Documents

Briefs, oral arguments, agency decisions and the Federal Register.

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  • Proposed Exemptions; Deutsche Bank AG and Its Affiliates

    Federal Register · Notice · Jul 3, 2002

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “moffittb@pwba.dol.gov”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

    67 FR 44625Labor DepartmentPension and Welfare Benefits Administration
  • Grant of Individual Exemptions; Aetna Inc. (Aetna)

    Federal Register · Notice · Sep 29, 1999

    Written Comments In the Notice of Proposed Exemption (the Notice), the Department of Labor (the Department) invited all interested persons to submit written comments and requests for a hearing on … All comments and requests for a hearing were due by June 28, 1999. During the comment period, the Department received no requests for a hearing.

    64 FR 52546Labor DepartmentPension and Welfare Benefits Administration
  • Grant of Individual Exemptions; Amended Profit Sharing Plan and Trust of Walker Products Co., Inc., et al.

    Federal Register · Notice · May 18, 1995

    The notices also invited interested persons to submit comments on the requested exemptions to the Department. … EFFECTIVE DATE: This exemption is effective for the period from December 22, 1993 until June 24, 1994.

    60 FR 26740Labor DepartmentPension and Welfare Benefits Administration
  • Notice of Proposed Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 96-14 Involving Morgan Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC), Located in New York, NY

    Federal Register · Notice · Jan 26, 1998

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption to the address above, within 30 days after the … All comments will be made a part of the record. Comments received will be available for public inspection with the referenced applications at the address set forth above.

    63 FR 3767Pension and Welfare Benefits Administration
  • Furnishing Documents to the Secretary of Labor on Request Under ERISA Section 104(a)(6) and Assessment of Civil Penalties Under ERISA Section 502(c)(6)

    Federal Register · Rule · Jan 7, 2002

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … a penalty under section 502(c)(6) of the Act, the amount of the penalty, the period to which the penalty applies, and the reason(s) for the penalty.

    67 FR 777Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; U S West, Inc.

    Federal Register · Notice · Mar 31, 1998

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

    63 FR 15443Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; NCNB Real Estate Fund, et al.

    Federal Register · Notice · Mar 20, 1995

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

    60 FR 14780Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; Harris Trust & Savings Bank

    Federal Register · Notice · Aug 6, 1998

    Comments and requests for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … Plan for the period involved. 10.

    63 FR 42068Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; John Taylor Fertilizers Company Profit Sharing Plan (the Plan)

    Federal Register · Notice · Sep 16, 1998

    Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … The Leasehold has a remaining primary term of approximately 16 years with an option to renew for two periods of ten years each. 4.

    63 FR 49612Labor DepartmentPension and Welfare Benefits Administration
  • Grant of Individual Exemptions; Kwik Kopy Corporation Employees Welfare Benefit Plan and Trust (the Plan)

    Federal Register · Notice · Nov 1, 2000

    Of the policyowner comments received, four commenters expressed their approval of the exemption. Three commenters made general comments. … In response to this comment, the Applicant explains that the Restructuring provides significant benefits to the policyowners of AmerUS Life, which are the “investors” in and “owners” of AMHC for periods

    65 FR 65331Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; Operating Engineers Local 150 Apprenticeship Fund (the Fund)

    Federal Register · Notice · Apr 17, 1997

    Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

    62 FR 18803Labor DepartmentPension and Welfare Benefits Administration
  • Grant of Individual Exemptions; Society National Bank; KeyTrust Company of Ohio; Society Asset Management, Inc; and KeyCorp, et al.

    Federal Register · Notice · Aug 27, 1996

    COMMENTS: The Department received one written comment requesting that the purchaser of the Property be changed from Bill Ussery Motors, Inc. … WRITTEN COMMENTS AND HEARING REQUESTS: The only written comment received by the Department was submitted by the applicant to correct an erroneous representation in the notice of proposed exemption.

    61 FR 44081Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; EBPLife Insurance Company, et al.

    Federal Register · Notice · Jul 11, 1997

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the notice of proposed … Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

    62 FR 37299Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; A Northern Trust Company and Affiliates

    Federal Register · Notice · Nov 18, 2002

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of … Any such comments or requests should be sent either by e-mail to: “moffittb@pwba.dol.gov” , or by FAX to (202) 219-0204 by the end of the scheduled comment period.

    67 FR 69560Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; Connecticut Plumbers and Pipefitters Pension Fund (the Pension Fund), Connecticut Pipe Trades Local No. 777 Annuity Fund (the Annuity Fund); Connecticut Pipe Trades Health Fund (the Health Fund) (Collectively the Funds)

    Federal Register · Notice · Feb 5, 2002

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “ moffittb@pwba.dol.gov ”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

    67 FR 5305Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions Wells Fargo Bank

    Federal Register · Notice · Apr 4, 1996

    Written Comments and Hearing Requests Unless otherwise stated in the Notice of Proposed Exemption, all interested persons are invited to submit written comments, and with respect to exemptions involving … Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

    61 FR 15123Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; Bankers Trust Company

    Federal Register · Notice · Feb 19, 1998

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

    63 FR 8481Labor DepartmentPension and Welfare Benefits Administration
  • Grant of Individual Exemptions; John B. Toomey Rollover IRA (the IRA), et al.

    Federal Register · Notice · Sep 6, 1995

    Of the written comments received, five commenters recommended that the Department grant the proposed exemption. … WRITTEN COMMENT: The Department received one written comment with respect to the proposed exemption, which was submitted by the applicants.

    60 FR 46308Labor DepartmentPension and Welfare Benefits Administration
  • Proposed Exemptions; Bank of Oklahoma (the Bank) and First Tennessee National Corporation

    Federal Register · Notice · Jul 7, 2000

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … While the SEC's interpretation of the periodic reporting requirements is subject to change, periodic reports concerning a trust will be filed to the extent required under the Securities Exchange Act of

    65 FR 42248Labor DepartmentPension and Welfare Benefits Administration
  • Amendment to Prohibited Transaction Exemption (PTE) 2000-58 Involving Bear, Stearns & Co. Inc., Prudential Securities Incorporated, et al.

    Federal Register · Notice · Aug 22, 2002

    The Notice invited interested persons to submit comments on the requested exemption to the Department. … The Department received one written comment and no requests for a hearing in response to the proposed exemption.

    67 FR 54487Labor DepartmentPension and Welfare Benefits Administration

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