 1974 (the Act). II.

Proposed Exemptions; Bill Ussery Motors, Inc.

Federal Register · Notice · Jun 21, 1996

The surrender fee is ongoing, meaning that the five year period commences with the date of each deposit. … Market values for the variable accounts comprising the GAC are also published periodically in Barron's.

Proposed Exemptions; Kimball International, Inc. Retirement Plan (the Plan) et al.

Federal Register · Notice · Oct 23, 2001

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Bank of America Illinois, et al.

Federal Register · Notice · Apr 7, 1995

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Paloma Securities L.P. & Boston Global Advisors, Inc. et al.

Federal Register · Notice · Apr 14, 1995

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Erick M. Jansson, IRA (the IRA) et al.

Federal Register · Uncategorized Document · Dec 5, 1994

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 98-54

Federal Register · Notice · Jul 13, 2001

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … or broker-dealer maintains records necessary for plan fiduciaries, participants, and the Department and Internal Revenue Service to determine whether the conditions of the exemption are being met for period

Proposed Exemptions; Rockford Corporation 401(k) Retirement Savings Plan (the Plan) et al.

Federal Register · Notice · Dec 13, 2001

Any such comments or requests should be sent either by e-mail to: moffittb@pwba.dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … The comment was repeated in the 1997 and 1998 financial statements.

Grant of Individual Exemptions; Smart Retirement The OLDE 401(k) Plan

Federal Register · Notice · Jun 9, 1998

Written Comments The Department received two written comments with respect to the Notice and no requests for a public hearing. … The Department agrees with OLDE's comment and has revised the operative language of the Notice to include exemptive relief from section 406(a) of the Act and the corresponding sections of the Code.

Prohibited Transaction Exemption 2001-21; Grant of Individual Exemptions; Bank of America (BofA) et al.

Federal Register · Notice · Jun 28, 2001

for a period of 35 days. … Accordingly, the Applicant represented that the comment period was extended until May 25, 2001.

Grant of Individual Exemptions; General Electric Pension Trust (The GE Trust), et al.

Federal Register · Notice · Apr 17, 1997

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … No public comments and no requests for a hearing, unless otherwise stated, were received by the Department.

Agency Information Collection Activities; Announcement of OMB Approval

Federal Register · Notice · May 19, 2000

On April 11, 2000, OMB approved the ICR under emergency provisions of the Paperwork Reduction Act of 1995. The approval will expire on August 31, 2000. … Additional issues raised in the comment will be reviewed with other comments received by the close of the comment period on May 8, 2000 as a part of the application for continuing approval of the ICR that

Notice of Proposed Exemption for Certain Transactions Involving the Massachusetts Mutual Life Insurance Company (MM), Located in Springfield, MA

Federal Register · Notice · Feb 6, 1998

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption to the address above, within the time period … All comments will be made a part of the record. Comments and requests for a hearing should state the reasons for the writer's interest in the pending exemption.

Proposed Exemptions; Financial Institutions Retirement Fund, et al.

Federal Register · Notice · Jan 30, 1995

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and