Documents

Proposed Exemptions; Alex. Brown & Sons, Inc. (ABS) et al.

Federal Register · Uncategorized Document · Oct 25, 1994

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Amendment to Prohibited Transaction Exemption (PTE) 2000-58 Involving Bear, Stearns & Co. Inc., Prudential Securities Incorporated, et al.

Federal Register · Notice · Aug 22, 2002

The Notice invited interested persons to submit comments on the requested exemption to the Department. … The Department received one written comment and no requests for a hearing in response to the proposed exemption.

Prohibited Transaction Exemption 2008-06; Grant of Individual Exemptions involving D-11369, The Swedish Health Services Pension Plan; D-11434, Credit Suisse (CS) and Its Current and Future Affiliates; and D-11446, Amendment to Prohibited Transaction Exemption (PTE) 93-31, PTE 97-34, PTE 2002-41, PTE 2007-05, involving Bank of America, N.A., the Successor of NationsBank Corporation

Federal Register · Notice · May 13, 2008

The notice also invited interested persons to submit comments on the requested exemption to the Department. … Public comments were received by the Department as described in the granted exemption.

Proposed Exemptions; Bankers Trust Company

Federal Register · Notice · Feb 19, 1998

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Richmond, Fredericksburg and Potomac Railway Company Employee Thrift and Investment Plan, et al.

Federal Register · Uncategorized Document · Feb 9, 1994

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Novo Nordisk Bioindustrials, Inc. 401(k) Thrift Plan, et al.

Federal Register · Uncategorized Document · May 25, 1994

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Grant of Individual Exemptions; Metropolitan Life Insurance Company (MetLife)

Federal Register · Notice · Aug 9, 2002

Public comments were received by the Department as described in the granted exemption. … Written Comments The Department received one written comment with respect to the proposed exemption and no requests for a public hearing.

Grant of Individual Exemptions; Massachusetts Mutual Insurance Company (MassMutual)

Federal Register · Notice · Jun 6, 2002

Retroactive Exemption for the Purchase of Fund Shares For the period from April 1, 1995 until June 6, 2002, the restrictions of sections 406(a) and 406(b) of the Act and the taxes imposed by section 4975 … Retroactive Exemption for the Receipt of Fees For the period from April 1, 1995 until June 6, 2002, the restrictions of sections 406(a) and 406(b) of the Act and the taxes imposed by section 4975 of

Proposed Exemptions; Deutsche Bank AG (Duetsche Bank)

Federal Register · Notice · Dec 30, 2002

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “moffittb@pwba.dol.gov”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Proposed Exemptions; MS Commodity Investments Portfolio II, L.P. (the Partnership, et al.)

Federal Register · Notice · Nov 24, 1997

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Pension Plan for Employees of Southco, Inc. (the Pension Plan); and Southco, Inc. Employee Stock Ownership Plan (the ESOP; Collectively, the Plans)

Federal Register · Notice · Jun 26, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Removal of Interpretive Bulletins and Regulations Relating to ERISA

Federal Register · Rule · Jul 1, 1996

In order to ensure that members of the public had the opportunity to comment, the Department initially published this rule in the Federal Register (61 FR 14690, April 3, 1996) as a notice of proposed rulemaking … The Department received one public comment, which was fully supportive of the proposal.

Proposed Exemptions; Aultman Retirement Savings Plan (the Plan)

Federal Register · Notice · Feb 13, 1996

Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Grant of Individual Exemptions; Kwik Kopy Corporation Employees Welfare Benefit Plan and Trust (the Plan)

Federal Register · Notice · Nov 1, 2000

Of the policyowner comments received, four commenters expressed their approval of the exemption. Three commenters made general comments. … In response to this comment, the Applicant explains that the Restructuring provides significant benefits to the policyowners of AmerUS Life, which are the “investors” in and “owners” of AMHC for periods

Proposed Amendment to Prohibited Transaction Exemption 92-6 (PTE 92-6) Involving the Transfer of Individual Life Insurance Contracts and Annuities From Employee Benefit Plans to Plan Participants, Certain Beneficiaries of Plan Participants, Personal Trusts, Employers and Other Employee Benefit Plans

Federal Register · Notice · May 10, 2002

Any such comments or requests should be sent either by e-mail to: “ moffittb@pwba.dol.gov ” or by FAX to (202)219-0204 by the end of the scheduled comment period. … time period set forth above.

Proposed Information Collection Request; Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 78- 6

Federal Register · Notice · Apr 1, 1997

DATES: Written comments must be submitted on or before June 2, 1997. … The exemption requires that apprenticeship plans which enter into transactions covered by the exemption must maintain the records of such transactions for a period of six years from the termination of

Proposed Exemptions; Pacific Income Advisers, Inc.

Federal Register · Notice · Jul 20, 1998

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Grant of Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 96-14 Involving Morgan Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC), Located in New York, NY

Federal Register · Notice · Aug 31, 1998

The New Notice gave interested persons an opportunity to comment on the proposed exemption and to request a public hearing. … The only written comment submitted to the Department during the comment period was provided by the Applicants.

Proposed Exemptions; Kwik-Copy Corporation Employees Welfare Benefit Plan and Trust (the Plan)

Federal Register · Notice · Aug 17, 2000

, but would continue to apply beyond the expiration of such six-year period for continuing transactions entered into within the six-year period. … It is represented that during the period since July 1, 2000, all steps necessary to avoid violations of the Act have been taken by the Conoco Plan.

Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans

Federal Register · Notice · Mar 1, 2002

The notice of pendency gave interested persons an opportunity to comment or to request a hearing on the proposed amendment. No public comments or requests for a hearing were received. … premiums under an insurance or annuity contract, or (2) For a period of no more than three days, for a purpose incidental to the ordinary operation of the plan; (c) The loan or extension of credit is