Documents

Grant of Individual Exemptions; John B. Toomey Rollover IRA (the IRA), et al.

Federal Register · Notice · Sep 6, 1995

Of the written comments received, five commenters recommended that the Department grant the proposed exemption. … WRITTEN COMMENT: The Department received one written comment with respect to the proposed exemption, which was submitted by the applicants.

Amendment to Prohibited Transaction Exemption (PTE) 2000-58 Involving Bear, Stearns & Co. Inc., Prudential Securities Incorporated, et al.

Federal Register · Notice · Aug 22, 2002

The Notice invited interested persons to submit comments on the requested exemption to the Department. … The Department received one written comment and no requests for a hearing in response to the proposed exemption.

Proposed Exemptions; Wyndham International, Inc. Employee Savings & Retirement Plan

Federal Register · Notice · Mar 18, 2002

Any such comments or requests should be sent either by e-mail to: “moffittb@pwba.dol.gov”, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … EFFECTIVE DATE: This exemption, if granted, will be effective for the period from November 9, 1999 to December 8, 1999. Summary of Facts and Representations 1.

ERISA Section 3(40) Negotiated Rulemaking Advisory Committee; Notice of Renewal

Federal Register · Notice · Aug 29, 2000

This Committee will review the public comments on the Department's proposed regulations and the information that the commentors submit with their comments. … The Committee will meet no less than two times over a two year period.

Proposed Exemptions; Morgan Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC)

Federal Register · Notice · Aug 11, 1995

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and request [[Page 41119]] for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in

Proposed Exemptions; Richmond, Fredericksburg and Potomac Railway Company Employee Thrift and Investment Plan, et al.

Federal Register · Uncategorized Document · Feb 9, 1994

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; BMF Financial Corp. Deferred Savings Plan

Federal Register · Notice · Sep 2, 1994

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Notice of Proposed Individual Exemption to Amend Prohibited Transaction Exemption (PTE) 94-50 Involving Salomon Smith, Barney Inc. (Salomon Smith Barney) Located in New York, NY

Federal Register · Notice · Nov 9, 1998

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption to the address above, within the time frame set … All comments will be made a part of the record. Comments received will be available for public inspection with the referenced applications at the address set forth above.

Proposed Exemptions; Salomon Brothers Inc.

Federal Register · Notice · Oct 6, 1998

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Pikeville National Bank

Federal Register · Notice · Nov 6, 1996

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Bank of America (BofA)

Federal Register · Notice · Sep 23, 2002

Any such comments or requests should be sent either by e-mail to: moffittb@pwba.dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … The LP shall exist for eight years from the end of its initial investment period, but may be extended.

Proposed Exemptions; MS Commodity Investments Portfolio II, L.P. (the Partnership, et al.)

Federal Register · Notice · Nov 24, 1997

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Fortis, Inc. Employees' Uniform Profit Sharing Plan (the Fortis Plan)

Federal Register · Notice · May 4, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Pension Plan for Employees of Southco, Inc. (the Pension Plan); and Southco, Inc. Employee Stock Ownership Plan (the ESOP; Collectively, the Plans)

Federal Register · Notice · Jun 26, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 94-20

Federal Register · Notice · Jan 26, 2000

In the absence of this exemption, certain aspects of these transactions could be prohibited by section 406(a) of the Employee Retirement Security Act of 1974 (the Act). II. … has one basic information collection condition—the bank or broker-dealer or affiliates thereof are required to maintain within territories under the jurisdiction of the United States Government, for a period

Proposed Exemptions; Sei Investments Company (SEI Investments), SEI Investments Management Corporation (SIMC) and SEI Trust Company (STC)

Federal Register · Notice · Oct 11, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions: Standard & Poor's (S&P), Standard and Poor's Investment Advisory Service, LLC (SPIAS)

Federal Register · Notice · Mar 22, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request; and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Bill Ussery Motors, Inc.

Federal Register · Notice · Jun 21, 1996

The surrender fee is ongoing, meaning that the five year period commences with the date of each deposit. … Market values for the variable accounts comprising the GAC are also published periodically in Barron's.

Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 88- 59

Federal Register · Notice · Jul 31, 1997

DATES: Written comments must be submitted on or before September 29, 1997. … In the absence of this exemption, these transactions might be prohibited by section 406 of the Employee Retirement Income Security Act of 1974 (the Act). II.

Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations

Federal Register · Notice · Jun 25, 1998

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … These repurchase agreements cover a period of one year or less and may be in the form of a blanket agreement for one year.